Common use of Compliance with FINRA Requirements Clause in Contracts

Compliance with FINRA Requirements. Each Agent represents that, in soliciting purchases or making sales of any Notes, it will comply in all material respects with the rules and regulations of the Financial Industry Regulatory Authority (United States) applicable to it, and to such solicitations and sales, whether or not it is a U.S. broker-dealer.

Compliance with FINRA Requirements. Each Agent represents that, in soliciting purchases or making sales of any NotesNotes or Warrants, it will comply in all material respects with the rules and regulations of the Financial Industry Regulatory Authority (United States) applicable to it, and to such solicitations and sales, whether or not it is a U.S. broker-dealer.

Compliance with FINRA Requirements. Each Agent represents that, in soliciting purchases or making sales of any Notes, it will comply in all material respects with the rules and regulations of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) (United States) applicable to it, and to such solicitations and sales, whether or not it is a U.S. broker-dealer.