Compliance with Laws and Other Requirements. Any activities performed by the Bank under this Section II.A. of this Agreement shall conform to the requirements of: (a) the provisions of the 1940 Act and of any rules or regulations in force thereunder; (b) any other applicable provision of state and Federal law; (c) the provisions of the Declaration of Trust and the By-Laws of the Customer, as amended from time to time; (d) any policies and determinations of the Board of Trustees of the Customer provided to the Bank in writing; and (e) the fundamental policies of the Series as reflected in the Customer's registration statement on Form N-1A ("Form N-1A") under the 1940 Act and the Securities Act of 1933 (the "1933 Act") and any amendments thereto.
Appears in 3 contracts
Samples: Multiple Services Agreement (Brinson Funds Inc), Multiple Services Agreement (Brinson Funds Inc), Multiple Services Agreement (Brinson Funds Inc)
Compliance with Laws and Other Requirements. Any activities performed by the Bank under this Section II.A. of this Agreement shall conform to the requirements of:
(a) the provisions of the 1940 Act and of any rules or regulations in force thereunder;
(b) any other applicable provision of state and Federal law;
(c) the provisions of the Declaration of Trust and the By-Laws of the Customer, as amended from time to time;
(d) any policies and determinations of the Board of Trustees of the Customer provided to the Bank in writing; and
(e) the fundamental policies of the Series as reflected in the Customer's registration statement on Form N-1A ("Form N-1A") under the 1940 Act and the Securities Act of 1933 (the "1933 Act") and any amendments thereto.
Appears in 2 contracts
Samples: Multiple Services Agreement (Brinson Relationship Funds), Multiple Services Agreement (Brinson Relationship Funds)
Compliance with Laws and Other Requirements. Any activities performed by the Bank under this Section II.A. of this Agreement shall conform to the requirements of:
(a) the provisions of the 1940 Act and of any rules or regulations in force thereunder;
(b) any other applicable provision of state and Federal law;
(c) the provisions of the Declaration of Trust and the By-Laws of the Customer, as amended from time to time;
(d) any policies and determinations of the Board of Trustees of the Customer provided to the Bank in writing; and
(e) the fundamental policies of the Series as reflected in the Customer's registration statement on Form N-1A N-lA ("Form N-1AN-lA") under the 1940 Act and the Securities Act of 1933 (the "1933 Act") and any amendments thereto.
Appears in 2 contracts
Samples: Multiple Services Agreement (Brinson Funds Inc), Multiple Services Agreement (Brinson Funds Inc)
Compliance with Laws and Other Requirements. Any activities performed by the Bank under this Section II.A. of this Agreement shall conform to the requirements of:
(a) the provisions of the 1940 Act and of any rules or regulations in force thereunder;
(b) any other applicable provision of state and Federal law;
(c) the provisions of the Agreement and Declaration of Trust and the By-Laws of the Customer, as amended from time to time;
(d) any policies and determinations of the Board of Trustees of the Customer provided to the Bank in writing; and
(e) the fundamental policies of the Series as reflected in the Customer's registration statement on Form N-1A ("Form N-1A") under the 1940 Act and the Securities Act of 1933 (the "1933 Act") and any amendments thereto.
Appears in 1 contract
Samples: Multiple Services Agreement (Sma Relationship Trust)