Common use of Compliance with Regulatory Matters Clause in Contracts

Compliance with Regulatory Matters. The Optionee acknowledges that the issuance of capital stock is subject to limitations imposed by federal and state law, and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock upon exercise of the Option that would cause the Company to violate any rule, regulation, order or consent decree of any regulatory authority (including without limitation the Securities and Exchange Commission and the principal securities exchange (if any) upon which the Common Stock is then traded or quoted) having jurisdiction over the affairs of the Company. The Optionee agrees that he will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock complies with the provisions described by this Section 16.

Appears in 5 contracts

Samples: Stock Option Agreement (Chart Industries Inc), Stock Option Agreement (Chart Industries Inc), Stock Option Agreement (Chart Industries Inc)

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Compliance with Regulatory Matters. The Optionee acknowledges that the issuance of capital stock of the Company is subject to limitations imposed by federal and state law, law and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock upon exercise of the this Option that would cause the Company to violate any law or any rule, regulation, order or consent decree of any regulatory authority (including without limitation the Securities and Exchange Commission Commission, the Federal Reserve Board and the principal securities exchange (if any) upon which Office of the Common Stock is then traded or quotedComptroller of the Currency) having jurisdiction over the affairs of the Company. The Optionee agrees that he or she will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock complies with the provisions described by this Section 1612.

Appears in 2 contracts

Samples: Employment Agreement (Mainstreet Bankgroup Inc), Stock Option Agreement (Mainstreet Bankgroup Inc)

Compliance with Regulatory Matters. The Optionee acknowledges that the ---------------------------------- issuance of capital stock of the Company is subject to limitations imposed by federal and state law, law and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock upon exercise of the this Option that would cause the Company to violate law or any rule, regulation, order or consent decree of any regulatory authority (including without limitation the Securities and Exchange Commission and the principal securities exchange (if any) upon which the Common Stock is then traded or quotedCommission) having jurisdiction over the affairs of the Company. The Optionee agrees that he or she will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock complies with the provisions described by this Section 16Section.

Appears in 2 contracts

Samples: Stock Option Agreement (Netzee Inc), Stock Option Agreement (Netzee Inc)

Compliance with Regulatory Matters. The Optionee acknowledges that the issuance of capital stock of the Company is subject to limitations imposed by federal and state law, law and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock upon exercise of the this Option that would cause the Company to violate law or any rule, regulation, order or consent decree of any regulatory authority (including without limitation the Securities and Exchange Commission and the principal securities exchange (if any) upon which the Common Stock is then traded or quotedCommission) having jurisdiction over the affairs of the Company. The Optionee (or any appropriate Exercising Party) agrees that he or she will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock complies with the provisions described by this Section 16Section.

Appears in 2 contracts

Samples: Stock Option Agreement (Caremark Rx Inc), Stock Option Agreement (Caremark Rx Inc)

Compliance with Regulatory Matters. The Optionee acknowledges that ---------------------------------- the issuance of capital stock Stock of the Company is subject to limitations imposed by federal and state law, law and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock upon exercise of the this Option that would cause the Company to violate law or any rule, regulation, order or consent decree of any regulatory authority (including without limitation the Securities and Exchange Commission and the principal securities exchange (if any) upon which the Common Stock is then traded or quotedCommission) having jurisdiction over the affairs of the Company. The Optionee agrees that he or she will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock complies with the provisions described by this Section 1612.

Appears in 1 contract

Samples: Non Employee Director Stock Option Agreement (Centennial Healthcare Corp)

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Compliance with Regulatory Matters. The Optionee acknowledges that the issuance of capital stock is subject to limitations imposed by federal and state law, and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock Shares upon exercise of the Option that would cause the Company to violate any rule, regulation, order or consent decree of any regulatory authority (including without limitation the Securities and Exchange Commission and the principal securities exchange (if any) upon which the Common The Nasdaq Stock is then traded or quotedMarket) having jurisdiction over the affairs of the Company. The Optionee agrees that he or she will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock Shares complies with the provisions described by this Section 16Section.

Appears in 1 contract

Samples: Option Agreement (Pioneer Standard Electronics Inc)

Compliance with Regulatory Matters. The Optionee acknowledges that ---------------------------------- the issuance of capital stock is subject to limitations imposed by federal and state law, and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock upon exercise of the Option that would cause the Company to violate any rule, regulation, order or consent decree of any regulatory authority (including without limitation the Securities and Exchange Commission and the principal securities exchange (if any) upon which the Common New York Stock is then traded or quotedExchange) having jurisdiction over the affairs of the Company. The Optionee agrees that he will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock complies with the provisions described by this Section 16.

Appears in 1 contract

Samples: Stock Option Agreement (Chart Industries Inc)

Compliance with Regulatory Matters. The Optionee acknowledges that the issuance of capital stock is subject to limitations imposed by federal and state law, and the Optionee hereby agrees that the Company shall not be obligated to issue any shares of Common Stock upon exercise of the Option that would cause the Company to violate any rule, regulation, order or consent decree of any regulatory authority (including including, without limitation limitation, the Securities and Exchange Commission and the principal securities exchange (if any) upon which the Common Stock is then traded or quoted) having jurisdiction over the affairs of the Company. The Optionee agrees that he will provide the Company with such information as is reasonably requested by the Company or its counsel to determine whether the issuance of shares of Common Stock complies with the provisions described by this Section 16.

Appears in 1 contract

Samples: Stock Option Agreement (Chart Industries Inc)

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