Common use of Compliance with Laws Clause in Contracts

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 170 contracts

Samples: Purchase Agreement (Amphastar Pharmaceuticals, Inc.), Open Market Sale Agreement (Arbe Robotics Ltd.), Underwriting Agreement (KalVista Pharmaceuticals, Inc.)

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Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 100 contracts

Samples: Open Market Sale Agreement (AC Immune SA), Underwriting Agreement (Perceptive Capital Solutions Corp), Underwriting Agreement (Perceptive Capital Solutions Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 91 contracts

Samples: Securities Purchase Agreement (Rezolute, Inc.), Securities Purchase Agreement (Rezolute, Inc.), Underwriting Agreement (Rezolute, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 90 contracts

Samples: Open Market Sale Agreement (Palladyne AI Corp.), Underwriting Agreement (TELA Bio, Inc.), Underwriting Agreement (Americas Carmart Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 84 contracts

Samples: Open Market Sale Agreement (Travere Therapeutics, Inc.), Underwriting Agreement (BlackSky Technology Inc.), Underwriting Agreement (Scholar Rock Holding Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 54 contracts

Samples: Underwriting Agreement (Xenon Pharmaceuticals Inc.), Open Market Sale Agreement (Iovance Biotherapeutics, Inc.), Open Market Sale Agreement (Minerva Neurosciences, Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not be reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 49 contracts

Samples: Underwriting Agreement (USA Acquisition Corp.), Underwriting Agreement (Founder SPAC), Underwriting Agreement (Founder SPAC)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 38 contracts

Samples: Underwriting Agreement (Dorian LPG Ltd.), Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 30 contracts

Samples: Underwriting Agreement (Five Prime Therapeutics, Inc.), Underwriting Agreement (Gemphire Therapeutics Inc.), Underwriting Agreement (Five Prime Therapeutics Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 16 contracts

Samples: Open Market Sale Agreement (Carrols Restaurant Group, Inc.), Open Market Sale Agreement (Mesa Laboratories Inc /Co/), Open Market Sale Agreement (Vigil Neuroscience, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 14 contracts

Samples: Sales Agreement (Lyra Therapeutics, Inc.), Sales Agreement (Lyra Therapeutics, Inc.), Open Market Sale Agreement (Galecto, Inc.)

Compliance with Laws. The Company and its subsidiaries the Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 13 contracts

Samples: Underwriting Agreement (National Storage Affiliates Trust), Underwriting Agreement (National Storage Affiliates Trust), Sales Agreement (National Storage Affiliates Trust)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 13 contracts

Samples: Underwriting Agreement (Xenon Pharmaceuticals Inc.), Underwriting Agreement (Xenon Pharmaceuticals Inc.), At the Market Equity Offering Sales Agreement (Xenon Pharmaceuticals Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 10 contracts

Samples: Underwriting Agreement (Vera Therapeutics, Inc.), Sales Agreement (Aqua Metals, Inc.), Underwriting Agreement (Vera Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 9 contracts

Samples: Sales Agreement (Codexis, Inc.), At the Market Equity Offering Sales Agreement (Arcellx, Inc.), Underwriting Agreement (Nanobiotix S.A.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 9 contracts

Samples: Open Market Sale Agreement (Aura Biosciences, Inc.), Underwriting Agreement (Auris Medical Holding Ltd.), Underwriting Agreement (Auris Medical Holding Ltd.)

Compliance with Laws. The Each of the Company and its subsidiaries have the Subsidiary has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 7 contracts

Samples: Underwriting Agreement (RedHill Biopharma Ltd.), Underwriting Agreement (RedHill Biopharma Ltd.), Underwriting Agreement (RedHill Biopharma Ltd.)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 7 contracts

Samples: Underwriting Agreement (Gladstone Commercial Corp), Underwriting Agreement (Gladstone Commercial Corp), Underwriting Agreement (Inmune Bio, Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 7 contracts

Samples: Underwriting Agreement (scPharmaceuticals Inc.), Open Market Sale Agreement (Spruce Biosciences, Inc.), Underwriting Agreement (scPharmaceuticals Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 6 contracts

Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 6 contracts

Samples: Sales Agreement (Osmotica Pharmaceuticals PLC), Underwriting Agreement (Osmotica Pharmaceuticals PLC), Underwriting Agreement (Osmotica Pharmaceuticals PLC)

Compliance with Laws. The Company and its subsidiaries the Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 6 contracts

Samples: Securities Purchase Agreement (ImmunityBio, Inc.), Securities Purchase Agreement (ImmunityBio, Inc.), Securities Purchase Agreement (ImmunityBio, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expectednot, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 5 contracts

Samples: Underwriting Agreement (OHI Healthcare Properties Limited Partnership), Underwriting Agreement (Retrophin, Inc.), Underwriting Agreement (Omega Healthcare Investors Inc)

Compliance with Laws. The Company and its subsidiaries Subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 5 contracts

Samples: Open Market Sale Agreement (Sol-Gel Technologies Ltd.), Underwriting Agreement (Sol-Gel Technologies Ltd.), Underwriting Agreement (Sol-Gel Technologies Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expectednot, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 5 contracts

Samples: Common Stock Sales Agreement (Dicerna Pharmaceuticals Inc), Open Market Sale Agreement (ImmunoGen, Inc.), Open Market Sale Agreement (ImmunoGen, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, and all administrative or court decrees, if any, applicable to them, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Open Market Sale Agreement (Arrowhead Pharmaceuticals, Inc.), Underwriting Agreement (Arrowhead Pharmaceuticals, Inc.), Underwriting Agreement (Arrowhead Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Underwriting Agreement (Endocyte Inc), Underwriting Agreement (Endocyte Inc), Underwriting Agreement (Heron Therapeutics, Inc. /De/)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 4 contracts

Samples: Underwriting Agreement (Theseus Pharmaceuticals, Inc.), Underwriting Agreement (Icosavax, Inc.), Underwriting Agreement (IGM Biosciences, Inc.)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 4 contracts

Samples: At the Market Equity Offering Sales Agreement (Gladstone Commercial Corp), Sales Agreement (Five Prime Therapeutics, Inc.), At the Market Equity Offering Sales Agreement (Gladstone Commercial Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable lawsLaws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 4 contracts

Samples: Underwriting Agreement (Cidara Therapeutics, Inc.), Underwriting Agreement (Cidara Therapeutics, Inc.), Underwriting Agreement (Cidara Therapeutics, Inc.)

Compliance with Laws. The Company and and, to the knowledge of the Company, its subsidiaries subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Five Prime Therapeutics Inc), Underwriting Agreement (Five Prime Therapeutics Inc), Underwriting Agreement (Five Prime Therapeutics Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse EffectChange.

Appears in 3 contracts

Samples: Underwriting Agreement (Abeona Therapeutics Inc.), Equity Distribution Agreement (Altimmune, Inc.), Underwriting Agreement (Altimmune, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are each other Obligor is in compliance with all applicable laws, rules and regulationsApplicable Law, except where failure to be so in for any non-compliance would which could not reasonably be expected, individually or in the aggregate, expected to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Note Purchase Agreement, Note Purchase Agreement (Arkados Group, Inc.), Note Purchase Agreement

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Sales Agreement (Auris Medical Holding AG), Securities Purchase Agreement (Auris Medical Holding AG), Sales Agreement (Auris Medical Holding AG)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse EffectChange.

Appears in 3 contracts

Samples: Open Market Sale Agreement (Carisma Therapeutics Inc.), Open Market Sale Agreement (Sesen Bio, Inc.), Open Market Sale Agreement (OptiNose, Inc.)

Compliance with Laws. The Company and its subsidiaries have been been, during the past three (3) years, and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 3 contracts

Samples: Underwriting Agreement (Vistagen Therapeutics, Inc.), Open Market Sale Agreement (VistaGen Therapeutics, Inc.), Underwriting Agreement (VistaGen Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance in all material respects with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 3 contracts

Samples: Underwriting Agreement (Alx Oncology Holdings Inc), Underwriting Agreement (Alx Oncology Holdings Inc), Underwriting Agreement (Alx Oncology Holdings Inc)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would reasonably not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Open Market Sale Agreement (Liquidia Technologies Inc), Underwriting Agreement (Liquidia Technologies Inc), Underwriting Agreement (Liquidia Technologies Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would reasonably not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Liquidia Corp), Underwriting Agreement (Liquidia Corp), Underwriting Agreement (Liquidia Technologies Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expectedcould not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where the failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (BioScrip, Inc.), Underwriting Agreement (BioScrip, Inc.), Underwriting Agreement (BioScrip, Inc.)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 3 contracts

Samples: At the Market Offering Agreement (Greenwich LifeSciences, Inc.), Underwriting Agreement (Immunic, Inc.), Underwriting Agreement (Immunic, Inc.)

Compliance with Laws. The Company and its subsidiaries the Subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 3 contracts

Samples: Underwriting Agreement (Milestone Pharmaceuticals Inc.), Underwriting Agreement (Kite Pharma, Inc.), Underwriting Agreement (Kite Pharma, Inc.)

Compliance with Laws. The To the Company’s knowledge, the Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or expected to result in the aggregate, to have a Material Adverse EffectChange.

Appears in 2 contracts

Samples: Underwriting Agreement (Global Ship Lease, Inc.), Underwriting Agreement (Global Ship Lease, Inc.)

Compliance with Laws. The Company has been, and its subsidiaries have been and are is, in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (LF Capital Acquisition Corp. II), Underwriting Agreement (LF Capital Acquisition Corp. II)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance in all material respects with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 2 contracts

Samples: Sales Agreement (Orchestra BioMed Holdings, Inc.), Open Market Sale Agreement (Orchestra BioMed Holdings, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in -------------------- compliance with all applicable laws, statutes, ordinances, rules and or regulations, except where failure to be so in compliance the noncompliance with such laws, statutes, ordinances, rules or regulations would not reasonably be expectednot, individually or in the aggregate, be reasonably expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Purchase Agreement (Poppe Tyson Inc), Purchase Agreement (Poppe Tyson Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Oncorus, Inc.), Underwriting Agreement (Oncorus, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expectednot, individually or in the aggregate, reasonably be expected to have result in a Material Adverse EffectChange.

Appears in 2 contracts

Samples: Open Market Sale Agreement (Fuelcell Energy Inc), Open Market Sale Agreement (Fuelcell Energy Inc)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expectedexpected to have, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (NeuroDerm Ltd.), Underwriting Agreement (NeuroDerm Ltd.)

Compliance with Laws. The Company and each of its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Sales Agreement (Intrepid Potash, Inc.), Underwriting Agreement (Intrepid Potash, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are is in compliance with all applicable laws, rules and regulationsRequirements of Law, except where the failure to be so in compliance would comply could not reasonably be expected, individually or in the aggregate, expected to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Fulcrum Direct Inc), Securities Purchase Agreement (Fulcrum Direct Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have cause a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Marrone Bio Innovations Inc), Underwriting Agreement (Marrone Bio Innovations Inc)

Compliance with Laws. The Company and its subsidiaries the Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 2 contracts

Samples: Open Market Sale Agreement (Cytosorbents Corp), Open Market Sale Agreement (Cytosorbents Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where the failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Array Biopharma Inc), Underwriting Agreement (Array Biopharma Inc)

Compliance with Laws. The Company and its subsidiaries, the Adviser, the Administrator and their respective subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 2 contracts

Samples: Underwriting Agreement (Gladstone Investment Corporation\de), Underwriting Agreement (Gladstone Investment Corporation\de)

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Compliance with Laws. The Company and its subsidiaries the Subsidiaries and, to the knowledge of the Company, the Target Entities, have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (HC2 Holdings, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not be reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (PROLOR Biotech, Inc.)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect. Each of the Company and its Subsidiaries is not in violation of any provision of its articles of incorporation or by-laws.

Appears in 1 contract

Samples: Sales Agreement (Tanzanian Gold Corp)

Compliance with Laws. The Company and its subsidiaries and consolidated affiliated entities have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Secoo Holding LTD)

Compliance with Laws. The Each Company and its subsidiaries have been and are is in compliance with all Laws applicable laws, rules and regulations, to it or to its property except where the failure to be so in compliance would not reasonably be expectedcomply, individually or in the aggregate, could not reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Credit Agreement (Geospace Technologies Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expectednot, individually or in the aggregate, reasonably be expected, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Park National Corp /Oh/)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange. The Company and its subsidiaries maintain internal policies and procedures designed to ensure that they shall remain in material compliance with all applicable laws, rules and regulations applicable to the Company, and such internal policies and procedures are reviewed periodically.

Appears in 1 contract

Samples: Sales Agreement (Inuvo, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.. (jj)

Appears in 1 contract

Samples: Open Market Sale Agreement (Pieris Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Cidara Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, and all administrative or court decrees, if any, applicable to them, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.Change. |

Appears in 1 contract

Samples: Open Market Sale Agreement (Arrowhead Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been operated and currently are in compliance with all applicable lawsrules, rules regulations and regulationspolicies of the FDA, except where the failure to so operate or be so in compliance would not reasonably be expected, individually or in the aggregate, expected to have a Material Adverse Effectmaterial adverse effect on the Company and its subsidiaries taken as a whole.

Appears in 1 contract

Samples: Sales Agreement (Global Blood Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Internap Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not be reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Open Market Sale Agreement (Aytu Bioscience, Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.. 277712584 v11

Appears in 1 contract

Samples: Underwriting Agreement (OptiNose, Inc.)

Compliance with Laws. The Company and its subsidiaries subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Axovant Sciences Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.Change. ​

Appears in 1 contract

Samples: Equity Distribution Agreement (Altimmune, Inc.)

Compliance with Laws. The Company and its significant subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Purchase Agreement (Premier Financial Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 1 contract

Samples: Atm Equity Offering Sales Agreement (Janux Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in material compliance with all applicable laws, rules and regulations, regulations except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, expected to have a Material Adverse Effectmaterial adverse effect on either the Company’s ability to perform its obligations under this Agreement or the financial condition, properties, assets, liabilities, business or operations of the Company and its subsidiaries.

Appears in 1 contract

Samples: Share Purchase Agreement (Wave Life Sciences Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expectedexpected to have, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (NeuroDerm Ltd.)

Compliance with Laws. The Company has complied with, and is not in violation of, applicable federal, state or local statutes, laws and regulations affecting its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, properties or the operation of its business except where the failure to be so in such compliance would could not reasonably be expected, expected to have individually or in the aggregate, to have aggregate a Material Adverse EffectEffect on the Company.

Appears in 1 contract

Samples: Merger Agreement (Micro Economics Inc)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulationsregulations of the jurisdictions in which it is conducting business, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Open Market Sale Agreement (Hertz Corp)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance in all material respects with all applicable laws, rules and regulations, except where failure to be so in compliance would could not be reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Open Market Sale Agreement (P3 Health Partners Inc.)

Compliance with Laws. The To the Company’s knowledge, the Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Underwriting Agreement (Grindrod Shipping Holdings Ltd.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expectednot, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Sucampo Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.Change. (u)

Appears in 1 contract

Samples: Shares of Common Stock Sales Agreement (C4 Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries Subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 1 contract

Samples: Open Market Sale Agreement (Aehr Test Systems)

Compliance with Laws. The Company Corporation and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Underwriting Agreement (Lithium Americas Corp.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance in all material respects with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange, except as set forth in or contemplated in the Prospectus.

Appears in 1 contract

Samples: Sales Agreement (Alx Oncology Holdings Inc)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not be reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Corium International, Inc.)

Compliance with Laws. The Company and its subsidiaries subsidiary have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have a Material Adverse Effect.

Appears in 1 contract

Samples: Underwriting Agreement (Minerva Neurosciences, Inc.)

Compliance with Laws. The Except as otherwise disclosed in the Disclosure Documents, the Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Equity Distribution Agreement (Icosavax, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse Effect.

Appears in 1 contract

Samples: Open Market Sale Agreement (Dave & Buster's Entertainment, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, and all administrative or court decrees, if any, applicable to them, except where failure to be so in compliance would could not reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Open Market Sale Agreement (Arrowhead Pharmaceuticals, Inc.)

Compliance with Laws. The Company and its subsidiaries have has been and are is in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would not be reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Underwriting Agreement (Aerovate Therapeutics, Inc.)

Compliance with Laws. The Company and its subsidiaries have been and are in compliance with all applicable laws, rules and regulations, except where failure to be so in compliance would could not be reasonably be expected, individually or in the aggregate, to have result in a Material Adverse EffectChange.

Appears in 1 contract

Samples: Underwriting Agreement (Holley Inc.)

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