Compliance with Registration Statement Sample Clauses
The Compliance with Registration Statement clause requires parties to adhere strictly to the terms, representations, and disclosures made in a registration statement filed with regulatory authorities, such as the SEC. In practice, this means that all actions, communications, and transactions related to the registered securities must be consistent with the information provided in the registration documents, and any material changes must be promptly updated or disclosed. This clause ensures legal compliance, maintains transparency for investors, and helps prevent regulatory violations or misrepresentations.
Compliance with Registration Statement. The Company will comply with all the undertakings contained in the Registration Statement.
Compliance with Registration Statement. 17 5.13 Non-Affiliation with Bank.............................................. 17 5.14
Compliance with Registration Statement. The Purchaser agrees to sell all Registrable Securities registered under the Registration Statement and sold in connection therewith, in compliance with the plan of distribution set forth in such Registration Statement and any and all applicable prospectus delivery requirements.
Compliance with Registration Statement. The Company will comply with all the undertakings contained in the Registration Statement. and after reasonable notification to the Underwriter (giving effect to the basis of such required disclosure), such press release or communication is required by law.
Compliance with Registration Statement. The Borrower will at all times comply in all material respects with the investment objectives, limitations and policies set forth in its Prospectus and Statement of Additional Information, and will not make any investment, loan, advance or extension of credit inconsistent with those investment objectives, limitations or policies. The Borrower will not permit its investment objective or any fundamental policy or its diversified status (if it is diversified) to be changed from those in effect on the Effective Date (or, with respect to each Additional Trust or Additional Series which becomes a Trust or a Series hereunder, on the date such Additional Trust or Additional Series becomes a Trust or a Series hereunder) and reflected in its Prospectus and Statement of Additional Information delivered to the Bank on the Effective Date (or, with respect to each Additional Trust or Additional Series, on the date such Trust or Additional Series becomes a Trust or a Series hereunder).
Compliance with Registration Statement. To comply with all the undertakings contained in the Registration Statement;