Compliance with Regulatory Agencies. Each Party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.
Appears in 17 contracts
Samples: Consulting Agreement (Global Technologies LTD), Consulting Agreement (Deep Green Waste & Recycling, Inc.), Consulting Agreement (Global Technologies LTD)
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its it's respective agents, employees and affiliates in connection with this Agreement agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.
Appears in 6 contracts
Samples: Chong Consulting Services Agreement (Asia Payment Systems Inc), Chun Consulting Services Agreement (Cardtrend International Inc.), Consulting Services Agreement (Asia Payment Systems Inc)
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.
Appears in 5 contracts
Samples: Cardtrend International Inc., Non Exclusive Agreement (Americas Senior Financial Services Inc), Investment Banking Rider (Capita Research Group Inc)
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal federal and State state securities laws.
Appears in 4 contracts
Samples: Agreement (Maxxon Inc), Agreement (Texxon Inc), Agreement (Texxon Inc)
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this Agreement agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.
Appears in 3 contracts
Samples: Investment Banking Agreement (Trading Solutions Com Inc), Investment Banking Agreement (Crown Energy Corp), Investment Banking Agreement (Woodroast Systems Inc)
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its it's respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.. 7.5
Appears in 2 contracts
Samples: Compass Point Group Incorporated (Nova Pharmaceutical Inc), Nova Pharmaceutical Inc
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal federal and State state securities laws.. 8.6
Appears in 1 contract
Samples: Agreement (Jvweb Inc)
Compliance with Regulatory Agencies. Each Party agrees party hereby represents and warrants that all actions, direct or indirect, taken by it and its it's respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder arising from this Agreement, shall conform to all applicable Federal and State state securities laws.
Appears in 1 contract
Samples: American Fire Retardant Corp
Compliance with Regulatory Agencies. Each Party agrees that all actions, direct or indirect, taken by it and its it’s respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.
Appears in 1 contract
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its it's respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.
Appears in 1 contract
Samples: Financial Public Relations Agreement (Motorsports Emporium, Inc.)
Compliance with Regulatory Agencies. Each Party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this Agreement and the transactions contemplated hereby and any financing financing, underwriting, brokerage activities or underwriting Warrant solicitation hereunder shall conform to all applicable Federal and State securities lawslaws and to the rules and regulations of any applicable regulatory body.
Appears in 1 contract
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this the Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws, and the applicable rules and regulations of the SEC or any self-governing body (collectively "Rules") which may have jurisdiction over the party taking such actions (collectively "Regulators").
Appears in 1 contract
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State state securities laws.
Appears in 1 contract
Samples: Investment Banking Agreement (Adrenalin Interactive Inc)
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its respective agents, employees and affiliates in connection with this the Agreement and any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws, and the applicable rules and regulations of the SEC or any self-governing body (collectively “Rules”) which may have jurisdiction over the party taking such actions (collectively “Regulators”).
Appears in 1 contract
Samples: Consulting Agreement (Tix CORP)
Compliance with Regulatory Agencies. Each Party party agrees that all actions, direct or indirect, taken by it and its it's respective agents, employees and affiliates in connection with this Agreement and agreement any financing or underwriting hereunder shall conform to all applicable Federal and State securities laws.
Appears in 1 contract
Samples: Investment Banking Agreement (Telecom Wireless Corp/Co)
