COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 122 contracts
Samples: Equity Purchase Agreement (Clean Energy Technologies, Inc.), Common Stock Purchase Agreement (Veea Inc.), Common Stock Purchase Agreement (Auddia Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s 's trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 37 contracts
Samples: Equity Purchase Agreement (iCoreConnect Inc.), Equity Purchase Agreement (Cloudastructure, Inc.), Standby Equity Commitment Agreement (Marquie Group, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 12 contracts
Samples: Common Stock Purchase Agreement (Ocean Power Technologies, Inc.), Common Stock Purchase Agreement (Ocean Power Technologies, Inc.), Common Stock Purchase Agreement (Presto Automation Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s 's trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws laws, rules and regulations and the rules and regulations of FINRA and the Principal MarketMarket on which the Common Stock is listed or quoted.
Appears in 7 contracts
Samples: Equity Purchase Agreement (Futureland Corp.), Equity Purchase Agreement (EMAV Holdings, Inc.), Equity Credit Agreement (Sauer Energy, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock Ordinary Shares will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 4 contracts
Samples: Ordinary Share Purchase Agreement (BloomZ Inc.), Ordinary Share Purchase Agreement (Silexion Therapeutics Corp), Equity Purchase Agreement (Globavend Holdings LTD)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Each Investor’s 's trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and U.S. federal securities laws laws, rules and regulations regulations, and the rules and regulations of FINRA and the Principal MarketMarket on which the Common Stock is listed or quoted.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ULURU Inc.), Securities Purchase Agreement (ULURU Inc.), Securities Purchase Agreement (ULURU Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 3 contracts
Samples: Equity Purchase Agreement (OS Therapies Inc), Closing Agreement (Asset Entities Inc.), Closing Agreement (Asset Entities Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws laws, rules and regulations and the rules and regulations of FINRA and the Principal MarketMarket on which the Common Stock is listed or quoted.
Appears in 1 contract
Samples: Equity Credit Agreement (CURAXIS PHARMACEUTICAL Corp)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
ARTICLE VI COVENANTS OF THE COMPANY
Appears in 1 contract
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock Shares will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Each Investor covenants, severally, that the Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
Samples: Equity Purchase Agreement (Capital Park Holdings Corp.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market..
Appears in 1 contract
Samples: Equity Purchase Agreement (Digital Brands Group, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock Units will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
