Common use of Compliance with Rule 15c2 Clause in Contracts

Compliance with Rule 15c2. 11. The Company take all actions to maintain as publicly available all information required by paragraph (b) of Rule 15c2-11 of the Exchange Act (as effective on September 26, 2021), as amended, such that brokers or dealers attempting to publish any quotation for the Common Stock or, directly or indirectly, to submit any such quotation for publication, shall be able to comply with Rule 15c2-11(a).

Appears in 4 contracts

Samples: Note Purchase Agreement (Deep Green Waste & Recycling, Inc.), Note Purchase Agreement (Nexien Biopharma, Inc.), Note Purchase Agreement (RespireRx Pharmaceuticals Inc.)

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Compliance with Rule 15c2. 11. The While any of the Securities are outstanding, the Company will take all actions to maintain as publicly available all information required by paragraph (b) of Rule 15c2-11 of the Exchange Act (as effective on September 26, 2021), as amended, such that brokers or dealers attempting to publish any quotation for the Common Stock or, directly or indirectly, to submit any such quotation for publication, shall be able to comply with Rule 15c2-11(a).

Appears in 1 contract

Samples: Note Purchase Agreement (Qrons Inc.)

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Compliance with Rule 15c2. 11. The Company take all actions to maintain as publicly available all information required by paragraph (b) of Rule 15c2-11 of the Exchange Act (as effective on September 26, 2021)Act, as amended, such that brokers or dealers attempting to publish any quotation for the Common Stock or, directly or indirectly, to submit any such quotation for publication, shall be able to comply with Rule 15c2-11(a).

Appears in 1 contract

Samples: Note Purchase Agreement (Nexien Biopharma, Inc.)

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