Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 37 contracts
Samples: Administration Agreement (Cni Charter Funds), Administration Agreement (Touchstone Funds Group Trust), Administration Agreement (Cni Charter Funds)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 ActSecurities Act of 1933, the 1934 ActSecurities Exchange Act of 1934, the 1940 Act Act, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderhereunder including any applicable anti-money laundering laws and regulations.
Appears in 16 contracts
Samples: Administration Agreement (Aetos Capital Opportunities Fund, LLC), Administration Agreement (Robeco-Sage Multi-Strategy TEI Fund, L.L.C.), Administration Agreement (Aetos Multi Strategy Arbitrage Fund LLC)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 Securities Act of 1933, the Securities Exchange Act of 1934, the 1940 Act, the 1934 Act, the 1940 USA PATRIOT Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderhereunder including any applicable anti-money laundering laws and regulations.
Appears in 15 contracts
Samples: Administration Agreement (PNC Alternative Strategies Fund LLC), Administration Agreement (PNC Long-Short TEDI Fund LLC), Administration Agreement (PNC Long-Short Fund LLC)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 ActSecurities Act of 1933, the 1934 ActSecurities Exchange Act of 1934, the 1940 Investment Company Act of 1940, and any other laws, rules rules, and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderunder this Agreement.
Appears in 9 contracts
Samples: Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Vertical Capital Investors Trust)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 ActSecurities Act of 1933, the 1934 ActSecurities Exchange Act of 1934, the 1940 Act Act, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 8 contracts
Samples: Administration Agreement (Japan Fund Inc), Administration Agreement (Arbitrage Funds), Administrative Agreement (Nevis Fund Inc)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 ActSecurities Act of 1933, the 1934 Act, the 1940 Act and any other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderunder this Agreement.
Appears in 8 contracts
Samples: Fund Accounting and Compliance Administration Agreement (Merit Advisors Investment Trust), Fund Accounting and Compliance Administration Agreement (Murphymorris Investment Trust), Fund Accounting and Compliance Administration Agreement (Merit Advisors Investment Trust Ii)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 Securities Act of 1933, the Securities Exchange Act of 1934, the 1940 Act, the 1934 Act, the 1940 USA Patriot Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderhereunder including any applicable anti-money laundering laws and regulations.
Appears in 8 contracts
Samples: Administration Agreement (Mercantile Small Cap Manager Fund LLC), Administration Agreement (Mercantile Long Short Manager Fund LLC), Administration Agreement (Mercantile Long Short Manager Fund LLC)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderunder this Agreement.
Appears in 5 contracts
Samples: Fund Accounting and Compliance Administration Agreement (Nottingham Investment Trust Ii), Fund Accounting and Compliance Administration Agreement (Cm Advisers Family of Funds), Fund Accounting and Compliance Administration Agreement (Turnaround Investment Trust)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 ActSecurities Act of 1933, as amended, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 5 contracts
Samples: Custodian Agreement (Huntington Va Funds), Administration Agreement (Huntington Funds /Ma/), Administration Agreement (Monitor Funds)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 ActSecurities Act of 1933, the 1934 ActSecurities Exchange Act of 1934, the 1940 Act Act, and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderhereunder including any applicable anti-money laundering laws and regulations, all as may be amended from time to time.
Appears in 3 contracts
Samples: Administration Agreement (Sei Opportunity Master Fund Lp), Administration Agreement (Sei Absolute Return Fund Lp), Administration Agreement (Sei Opportunity Fund Lp)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 3 contracts
Samples: Sub Administration and Accounting Agreement (Schroder Series Trust), Sub Administration and Accounting Agreement (Schroder Capital Funds /Delaware/), Administration and Accounting Agreement (Schroder Series Trust)
Compliance with Governmental Rules and Regulations. The -------------------------------------------------- Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 3 contracts
Samples: Administration Agreement (Profit Funds Investment Trust), Administration Agreement (Expedition Funds), Administration Agreement (Brazos Mutual Funds)
Compliance with Governmental Rules and Regulations. The -------------------------------------------------- Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 3 contracts
Samples: Administration Agreement (Uam Funds Inc Ii/), Administration Agreement (Uam Funds Trust), Administration Agreement (Uam Funds Inc)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 ActSecurities Act of 1933, the 1934 Act, the 1940 Act Act, and any other laws, rules rules, and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderunder this Agreement.
Appears in 3 contracts
Samples: Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (Starboard Investment Trust), Fund Accounting and Administration Agreement (NCM Capital Investment Trust)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 ActSecurities Act of 1933, the Securities Exchange Act of 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 2 contracts
Samples: Administration Agreement (Westlakes Institutional Portfolios), Administration Agreement (Westlakes Institutional Portfolios)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 Act, the 1934 Act, Federal Securities Laws (as defined in Rule 38a-1 under the 1940 Act Act), and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 2 contracts
Samples: Administration Agreement (Tortoise North American Energy Corp), Administration Agreement (Tortoise North American Energy Corp)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder, including without limitation, developing compliance policies and procedures pursuant to Rule 38a-1 of the 1940 Act.
Appears in 2 contracts
Samples: Administrative Services Agreement (SunAmerica Focused Alpha Growth Fund, Inc.), Administrative Services Agreement (SunAmerica Focused Alpha Large-Cap Fund, Inc.)
Compliance with Governmental Rules and Regulations. The --------------------------------------------------- Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 2 contracts
Samples: Administration Agreement (Sei Asset Allocation Trust), Administration Agreement (Oak Associates Funds)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 ActFederal Securities Laws, the 1934 Act, as defined under Rule 38a-1 of the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 1 contract
Samples: Fund Administration Agreement (Tactical Investment Series Trust)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 ActSecurities Act of 1933, the Securities Exchange Act of 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 1 contract
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 1 contract
Samples: Administration Agreement (Causeway Capital Management Trust)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunderunder this Agreement.
Appears in 1 contract
Samples: Administration Agreement (Monument Series Fund Inc)
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply in all material respects with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 1 contract
Compliance with Governmental Rules and Regulations. The Administrator undertakes to comply with all applicable requirements of the 1933 Act, the 1934 Act, the 1940 Act and any all other laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by the Administrator hereunder.
Appears in 1 contract
