Common use of Compliance with Federal Securities Laws Clause in Contracts

Compliance with Federal Securities Laws. The Company is a closed-end management investment company that has elected to be regulated as a business development company (a “BDC”) under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and has registered its securities under the Securities Act, as amended, and Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). [ ]* The Registration Statement has been prepared and filed by the Company and has been declared effective by the Commission. Neither the Commission nor any state securities authority has issued any order preventing or suspending the use of any Prospectus filed with the Registration Statement or any amendments or supplements thereto, and no proceedings for that purpose have been instituted, or, to the Company’s knowledge, threatened or contemplated by the Commission or any state securities authority. At the time the Registration Statement became effective (the “Effective Date”) and at the time that any post-effective amendment thereto or any additional registration statement filed under Rule 462(b) of the Securities Act becomes effective, the Registration Statement or any amendment thereto: (i) complied, or will comply, as to form in all material respects with the requirements of the Securities Act and the Regulations and (ii) did not or will not contain an untrue statement of a material fact or omit to state a material fact necessary to make the statements therein not misleading. When the Prospectus or any amendment or supplement thereto is filed with the Commission pursuant to Rule 497 of the Regulations and at all times subsequent thereto through the date on which the Offering is terminated (the “Termination Date”), the Prospectus will comply in all material respects with the requirements of the Securities Act and the Regulations and will not include any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. Any Prospectus delivered to Ameriprise Financial will be identical to the electronically transmitted copies thereof filed with the Commission on the Electronic Data Gathering, Analysis, and Retrieval system (“XXXXX”) except to the extent permitted by Regulation S-T.

Compliance with Federal Securities Laws. The Company is a closed-end management investment company that has elected to be regulated as a business development company (a “BDC”) under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and has registered its securities under the Securities Act, as amended, and Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). [ ]* As such, the Company complies with the applicable provisions of the Investment Company Act, the Securities Act and the Exchange Act. The Registration Statement has been prepared and filed by the Company and has been declared effective by the Commission. Neither the Commission nor any state securities authority has issued any order preventing or suspending the use of any Prospectus filed with the Registration Statement or any amendments or supplements thereto, and no proceedings for that purpose have been instituted, or, to the Company’s knowledge, threatened or contemplated by the Commission or any state securities authority. At the time the Registration Statement became effective (the “Effective Date”) and at the time that any post-effective amendment thereto or any additional registration statement filed under Rule 462(b) of the Securities Act becomes effective, the Registration Statement or any amendment thereto: (i) complied, or will comply, as to form in all material respects with the requirements of the Securities Act and the Regulations and (ii) did not or will not contain an untrue statement of a material fact or omit to state a material fact necessary to make the statements therein not misleading. When the Prospectus or any amendment or supplement thereto is filed with the Commission pursuant to Rule 497 of the Regulations and at all times subsequent thereto through the date on which the Offering is terminated (the “Termination Date”), the Prospectus will comply in all material respects with the requirements of the Securities Act and the Regulations and will not include any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. Any Prospectus delivered to Ameriprise Financial will be identical to the electronically transmitted copies thereof filed with the Commission on the Electronic Data Gathering, Analysis, and Retrieval system (“XXXXX”) except to the extent permitted by Regulation S-T.T. The Company is an “emerging growth company,” as defined in Section 2(a) of the Securities Act (an “EGC”) and satisfies all requirements to maintain EGC status.

Compliance with Federal Securities Laws. The Company BY AGREEING TO BE SUBJECT TO THE ARBITRATION PROVISION CONTAINED IN THIS AGREEMENT, YOU WILL NOT BE DEEMED TO WAIVE REALBID’S COMPLIANCE WITH THE FEDERAL SECURITIES LAWS AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER. Realbid Employees and Affiliates. You understand that Realbid Parties may participate in the Services as users of the Services, and that Realbid is not responsible for any of their activities, including statements or other information in any emails or other communications such individuals make in that capacity. Copyright Complaints If you believe that any material in the Services infringes upon any copyright which you own or control, you may send a closed-end management investment company that has elected written notification of such infringement to be regulated our Designated Agent as a business development company (a “BDC”) set forth below: Realbid, LLC 000 Xxxxxx Xxxxxx, Ste 405, #97 San Francisco, CA 94108 Attn: Legal xxxxxxx@xxxxxxx.xxx To meet the notice requirements under the Investment Company Digital Millennium Copyright Act of 1940, as amended (the “Investment Company ActDMCA”), and has registered its securities under the Securities Act, as amended, and Section 12 of notification must be a written communication that includes the Securities Exchange Act of 1934, as amended (the “Exchange Act”). [ ]* The Registration Statement has been prepared and filed by the Company and has been declared effective by the Commission. Neither the Commission nor any state securities authority has issued any order preventing or suspending the use of any Prospectus filed with the Registration Statement or any amendments or supplements thereto, and no proceedings for that purpose have been instituted, or, to the Company’s knowledge, threatened or contemplated by the Commission or any state securities authority. At the time the Registration Statement became effective (the “Effective Date”) and at the time that any post-effective amendment thereto or any additional registration statement filed under Rule 462(b) of the Securities Act becomes effective, the Registration Statement or any amendment theretofollowing: (i) complied, or will comply, as to form in all material respects with the requirements identification of the Securities Act and the Regulations and copyrighted work claimed to have been infringed; (ii) did identification of the material that is claimed to be infringing or to be the subject of infringing activity and that is to be removed or access to which is to be disabled, and information reasonably sufficient to permit us to locate the material; (iii) information reasonably sufficient to permit us to contact the complaining party, such as an address, telephone number and, if available, an electronic mail address at which the complaining party may be contacted; (iv) a statement that the complaining party has a good-faith belief that use of the material in the manner complained of is not authorized by the copyright owner, its agent or will not contain the law; (v) a statement that the information in the notification is accurate, and under penalty of perjury, that the complaining party is authorized to act on behalf of the owner of an untrue statement exclusive right that is allegedly infringed and (vi) a physical or electronic signature of a material fact or omit person authorized to state a material fact necessary to make the statements therein not misleading. When the Prospectus or any amendment or supplement thereto is filed with the Commission pursuant to Rule 497 act on behalf of the Regulations owner of an exclusive right that is allegedly infringed. Disputes with Others We reserve the right, but have no obligation, to monitor or manage disputes between you and at all times subsequent thereto through other Users. You release the date on which the Offering is terminated (the “Termination Date”), the Prospectus will comply in all material respects Realbid Parties with the requirements of the Securities Act and the Regulations and will not include respect to any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading. Any Prospectus delivered to Ameriprise Financial will be identical to the electronically transmitted copies thereof filed with the Commission on the Electronic Data Gathering, Analysissuch dispute, and Retrieval system hereby agree to indemnify, defend and hold harmless the Realbid Parties from and against any and all claims, demands, and damages (“XXXXX”actual and consequential) except to the extent permitted by Regulation S-T.of every kind and nature, known and unknown, arising out of, or in any way connected with, such a dispute.