Compliance With FINRA Rule 5110. At the time the Registration Statement was declared effective by the SEC, and as of the date hereof and as of the Closing Date, the Company has (i) a 1934 Act reporting history in excess of 36 months and (ii) a non-affiliate, public common float of at least $100 million and annual trading volume of at least three million shares.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Xiao-I Corp), Securities Purchase Agreement (Esports Entertainment Group, Inc.), Securities Purchase Agreement (GreenBox POS)
Compliance With FINRA Rule 5110. At the time the Registration Statement was declared effective by the SEC, and as of the date hereof and as of the Closing Date, SEC the Company has had (i) a 1934 Act reporting history in excess of 36 months and (ii) a non-affiliate, public common float of at least $100 million and annual trading volume of at least three million shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Evofem Biosciences, Inc.), Securities Purchase Agreement (Evofem Biosciences, Inc.)
Compliance With FINRA Rule 5110. At the time the Registration Statement was declared effective by the SEC, and as of the date hereof and as of the such Closing Date, the Company has (i) a 1934 Act reporting history in excess of 36 months and (ii) a non-affiliate, public common float of at least $100 million and annual trading volume of at least three million shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Fisker Inc./De), Securities Purchase Agreement (PAVmed Inc.)
Compliance With FINRA Rule 5110. At the time the Registration Statement was declared effective by the SEC, and as of the date hereof and as of the applicable Closing Date, the Company has (i) a 1934 Act reporting history in excess of 36 months and (ii) a non-affiliate, public common float of at least $100 million and annual trading volume of at least three million shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Arcimoto Inc), Securities Purchase Agreement (Cytori Therapeutics, Inc.)
Compliance With FINRA Rule 5110. At the time the Registration Statement was declared effective by the SEC, and as of the date hereof and as of the such Closing Date, the Company has (i) a 1934 Act reporting history in excess of 36 months and (ii) a non-affiliate, public common float of at least $100 million and annual trading volume of at least three million shares.. (yy)
Appears in 1 contract
Compliance With FINRA Rule 5110. At the time the Registration Statement was declared effective by the SEC, and as of the date hereof and as of the Initial Closing Date, the Company has (i) a 1934 Act reporting history in excess of 36 months and (ii) a an aggregate market value of voting stock held by non-affiliate, public common float affiliates of at least in excess of $100 million and annual trading volume of at least three million shares150 million.
Appears in 1 contract
Samples: Securities Purchase Agreement (Kandi Technologies Group, Inc.)
