Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrower, or any Affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 33 contracts
Samples: Facility Agreement (Credex Corp), Senior Secured Revolving Credit Facility Agreement (SRAX, Inc.), Credit Agreement
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by the Borrower, or any Affiliates Affiliate of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 23 contracts
Samples: Loan and Security Agreement (Amtech Systems Inc), Loan and Security Agreement (Amtech Systems Inc), Loan and Security Agreement (FC Global Realty Inc)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by the Borrower, or any Affiliates affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 12 contracts
Samples: Loan and Security Agreement (Banyan Rail Services Inc.), Loan Agreement (Metrocorp Inc), Loan Agreement (Hutchinson Technology Inc)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrower, or any Affiliates affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 8 contracts
Samples: Agreement, Security Agreement (Sunpeaks Ventures, Inc.), Guaranty Agreement (Sunpeaks Ventures, Inc.)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by any Borrower, or any Affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 7 contracts
Samples: Credit Agreement (Dr. Tattoff, Inc.), Credit Agreement (Wild Craze, Inc.), Credit Agreement (Petron Energy II, Inc.)
Compliance with Regulation U. No portion of the Loan proceeds of the Loans shall will be used by Borrower, or any Affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 5 contracts
Samples: Loan Agreement (Helpful Alliance Co), Loan Agreement (Helpful Alliance Co), Loan Agreement (Helpful Alliance Co)
Compliance with Regulation U. No portion of the proceeds of the Revolving Loans shall be used by the Borrower, or any Affiliates affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 4 contracts
Samples: Loan and Security Agreement (Dynatronics Corp), Loan and Security Agreement (Flux Power Holdings, Inc.), Loan and Security Agreement (Polar Power, Inc.)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrower, or any Affiliates Affiliate of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 3 contracts
Samples: Loan and Security Agreement (Ari Network Services Inc /Wi), Revolving Credit Agreement (American Land Lease Inc), Credit Agreement (Integrity Media Inc)
Compliance with Regulation U. No portion of the proceeds of the Revolving Loans shall will be used by the Borrower, or any Affiliates affiliate of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 3 contracts
Samples: Loan Agreement (Jacksonville Bancorp Inc /Fl/), Loan Agreement (Jacksonville Bancorp Inc /Fl/), Loan Agreement (Jacksonville Bancorp Inc /Fl/)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrowerthe Borrowers, or any Affiliates Affiliate of Borrowerthe Borrowers, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 3 contracts
Samples: Loan and Security Agreement, Loan and Security Agreement (Amrep Corp), Loan and Security Agreement (Hill International, Inc.)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by the Borrower, or any Affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 3 contracts
Samples: Loan Agreement (Neogen Corp), Loan Agreement (Koss Corp), Loan and Security Agreement (Rockwell Medical Technologies Inc)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by the Borrower, or any Affiliates of Borrowerits Subsidiaries, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 2 contracts
Samples: Revolving Loan Agreement (Aar Corp), Revolving Loan Agreement (Aar Corp)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by any Borrower, or any Affiliates of any Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 2 contracts
Samples: Credit Agreement (Lawson Products Inc/New/De/), Credit Agreement (Lawson Products Inc/New/De/)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by any Borrower, or any Affiliates of any Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 2 contracts
Samples: Credit Agreement (Poet Technologies Inc.), Credit Agreement (Speedemissions Inc)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by a Borrower, or any Affiliates Affiliate of a Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 2 contracts
Samples: Loan and Security Agreement (BG Staffing, Inc.), Loan and Security Agreement (LTN Staffing, LLC)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by BorrowerBorrowers, or any Affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 2 contracts
Samples: Credit Agreement (National Automation Services Inc), Credit Agreement (National Automation Services Inc)
Compliance with Regulation U. No portion of the proceeds of the Loans Loan shall be used by Borrower, or any Affiliates affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Samples: Loan and Security Agreement (AquaBounty Technologies, Inc.)
Compliance with Regulation U. No portion of the proceeds of the Loans Term Loan shall be used by the Borrower, or any Affiliates Affiliate of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 1 contract
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrowerthe Borrowers, or any Affiliates affiliates of Borrowerthe Borrowers, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Compliance with Regulation U. No portion of the proceeds of the Loans Loan shall be used by any Borrower, or any Affiliates Affiliate of any Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 1 contract
Samples: Loan and Security Agreement (Amerinac Holding Corp.)
Compliance with Regulation U. No portion of the proceeds of the Loans Loan shall be used by Borrower, or any Affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 1 contract
Samples: Loan Agreement (Lime Energy Co.)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrowerthe Borrowers, or any Affiliates Affiliate of Borrowerthe Borrowers, either directly or indirectly, for the purpose of purchasing or carrying any βmargin stockβ, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 1 contract
Samples: Loan and Security Agreement (Smithway Motor Xpress Corp)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by the Borrower, its Subsidiaries or any Affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Compliance with Regulation U. No portion of the proceeds of the Loans Loan shall be used by BorrowerBorrowers, or any Affiliates Affiliate of BorrowerBorrowers, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 1 contract
Samples: Loan and Security Agreement (Inland American Real Estate Trust, Inc.)
Compliance with Regulation U. No portion of the proceeds of the Loans nor any Letter of Credit shall be used by Borrower, or any Affiliates affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by the Borrower, or any Affiliates affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System., in violation of Regulation U.
Appears in 1 contract
Samples: Loan and Security Agreement (FreightCar America, Inc.)
Compliance with Regulation U. No portion of the Loan proceeds of the Loans shall will be used by Borrower, or any Affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin marginable stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve SystemSystem or any successor thereto.
Appears in 1 contract
Compliance with Regulation U. No portion of the proceeds of the Loans nor any Letter of Credit shall be used by the Borrower, or any Affiliates affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Samples: Loan and Security Agreement (First Horizon Pharmaceutical Corp)
Compliance with Regulation U. No portion of the proceeds of the Loans Loan shall be used by the Borrower, or any Affiliates affiliates of the Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrowerthe Borrowers, or any Affiliates of Borrowerthe Borrowers, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Samples: Senior Secured Revolving Credit Facility Agreement (Intelligent Highway Solutions, Inc.)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrowerany Credit Parties, or any Affiliates of Borrowerany Credit Parties, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.
Appears in 1 contract
Samples: Senior Secured Credit Facility Agreement (Mint Leasing Inc)
Compliance with Regulation U. No portion of the proceeds of the Loans shall be used by Borrower, or any Affiliates of Borrower, either directly or indirectly, for the purpose of purchasing or carrying any margin stock, within the meaning of Regulation U as adopted by the Board of Governors of the Federal Reserve System.. 7.26
Appears in 1 contract
Samples: www.sec.gov
