Common use of Compliance with Laws; Disclosure Clause in Contracts

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders to the extent necessary to comply with applicable laws and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser to comply with any such laws, regulations and/or policies. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to the Company), promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber.

Appears in 1 contract

Samples: Transfer and Assignment Agreement (Muzinich & Co., Inc.)

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Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders Shareholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to and the Company)’s custodian, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber. FOR ALL SUBSCRIBERS Privacy Policy Privacy Notice FACTS WHAT DOES KXXXXXX XXXXX CAPITAL HOLDINGS LLC (“Kxxxxxx Xxxxx”) DO WITH YOUR PERSONAL INFORMATION? WHY? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

Appears in 1 contract

Samples: Subscription Agreement (Kennedy Lewis Capital Co)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders Shareholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser Advisor to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to the Company)its designee, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber.. Privacy Notice [Privacy Policy]. SIGNATURE PAGE INDIVIDUAL SUBSCRIBER: Name of Individual Subscriber INSTITUTIONAL SUBSCRIBER*: Name of Institutional Subscriber Signature:_____________________________ By:___________________________________ Print Name:____________________________ Print Name:____________________________ Date: _________________________________ Title: _____________________________ Date: _____________________________ * If IRA, must be in the form of:(the name of the IRA Custodian) for the benefit of (the name of the individual) and must also be acknowledged by custodian or trustee below. Acknowledgment by XXX Xxxxxxxxx or Trustee with respect to Investment for an IRA: By signing below, the undersigned custodian or trustee of the IRA for the benefit of the Individual Subscriber named above (the “Client IRA”) acknowledges that investment in the Company is being made through the Client IRA from the below referenced account and certifies that the Client IRA has directed the custodian or trustee to sign this Subscription Agreement on behalf of the IRA. The trustee or custodian’s contact, account reference number and Tax ID are set forth below. Name of XXX Xxxxxx: Name and Address of Custodian: Contact Individual: IRA Account or Other Reference Number: Trustee/Custodian’s Tax I.D. Number: Acknowledgement by Custodian: By: _________________________ Name: _______________________ Title: ________________________

Appears in 1 contract

Samples: Subscription Agreement (AGL Private Credit Income Fund LP)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders Shareholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to and [the Company)’s custodian], promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber. FOR ALL SUBSCRIBERS Privacy Policy Stone Point Capital LLC (“Stone Point”) has established policies with respect to nonpublic personal information provided to it with respect to individuals who are investors in the Company, which policies also apply to the Stone Point Credit Adviser LLC (the “Administrator”). The Company has adopted the privacy policies of the Adviser as applicable to the Company. The Company considers privacy to be fundamental to its relationship with its shareholders. The Adviser, the Company and Stone Point are committed to maintaining the confidentiality, integrity and security of a shareholder’s non-public personal information. Accordingly, the Company has developed internal policies and practices to protect the confidentiality of non-public personal information while still meeting investor needs. The Company is providing this notice to investors to describe what kinds of information the Company collects about investors and the circumstances in which that information may be disclosed to third parties.

Appears in 1 contract

Samples: Subscription Agreement (Stone Point Capital Credit LLC)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders Shareholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or FOR ALL SUBSCRIBERS the Adviser to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to and the Company)’s custodian, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber. FOR ALL SUBSCRIBERS Privacy Policy Stone Point Capital LLC (“Stone Point”) has established policies with respect to nonpublic personal information provided to it with respect to individuals who are investors in the Company, which policies also apply to the Stone Point Credit Adviser LLC (the “Adviser”). The Company has adopted the privacy policies of the Adviser as applicable to the Company. The Company considers privacy to be fundamental to its relationship with its shareholders. The Adviser, the Company and Stone Point are committed to maintaining the confidentiality, integrity and security of a shareholder’s non-public personal information. Accordingly, the Company has developed internal policies and practices to protect the confidentiality of non-public personal information while still meeting investor needs. The Company is providing this notice to investors to describe what kinds of information the Company collects about investors and the circumstances in which that information may be disclosed to third parties.

Appears in 1 contract

Samples: Subscription Agreement (Stone Point Credit Corp)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser Advisor to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to the and State Street Bank and Trust Company), promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber. FOR ALL SUBSCRIBERS Privacy Policy What You Should Know Crescent Capital BDC, Inc. and CBDC Advisors, LLC (hereinafter “we,” “our” or “us”) recognize the importance of keeping information about you secure and confidential. We do not sell or share your nonpublic personal and financial information with marketers or others outside our affiliated group. We carefully manage information to safeguard your privacy and to provide you with consistently excellent service. We are providing this policy to you to comply with the requirements of Regulation S-P, “Privacy of Consumer Financial Information,” issued by the United States Securities and Exchange Commission and the Federal Trade Commission (“FTC”) privacy regulations. Our Privacy Policy We are committed to protecting the nonpublic personal and financial information of our investors and consumers who obtain or seek to obtain financial products or services primarily for personal, family or household purposes. We fulfill our commitment by establishing and implementing policies and systems to protect the security and confidentiality of this information. In our offices, we limit access to nonpublic personal and financial information about you to those of our personnel who need to know the information in order to provide products or services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal and financial information.

Appears in 1 contract

Samples: Subscription Agreement (Crescent Capital BDC, Inc.)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders Shareholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser Advisor to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to the Company)its designee, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber. FOR ALL SUBSCRIBERS Privacy Notice CENTERBRIDGE PARTNERS, L.P. CLIENT PRIVACY NOTICE FOR THE CENTERBRIDGE FUNDS Your privacy is very important to us. This Privacy Notice sets forth the policies of Centerbridge Partners, L.P. (together with its affiliates, “Centerbridge”) with respect to each of the funds managed by Centerbridge (each, a “Fund” and together, the “Funds”) with respect to non-public personal information of our investors, prospective investors and former investors.7 This Privacy Notice is being provided in accordance with the applicable requirements under the privacy and data protection laws that apply in the jurisdictions where we operate (collectively, the “Data Protection Laws”). The purpose of this Privacy Notice is to provide you with information on how Centerbridge and the Funds use, store, share and otherwise process your personal data, as well as to advise you as to certain rights you have under the Data Protection Laws. The Funds and Centerbridge are considered to be data controllers in respect of any personal information8 we hold about you for the purposes of certain Data Protection Laws. This means that each Fund and Centerbridge (alone or jointly, as applicable) determines the purposes and the means of the processing of your personal information. Service providers to the Funds and Centerbridge, including the administrator, work under a range of professional and legal obligations that require them to process personal data (e.g., anti-money laundering legislation). In order to meet the requirements of such obligations, they, from time to time, would not be acting on our instructions but instead in accordance with their own respective professional or legal obligations and therefore as data controllers in their own right with respect to such processing. For more specific information or requests in relation to the processing of personal data by such service providers, you may also contact such service providers or by visiting their websites. These policies apply to individuals only (including any individuals connected with an investing entity9), supersede any prior privacy notice provided to you, and may be changed at any time, provided a notice of such change is given to you. References herein to “you” or “your” or any derivation thereof refer to the natural person whose information we have. WHAT PERSONAL INFORMATION DO WE HOLD The categories of personal data we may collect include: (i) personal identifiers, such as your name, title, date of birth, age, gender, nationality, email address, residential address, telephone/fax/mobile number, tax identification number, social security number, passport number or other identification number and signature; (ii) commercial information, such as your assets, bank account information and income details, source of funds and details relating to your investment activity; (iii) internet or other electronic network activity information, such as your internet protocol (IP) address and your search history on Centerbridge’s website or any other web-based portal maintained by or for Centerbridge or the Funds; (iv) visual information, such as the photograph on your drivers’ license or other government-issued identification; and (v) professional or employment information, such as where you are currently employed and in what position. In addition to the information noted above, we may also generate additional information about you by documenting your communications with and business relationship to Centerbridge. 7 Affiliates of Centerbridge are deemed to include Overland Advisors, LLC and references to Funds are deemed to include Overland Advantage.

Appears in 1 contract

Samples: Subscription Agreement (Overland Advantage)

Compliance with Laws; Disclosure. The Company and/or the Adviser Fund may disclose information concerning the Company Fund or the Stockholders Shareholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the CompanyFund, promptly upon request, all information that the Company Fund reasonably deems necessary to enable the Company Fund and/or the Adviser Management Company to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company Fund and its agents of information pertaining to the Subscriber to relevant third parties as the Company Fund or its agents FOR ALL SUBSCRIBERS reasonably deem appropriate or necessary in connection with the operations of the CompanyFund, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the CompanyFund. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to and the Company)Fund’s custodian, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the CompanyFund, and as required for the Company Fund to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company Fund and the Company Fund shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber.. FOR ALL SUBSCRIBERS Privacy Notice AMG Comvest Senior Lending Fund This Privacy Notice is provided to you as a result of certain federal privacy notice and disclosure regulations and explains the manner in which the Fund collects, utilizes and maintains nonpublic personal information about each of the investors in the Fund. This Privacy Notice applies only to investors in the Fund who are Individuals or to certain Entities that are essentially “alter egos” of Individuals (e.g., grantor trusts, IRAs and similar individual self-directed estate planning or investment vehicles). We respect your right to privacy and are committed to maintaining and safeguarding nonpublic information about you. We do not disclose your personal information to companies or organizations not affiliated with us that would use the information we have provided them to contact you about their own products or services. However, to manage the Fund in a professional and efficient manner, we must from time to time obtain and disclose certain nonpublic personal information about you. To protect the confidentiality of such information while making the necessary disclosures, we have developed the security policies described below. Information We Collect We collect nonpublic personal information about you from the following sources:

Appears in 1 contract

Samples: Subscription Agreement (Comvest Credit Partners BDC Fund, L.P.)

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Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders Shareholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser Advisor to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to the Company)its designee, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber. Privacy Notice CENTERBRIDGE PARTNERS, L.P. CLIENT PRIVACY NOTICE FOR THE CENTERBRIDGE FUNDS Your privacy is very important to us. This Privacy Notice sets forth the policies of Centerbridge Partners, L.P. (together with its affiliates, “Centerbridge”) with respect to each of the funds managed by Centerbridge (each, a “Fund” and together, the “Funds”) with respect to non-public personal information of our investors, prospective investors and former investors.7 This Privacy Notice is being provided in accordance with the applicable requirements under the privacy and data protection laws that apply in the jurisdictions where we operate (collectively, the “Data Protection Laws”). The purpose of this Privacy Notice is to provide you with information on how Centerbridge and the Funds use, store, share and otherwise process your personal data, as well as to advise you as to certain rights you have under the Data Protection Laws. The Funds and Centerbridge are considered to be data controllers in respect of any personal information8 we hold about you for the purposes of certain Data Protection Laws. This means that each Fund and Centerbridge (alone or jointly, as applicable) determines the purposes and the means of the processing of your personal information. Service providers to the Funds and Centerbridge, including the administrator, work under a range of professional and legal obligations that require them to process personal data (e.g., anti-money laundering legislation). In order to meet the requirements of such obligations, they, from time to time, would not be acting on our instructions but instead in accordance with their own respective professional or legal obligations and therefore as data controllers in their own right with respect to such processing. For more specific information or requests in relation to the processing of personal data by such service providers, you may also contact such service providers or by visiting their websites. These policies apply to individuals only (including any individuals connected with an investing entity9), supersede any prior privacy notice provided to you, and may be changed at any time, provided a notice of such change is given to you. References herein to “you” or “your” or any derivation thereof refer to the natural person whose information we have. WHAT PERSONAL INFORMATION DO WE HOLD The categories of personal data we may collect include: (i) personal identifiers, such as your name, title, date of birth, age, gender, nationality, email address, residential address, telephone/fax/mobile number, tax identification number, social security number, passport number or other identification number and signature; (ii) commercial information, such as your assets, bank account information and income details, source of funds and details relating to your investment activity; (iii) internet or other electronic network activity information, such as your internet protocol (IP) address and your search history on Centerbridge’s website or any other web-based portal maintained by or for Centerbridge or the Funds; (iv) visual information, such as the photograph on your drivers’ license or other government-issued identification; and (v) professional or employment information, such as where you are currently employed and in what position. In addition to the information noted above, we may also generate additional information about you by documenting your communications with and business relationship to Centerbridge. 7 Affiliates of Centerbridge are deemed to include Overland Advisors, LLC and references to Funds are deemed to include Overland Advantage.

Appears in 1 contract

Samples: Subscription Agreement (Overland Advantage)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to and the Company)’s custodian, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber. FOR ALL SUBSCRIBERS Privacy Policy Stone Point Capital LLC (“Stone Point”) has established policies with respect to nonpublic personal information provided to it with respect to individuals who are investors in the Company, which policies also apply to the Stone Point Credit Adviser LLC (the “Adviser” and “Administrator” of the Company). The Company has adopted the privacy policies of the Adviser as applicable to the Company. The Company considers privacy to be fundamental to its relationship with its Stockholders. The Company is committed to maintaining the confidentiality, integrity and security of a Stockholder’s non-public personal information. Accordingly, the Company has developed internal policies and practices to protect the confidentiality of non-public personal information while still meeting Stockholders’ needs. The Company is providing this notice to Stockholders to describe what kinds of information the Company collects about Stockholders, how that information is used, the circumstances in which that information may be disclosed to third parties, and certain rights that Stockholders may have with respect to that information. Stockholders can find the Company’s privacy policy at wxx.xxxxxxxxxx.xxx. This notice may be changed at any time, provided a notice of such change is given to Stockholders. If you are an investor or prospective investor and you provide personal information on behalf of any natural person to us, you should provide a copy of this notice to that person.

Appears in 1 contract

Samples: Subscription Agreement (Stone Point Credit Corp)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . The Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser to comply with any such applicable laws, regulations and/or policies, including, without limitation, ERISA (if applicable) and the 1940 Act. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to the Company), promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber.. [SIGNATURE PAGES FOLLOW] FOR ALL SUBSCRIBERS SIGNATURE PAGE INDIVIDUAL SUBSCRIBER*: INSTITUTIONAL SUBSCRIBER: Name of Individual Subscriber Name of Institutional Subscriber Signature: By: Print Name: Print Name: Date: Title: Date: * If IRA, must be in the form of: (the name of the IRA Custodian) for the benefit of (the name of the individual) and must also be acknowledged by custodian or trustee below. Acknowledgment by XXX Xxxxxxxxx or Trustee with respect to Investment for an IRA: By signing below, the undersigned custodian or trustee of the IRA for the benefit of the Individual Subscriber named above (the “Client IRA”) acknowledges that investment in the Company is being made through the Client IRA from the below referenced account and certifies that the Client IRA has directed the custodian or trustee to sign this Subscription Agreement on behalf of the IRA. The trustee or custodian’s contact, account reference number and Tax ID are set forth below. Name of XXX Xxxxxx: Name and Address of Custodian: Name of Registered Representative (if applicable) Registered Representative Mailing Address Registered Representative E-Mail Address Contact Individual: IRA Account or Other Reference Number: Trustee/Custodian’s Tax I.D. Number: Acknowledgement by Custodian: By: Name: Title:

Appears in 1 contract

Samples: Subscription Agreement (Muzinich Corporate Lending Income Fund, Inc.)

Compliance with Laws; Disclosure. The Company and/or the Adviser may disclose information concerning the Company or the Stockholders to the extent necessary to comply with applicable laws laws, including ERISA (if applicable), and regulations or policies, including any anti-money laundering or anti-terrorist laws or regulations or policies related thereto, and each . Each Subscriber hereby agrees to provide the Company, promptly upon request, all information that the Company reasonably deems necessary to enable the Company and/or the Adviser to comply with any such applicable laws, including, without limitation, ERISA (if applicable) and the Investment Company Act, and regulations and/or policiesor policies thereunder. The Subscriber consents to disclosure by the Company and its agents of information pertaining to the Subscriber to relevant third parties as the Company or its agents reasonably deem appropriate or necessary in connection with the operations of the Company, including without limitation, to governmental, regulatory, national security, courts, law enforcement or other authorities, banks, financial intermediaries and counterparties, including, without limitation, to parties outside of the jurisdiction in which the information was initially collected by the Company. The Subscriber hereby agrees to provide the Company and/or U.S. Bancorp Fund Services, LLC (or any successor transfer agent and/or administrator to and the Company)’s custodian, promptly upon request, all information requested in connection with their anti-money laundering and know-your-customer requirements. Each Subscriber hereby represents and warrants that the Subscriber has obtained all consents and approvals, as required by all applicable laws, regulations, by-laws and ordinances that regulate the collection, processing, use or disclosure of information concerning the Subscriber, necessary to disclose such information to the Company, and as required for the Company to use and disclose such information in connection with the performance of its obligations hereunder, and that the disclosure of such information does not violate any applicable laws, regulations, by-laws or ordinances. The Subscriber shall fully indemnify the Company and the Company shall have no liability for any action taken or omitted by it in reliance upon the foregoing representation and warranty for claims or complaints for failure to comply with any applicable law that regulates the collection, processing, use or disclosure of information concerning the Subscriber.. ​ FOR ALL SUBSCRIBERS ​ ​ ​ Privacy Policy ​ Stone Point Capital LLC (“Stone Point”) has established policies with respect to nonpublic personal information provided to it with respect to individuals who are investors in the Company, which policies also apply to the Stone Point Credit Adviser LLC (the “Adviser” and “Administrator” of the Company). The Company has adopted the privacy policies of the Adviser as applicable to the Company. ​ The Company considers privacy to be fundamental to its relationship with its Stockholders. The Company is committed to maintaining the confidentiality, integrity and security of a Stockholder’s non-public personal information. Accordingly, the Company has developed internal policies and practices to protect the confidentiality of non-public personal information while still meeting Stockholders’ needs. The Company is providing this notice to Stockholders to describe what kinds of information the Company collects about Stockholders, how that information is used, the circumstances in which that information may be disclosed to third parties, and certain rights that Stockholders may have with respect to that information. Stockholders can find the Company’s privacy policy at xxx.xxxxxxxxxx.xxx. This notice may be changed at any time, provided a notice of such change is given to Stockholders. If you are an investor or prospective investor and you provide personal information on behalf of any natural person to us, you should provide a copy of this notice to that person. ​

Appears in 1 contract

Samples: Subscription Agreement (Stone Point Credit Corp)

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