Common use of Compliance with Regulation M Clause in Contracts

Compliance with Regulation M. Until the Underwriters shall have notified the Company of the completion of the resale of the Securities, that the Company will not, and will use its reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Securities or Underlying Securities, or attempt to induce any person to purchase any Securities or Underlying Securities; and not to, and to use its reasonable best efforts to cause its affiliated purchasers not to, make bids or purchases for the purpose of creating actual, or apparent, active trading in or of raising the price of the Securities or the Underlying Securities.

Appears in 1 contract

Samples: Underwriting Agreement (Tilray Brands, Inc.)

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Compliance with Regulation M. Until the Underwriters shall have notified the Company of the completion of the resale of the SecuritiesUnits, that the Company will not, and will use its reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Securities the Units, Shares or Underlying SecuritiesWarrants, or attempt to induce any person to purchase any Securities the Units, Shares or Underlying SecuritiesWarrants; and not to, and to use its reasonable best efforts to cause its affiliated purchasers not to, make bids or purchases purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the Securities Units, Shares or the Underlying SecuritiesWarrants.

Appears in 1 contract

Samples: Underwriting Agreement (BIND Therapeutics, Inc)

Compliance with Regulation M. Until the Underwriters shall have notified the Company of the completion of the resale of the SecuritiesSecurities or Warrant Shares, that the Company will not, and will use its reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Securities or Underlying SecuritiesWarrant Shares, or attempt to induce any person to purchase any Securities or Underlying SecuritiesWarrant Shares; and not to, and to use its reasonable best efforts to cause its affiliated purchasers not to, make bids or purchases purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the Securities or the Underlying SecuritiesWarrant Shares.

Appears in 1 contract

Samples: Underwriting Agreement (BigBear.ai Holdings, Inc.)

Compliance with Regulation M. Until the Underwriters shall have notified the Company of the completion of the resale of the Offered Securities, that the Company will not, and will use its reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Securities or Underlying Offered Securities, or attempt to induce any person to purchase any Securities or Underlying Offered Securities; and not to, and to use its reasonable best efforts to cause its affiliated purchasers not to, make bids or purchases purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the Securities or the Underlying Offered Securities.

Appears in 1 contract

Samples: Underwriting Agreement (Milestone Pharmaceuticals Inc.)

Compliance with Regulation M. Until the Underwriters shall have notified the Company of the completion of the resale of the Securities, that the Company will not, and will use its reasonable best efforts to cause its affiliated purchasers purchasers” (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Securities or Underlying Securities, or attempt to induce any person to purchase any Securities or Underlying Securities; and not to, and to use its reasonable best efforts to cause its affiliated purchasers not to, make bids or purchases purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the Securities or the Underlying Securities.

Appears in 1 contract

Samples: Underwriting Agreement (MDxHealth SA)

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Compliance with Regulation M. Until the Underwriters shall have notified the Company of the completion of the resale of the Securities, that the Company will not, and will use its reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Securities or Underlying Securitiesshares of Common Stock, or attempt to induce any person to purchase any Securities or Underlying Securitiesshares of Common Stock; and not to, and to use its reasonable best efforts to cause its affiliated purchasers not to, make bids or purchases purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the Securities or the Underlying SecuritiesWarrant Shares.

Appears in 1 contract

Samples: Underwriting Agreement (X4 Pharmaceuticals, Inc)

Compliance with Regulation M. Until the Underwriters shall have notified the Company of the completion of the resale of the SecuritiesShares and Warrants, that the Company will not, and will use its reasonable best efforts to cause its affiliated purchasers (as defined in Regulation M under the Exchange Act) not to, either alone or with one or more other persons, bid for or purchase, for any account in which it or any of its affiliated purchasers has a beneficial interest, any Securities or Underlying SecuritiesShares and Warrants, or attempt to induce any person to purchase any Securities or Underlying SecuritiesShares and Warrants; and not to, and to use its reasonable best efforts to cause its affiliated purchasers not to, make bids or purchases purchase for the purpose of creating actual, or apparent, active trading in or of raising the price of the Securities or the Underlying SecuritiesShares and Warrants.

Appears in 1 contract

Samples: Warrant Agreement (American Superconductor Corp /De/)

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