Common use of Compliance with Money Laundering Laws Clause in Contracts

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

Appears in 15 contracts

Samples: Sales Agreement (Kura Oncology, Inc.), Sales Agreement (Impel Pharmaceuticals Inc), Sales Agreement (Electrameccanica Vehicles Corp.)

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Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the best knowledge of the Company, threatened.

Appears in 6 contracts

Samples: Underwriting Agreement (Frontier Communications Corp), Underwriting Agreement (Frontier Communications Corp), Underwriting Agreement (Frontier Communications Corp)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in material compliance with the applicable financial recordkeeping and reporting requirements and the money laundering statutes and of all jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator having jurisdiction over the Company involving the Company or any of its subsidiaries Subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

Appears in 6 contracts

Samples: Underwriting Agreement (James River Group Holdings, Ltd.), Underwriting Agreement (James River Group Holdings, Ltd.), Underwriting Agreement (James River Group Holdings, Ltd.)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge Knowledge of the Company, threatened.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Scientific Industries Inc), Securities Purchase Agreement (Scientific Industries Inc), Securities Purchase Agreement (Scientific Industries Inc)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

Appears in 3 contracts

Samples: Common Stock Purchase Agreement (Clayton Williams Energy Inc /De), Underwriting Agreement (Eclipse Resources Corp), Underwriting Agreement (Eclipse Resources Corp)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance in all material respects with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

Appears in 2 contracts

Samples: Underwriting Agreement (Reynolds American Inc), Underwriting Agreement (Reynolds American Inc)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) ); and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

Appears in 2 contracts

Samples: Underwriting Agreement (Janus Capital Group Inc), Underwriting Agreement (Janus Capital Group Inc)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with the applicable financial recordkeeping and reporting requirements and the money laundering statutes and of all jurisdictions, the rules and regulations thereunder and any related or similar applicable rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator having jurisdiction over the Company involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Third Point Reinsurance Ltd.)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance in all material respects with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the best knowledge of the CompanyCompany or any of its subsidiaries, threatened.

Appears in 1 contract

Samples: Purchase Agreement (Resolute Energy Corp)

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Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in compliance in all material respects with applicable financial recordkeeping and reporting requirements of the Currency and the Foreign Transactions Reporting Act of 1970, as amended, applicable money laundering statutes and the applicable rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) ), and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Money Laundering Laws is pending orpending, or to the knowledge of the Company’s knowledge, threatened.

Appears in 1 contract

Samples: Purchase Agreement (Omeros Corp)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries the Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping record keeping and reporting requirements and the money laundering statutes statues and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries the Subsidiaries with respect to the Money Laundering Laws is pending orpending, or to the knowledge of the Company, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Resource Capital Corp.)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries Subsidiaries are and have been conducted at all times in material compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency Governmental Entity (collectively, the “Money Laundering Laws”) and no action, suit or proceeding Legal Proceedings by or before any court or governmental agencyGovernmental Entity, authority or body or any arbitrator involving the Company or any of its subsidiaries Subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge Knowledge of the Company, threatened.

Appears in 1 contract

Samples: Backstop Commitment Agreement (Nii Holdings Inc)

Compliance with Money Laundering Laws. The respective operations of each of the Company and any of its subsidiaries Subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and of applicable jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency Governmental or Regulatory Authority (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority Governmental or body Regulatory Authority or any arbitrator involving the Company or and/or any of its subsidiaries Subsidiary with respect to the Money Laundering Laws is pending or, to the best knowledge of the Company, threatened.

Appears in 1 contract

Samples: Merger Agreement (Atheros Communications Inc)

Compliance with Money Laundering Laws. The operations of the Company and its subsidiaries are and have been conducted at all times in compliance with applicable financial recordkeeping and reporting requirements and the money laundering statutes and of all jurisdictions, the rules and regulations thereunder and any related or similar rules, regulations or guidelines, issued, administered or enforced by any governmental agency (collectively, the “Money Laundering Laws”) and no action, suit or proceeding by or before any court or governmental agency, authority or body or any arbitrator involving the Company or any of its subsidiaries with respect to the Money Laundering Laws is pending or, to the knowledge of the Company, threatened.

Appears in 1 contract

Samples: Underwriting Agreement (Tim W.E. Sgps, S.A.)

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