Compliance with Rule 15c2. 8. In the case of a Registered Offering and any other Offering to which the provisions of Rule 15c2-8 under the 1934 Act are made applicable pursuant to the AAU or otherwise, you agree to comply with such Rule in connection with the Offering. In the case of an Offering other than a Registered Offering, you agree to comply with applicable Federal and state laws and the applicable rules and regulations of any regulatory body promulgated thereunder governing the use and distribution of offering circulars by underwriters.
Appears in 41 contracts
Samples: Master Agreement Among Underwriters (First Trust High Income Long/Short Fund), Master Agreement Among Underwriters (Blackrock Investment Quality Municipal Trust Inc), Master Agreement Among Underwriters (Blackrock New York Insured Muncipal 2008 Term Trust Inc)
Compliance with Rule 15c2. 8. In the case of a Registered Offering and any other Offering to which the provisions of Rule 15c2-8 under the 1934 Act are made applicable pursuant to the AAU or otherwise, you agree to will comply with such Rule in connection with the Offering. In the case of an Offering other than a Registered Offering, you agree to will comply with applicable Federal and state laws and the applicable rules and regulations of any regulatory body promulgated thereunder governing the use and distribution of offering circulars by underwriters.
Appears in 3 contracts
Samples: Master Agreement Among Underwriters (First Trust High Yield Opportunities 2027 Term Fund), Master Agreement Among Underwriters (Flaherty & Crumrine Dynamic Preferred & Income Fund Inc), Master Agreement Among Underwriters (First Trust Dynamic Europe Equity Income Fund)
Compliance with Rule 15c2. 8. In the case of a Registered Offering and any other Offering to which the provisions of Rule 15c2-8 under the 1934 Exchange Act are made applicable pursuant to the AAU or otherwise, you agree to comply with such Rule in connection with the Offering. In the case of an Offering other than a Registered Offering, you agree to comply with applicable Federal and state laws and the applicable rules and regulations of any regulatory body promulgated thereunder governing the use and distribution of offering circulars by underwriters.
Appears in 1 contract
Samples: Master Agreement Among Underwriters (RMR Asia Pacific Real Estate Fund)
