Common use of Compliance with Laws and Contracts Clause in Contracts

Compliance with Laws and Contracts. The Borrower and its Subsidiaries have complied in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions of any Governmental Authority, self-regulatory organization or securities exchange having jurisdiction over the conduct of their respective businesses or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply could not reasonably be expected to have a Material Adverse Effect. Neither the execution and delivery by the Borrower of the Loan Documents, the application of the proceeds of its Loans, the consummation of any transaction contemplated by the Loan Documents, nor compliance with the provisions of the Loan Documents will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and X), order, writ, judgment, injunction, decree or award binding on the Borrower or any Subsidiary thereof or the Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or by-laws, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower or any such Subsidiary is a party or is subject, or by which it, or its property, is bound or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17) in, of or on the property of the Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not have a Material Adverse Effect.

Compliance with Laws and Contracts. The Neither the Borrower and its Subsidiaries have complied nor any Subsidiary is in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions default under or in violation of any Governmental Authorityforeign, self-regulatory organization federal, state or securities exchange having jurisdiction over local law, rule, regulation, order, writ, judgment, injunction, decree or award binding upon or applicable to the conduct Borrower or such Subsidiary, in each case the consequence of their respective businesses which default or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply violation could not reasonably be expected to have a Material Adverse Effect. Neither None of the execution and delivery by the Borrower of the Loan Documentsthis Agreement, the application of the proceeds of its the Loans, the consummation of any transaction contemplated by the Loan Documents, nor or compliance with the provisions of the Loan Documents this Agreement will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and XX of the Board), order, writ, judgment, injunction, decree or award binding on the Borrower or any Subsidiary thereof or the Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or incorporation, by-lawslaws or code of regulations, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower or any such Subsidiary is a party or is subject, or by which it, or its propertyProperty, is bound bound, or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17Permitted Liens) in, of or on the property Property of the Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not reasonably be expected to have a Material Adverse Effect.

Compliance with Laws and Contracts. The Borrower undersigned and its Subsidiaries have complied in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions of any Governmental Authoritydomestic or foreign government, self-regulatory organization or securities exchange any instrumentality or agency thereof, having jurisdiction over the conduct of their respective businesses or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC)properties, except where the failure to so comply could not reasonably be expected to have a Material Adverse Effect. Neither None of the execution execution, delivery and delivery performance by the Borrower undersigned of the Loan Documents, the application of the proceeds of its Loans, the consummation of any transaction contemplated by the Loan Documents, nor Documents to which it is a party or compliance with the provisions of the Loan Documents will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and X)regulation, order, writ, judgment, injunction, decree or award binding on the Borrower undersigned or any Subsidiary thereof or the Borrower's undersigned’s or any such Subsidiary's charter, articles or certificate of incorporation or by-laws’s Organization Documents, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower undersigned or any such Subsidiary is a party or is subject, or by which it, or its property, is bound bound, or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17the Loan Documents) in, of or on the property of the Borrower undersigned or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require any consent of the consent or approval stockholders of any PersonPerson (other than to the extent obtained and in full force and effect), in each case, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not reasonably be expected to have a Material Adverse Effect.

Compliance with Laws and Contracts. The Borrower and its Subsidiaries have complied in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions of any Governmental Authority, self-regulatory organization or securities exchange Authority having jurisdiction over the conduct of their respective businesses or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC)properties, except where the failure to so comply could not reasonably be expected to have a Material Adverse Effect. Neither the execution and delivery by the Borrower of the Loan Documents, the application of the proceeds of its Loans, nor the consummation of any transaction contemplated by the Loan Documentstransactions therein contemplated, nor compliance with the provisions of the Loan Documents thereof will, or at the relevant time did, (ai) violate any law, rule, regulation (including Regulations T, U and X), order, writ, judgment, injunction, decree or award binding on the Borrower or any Subsidiary thereof of its Subsidiaries or the Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or by-lawsCharter Documents, (bii) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower or any such Subsidiary of its Subsidiaries is a party or is subject, or by which it, or its propertyProperty, is bound bound, or conflict with or constitute a default thereunder, or result in in, or require, the creation or imposition of any Lien (other than Liens permitted by Section 6.17) in, of or on the property Property of the Borrower or any such a Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (ciii) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not reasonably be expected to have a Material Adverse Effect.

Compliance with Laws and Contracts. The Such Borrower and its Subsidiaries have complied in all material respects with all applicable Lawslaws, statutes, rules, regulations, orders and restrictions of any Governmental Authority, self-regulatory organization or securities exchange having jurisdiction over the conduct of their respective businesses or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply could not reasonably be expected to have a Material Adverse Effect. Neither the execution and delivery by the such Borrower of the Loan Documents, the application of the proceeds of its Loans, the consummation of any transaction contemplated by the Loan Documents, nor compliance with the provisions of the Loan Documents will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and X), order, writ, judgment, injunction, decree or award binding on the such Borrower or any Subsidiary thereof or the such Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or by-laws, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the such Borrower or any such Subsidiary is a party or is subject, or by which it, or its property, is bound or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17) in, of or on the property of the such Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not have a Material Adverse Effect.

Compliance with Laws and Contracts. The Borrower Neither Borrower, and its Subsidiaries have complied ---------------------------------- no Subsidiary, is in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions default under or in violation of any Governmental Authorityforeign, self-regulatory organization federal, state or securities exchange having jurisdiction over local law, rule, regulation, order, writ, judgment, injunction, decree or award binding upon or applicable to such Borrower or such Subsidiary, in each case the conduct consequence of their respective businesses which default or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply violation could not reasonably be expected to have a Material Adverse Effect. Neither None of the execution and delivery by the either Borrower of the Loan Documentsthis Agreement, the application of the proceeds of its the Loans, the consummation of any transaction contemplated by the Loan Documents, nor or compliance with the provisions of the Loan Documents this Agreement will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and XX of the Board), order, writ, judgment, injunction, decree or award binding on the either Borrower or any Subsidiary thereof or the either Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or incorporation, by-lawslaws or code of regulations, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the either Borrower or any such Subsidiary is a party or is subject, or by which it, or its propertyProperty, is bound bound, or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17Permitted Liens) in, of or on the property Property of the a Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not reasonably be expected to have a Material Adverse Effect.

Compliance with Laws and Contracts. The Borrower and its Subsidiaries have has complied in all material respects with all applicable Laws, statutes, rules, regulations, orders orders, judgments, decrees and restrictions restrictions, including without limitation the 1940 Act and all environmental laws, of any Governmental Authority, self-regulatory organization or securities exchange Authority having jurisdiction over the conduct of their respective businesses its business or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC)its Properties, except where the failure to so comply could not reasonably be expected to have a Material Adverse Effect. Neither the execution and delivery by the Borrower of the Loan Documents, the consummation of the Loans or the application of the proceeds of its the Loans, the consummation of any transaction contemplated by the Loan Documents, nor compliance with the provisions of the Loan Documents will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations TG, U and or X), order, writ, judgment, injunction, decree or award binding on the Borrower or any Subsidiary thereof or the Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or by-laws, (b) violate the Investment Policies, (c) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower or any such Subsidiary is a party or is subject, or by which it, it or its propertyProperty is bound, is bound or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17by, the Loan Documents) in, of or on the property Property of the Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (cd) require any consent of the consent or approval stockholders of any Person, and except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that which could not reasonably be expected to have a Material Adverse Effect.

Compliance with Laws and Contracts. The Borrower and its Subsidiaries have complied in all material respects with all applicable Lawslaws, statutes, and rules, regulations, orders and restrictions of any Governmental Authority, self-regulatory organization or securities exchange having jurisdiction over the conduct of their respective businesses or the ownership of their respective properties (including, without limitation limitation, the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply could not reasonably be expected to have a Material Adverse Effect. Neither the execution and delivery by the Borrower of the Loan Documents, the application of the proceeds of its the Loans, the consummation of any transaction contemplated by the Loan Documents, nor compliance with the provisions of the Loan Documents will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations G, T, U and X), order, writ, judgment, injunction, decree or award binding on the Borrower or any Subsidiary thereof or the Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or by-laws, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower or any such Subsidiary is a party or is subject, or by which it, or its property, is bound bound, or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17) in, of or on the property of the Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not have a Material Adverse Effect.obtain

Compliance with Laws and Contracts. The Neither the Borrower and its Subsidiaries have complied nor any Subsidiary is in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions default under or in violation of any Governmental Authorityforeign, self-regulatory organization federal, state or securities exchange having jurisdiction over local law, rule, regulation, order, writ, judgment, injunction, decree or award binding upon or applicable to the conduct Borrower or such Subsidiary, in each case the consequence of their respective businesses which default or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply violation could not reasonably be expected to have a Material Adverse Effect. Neither None of the execution and delivery by the Borrower of the Loan Documentsthis Agreement, the application of the proceeds of its the Loans, the consummation of any transaction contemplated by the Loan Documents, nor or compliance with the provisions of the Loan Documents this Agreement will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and XX of the Board), order, writ, judgment, injunction, decree or award binding on the Borrower or any Subsidiary thereof or the Borrower's ’s or any such Subsidiary's ’s charter, articles or certificate of incorporation or incorporation, by-lawslaws or code of regulations, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower or any such Subsidiary is a party or is subject, or by which it, or its propertyProperty, is bound bound, or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17Permitted Liens) in, of or on the property Property of the Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not reasonably be expected to have a Material Adverse Effect.

Compliance with Laws and Contracts. The Borrower Neither ---------------------------------- Borrower, and its Subsidiaries have complied no Subsidiary, is in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions default under or in violation of any Governmental Authorityforeign, self-regulatory organization federal, state or securities exchange having jurisdiction over local law, rule, regulation, order, writ, judgment, injunction, decree or award binding upon or applicable to such Borrower or such Subsidiary, in each case the conduct consequence of their respective businesses which default or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply violation could not reasonably be expected to have a Material Adverse Effect. Neither None of the execution and delivery by the either Borrower of the Loan Documentsthis Agreement, the application of the proceeds of its the Loans, the consummation of any transaction contemplated by the Loan Documents, nor or compliance with the provisions of the Loan Documents this Agreement will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and XX of the Board), order, writ, judgment, injunction, decree or award binding on the either Borrower or any Subsidiary thereof or the either Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or incorporation, by-lawslaws or code of regulations, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the either Borrower or any such Subsidiary is a party or is subject, or by which it, or its propertyProperty, is bound bound, or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.17Permitted Liens) in, of or on the property Property of the a Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not reasonably be expected to have a Material Adverse Effect.

Compliance with Laws and Contracts. The Borrower and its Subsidiaries have complied in all material respects with all applicable Laws, statutes, rules, regulations, orders and restrictions of any Governmental Authority, self-regulatory organization or securities exchange having jurisdiction over the conduct of their respective businesses or the ownership of their respective properties (including, without limitation the Exchange Act, the Advisers Act, the Investment Company Act and the applicable rules and regulations of the SEC, NASD, NYSE, MSRB and CFTC), except where the failure to so comply could not reasonably be expected to have a Material Adverse Effect. Neither the execution and delivery by the Borrower of the Loan Documents, the application of the proceeds of its Loans, the consummation of any transaction contemplated by the Loan Documents, nor compliance with the provisions of the Loan Documents will, or at the relevant time did, (a) violate any law, rule, regulation (including Regulations T, U and X), order, writ, judgment, injunction, decree or award binding on the Borrower or any Subsidiary thereof or the Borrower's or any such Subsidiary's charter, articles or certificate of incorporation or by-laws, (b) violate the provisions of or require the approval or consent of any party to any indenture, instrument or agreement to which the Borrower or any such Subsidiary is a party or is subject, or by which it, or its property, is bound or conflict with or constitute a default thereunder, or result in the creation or imposition of any Lien (other than Liens permitted by Section 6.176.15) in, of or on the property of the Borrower or any such Subsidiary pursuant to the terms of any such indenture, instrument or agreement, or (c) require the consent or approval of any Person, except for any violation of, or failure to obtain an approval or consent required under, any such indenture, instrument or agreement that could not have a Material Adverse Effect.