Common use of Compliance with Laws; Confidentiality Clause in Contracts

Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Adviser in performance of its duties hereunder (herein called the "Rules"). The Sub-Adviser will treat confidentially and as proprietary information of the Trust all records and information relative to the Trust and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Investment Adviser and the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when required to divulge such information by duly constituted authorities, or when so requested by the Trust.

Appears in 6 contracts

Samples: Sub Advisory Agreement (Financial Investors Variable Insurance Trust), Sub Advisory Agreement (First Funds), Sub Advisory Agreement (First Funds)

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Compliance with Laws; Confidentiality. (a) The Sub-Adviser Advisor agrees that it will comply with all applicable rules Rules and regulations Regulations of all federal and state Federal regulatory agencies having jurisdiction over the Sub-Adviser Advisor in the performance of its duties hereunder (herein called the "Rules"). The Sub-Adviser Sub- Advisor will treat confidentially and as proprietary information of the Trust Company all records and other information relative to the Trust Company and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Investment Adviser and the TrustCompany, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser Advisor may be exposed to civil or criminal contempt proceedings for failure to comply, when required requested to divulge such information by duly constituted authorities, or when so requested by the TrustCompany.

Appears in 3 contracts

Samples: Sub Advisory Agreement (RBB Fund Inc), Sub Advisory Agreement (RBB Fund Inc), Sub Advisory Agreement (RBB Fund Inc)

Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees --------------------------------------- that it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Adviser in performance of its duties hereunder (herein called the "Rules"). The Sub-Sub- Adviser will treat confidentially and as proprietary information of the Trust all records and information relative to the Trust and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Investment Adviser and the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when required to divulge such information by duly constituted authorities, or when so requested by the Trust.

Appears in 2 contracts

Samples: Sub Advisory Agreement (First Funds), Sub Advisory Agreement (First Funds)

Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that ------------------------------------- it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Adviser in performance of its duties hereunder (herein called the "Rules"). The Sub-Adviser will treat confidentially and as proprietary information of the Trust all records and information relative to the Trust and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Investment Adviser and the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when required to divulge such information by duly constituted authorities, or when so requested by the Trust.

Appears in 2 contracts

Samples: Sub Advisory Agreement (First Funds), Sub Advisory Agreement (First Funds)

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Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Adviser in performance of its duties hereunder (herein called the "Rules"). The Sub-Sub- Adviser will treat confidentially and as proprietary information of the Trust all records and information relative to the Trust and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Investment Adviser and the Trust, which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when required to divulge such information by duly constituted authorities, or when so requested by the Trust.

Appears in 1 contract

Samples: Sub Advisory Agreement (First Funds)

Compliance with Laws; Confidentiality. (a) The Sub-Adviser agrees that it will comply with all applicable rules and regulations of all federal and state regulatory agencies having jurisdiction over the Sub-Adviser in performance of its duties hereunder (herein called the "Rules"). The Sub-Adviser will treat confidentially and as proprietary information of the Trust all records and information relative to the Trust and prior, present or potential shareholders, and will not use such records and information for any purpose other than performance of its responsibilities and duties hereunder, except after prior notification to and approval in writing by the Investment Adviser and the Trust, . which approval shall not be unreasonably withheld and may not be withheld where the Sub-Adviser may be exposed to civil or criminal contempt proceedings for failure to comply, when required to divulge such information by duly constituted authorities, or when so requested by the Trust.

Appears in 1 contract

Samples: Sub Advisory Agreement (First Funds)

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