COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to the Securities shall be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of the Principal Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (NextTrip, Inc.), Securities Purchase Agreement (Ocean Power Technologies, Inc.), Common Stock Purchase Agreement (Ab International Group Corp.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The InvestorEach Purchaser’s trading activities with respect to the Securities shall be in compliance in all material respects with all applicable state and federal securities laws and regulations and the rules and regulations of the Principal MarketTrading Market applicable to such Purchaser.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Motorsport Games Inc.), Securities Purchase Agreement (Motorsport Games Inc.), Securities Purchase Agreement (Motorsport Games Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to the Securities shall shares of Preferred Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Healthcare Trust, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to the Securities shall will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of the Principal Market.
Appears in 1 contract
Samples: Purchase Agreement (Snail, Inc.)
