Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to issue any Shares or other securities pursuant to this Agreement unless the Shares or other securities with respect to which this Agreement applies are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares or other securities shall be issued that shall not be so registered, the Recipient hereby represents, warrants and agrees that he or she will receive such Shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the acquisition of Shares pursuant to this Agreement, he or she will execute an agreement in a form acceptable to the Company to the effect that the Shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 16 contracts
Samples: Master Restricted Stock Agreement (Soluna Holdings, Inc), Master Restricted Stock Agreement (Soluna Holdings, Inc), Master Restricted Stock Agreement (Soluna Holdings, Inc)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Shares shares of Stock or other securities pursuant to the exercise of this Agreement Option unless the Shares shares of Stock or other securities with respect to which this Agreement applies Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that he or she will receive such Shares shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the acquisition purchase of Shares pursuant to shares upon exercise of this AgreementOption, he or she will execute an agreement in a form acceptable to the Company to the effect that the Shares shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 12 contracts
Samples: Stock Option Agreement (Iron Mountain Inc), Nonqualified Stock Option Agreement (Enterprise Bancorp Inc /Ma/), Stock Option Agreement (Lojack Corp)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares or other securities pursuant to this Agreement in settlement of PUs and Dividend Equivalents hereunder unless the Shares shares of Stock or other securities with respect to which this Agreement applies are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares shares or other securities shall be issued that shall not be so registered, the Recipient hereby represents, warrants and agrees that he or she the Recipient will receive such Shares shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the acquisition settlement of Shares pursuant to this AgreementPUs and Dividend Equivalents, he or she the Recipient will execute an agreement in a form acceptable to the Company to the effect that the Shares shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 8 contracts
Samples: Performance Unit Agreement (Iron Mountain Inc), Performance Unit Agreement (Iron Mountain Inc), Performance Unit Agreement (Iron Mountain Inc)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Shares shares of Stock or other securities pursuant to the exercise of this Agreement Option unless the Shares shares of Stock or other securities with respect to which this Agreement applies Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that he or she will receive such Shares shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the acquisition purchase of Shares pursuant to shares upon exercise of this AgreementOption, he or she will execute an agreement in a form acceptable to the Company to the effect that the Shares shares shall be subject to any underwriter’s 's lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 5 contracts
Samples: Incentive Stock Option Agreement (Iron Mountain Inc/Pa), Non Qualified Stock Option Agreement (Iron Mountain Inc/Pa), Stock Option Agreement (Iron Mountain Inc/Pa)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Option Shares or other securities pursuant to the exercise of this Agreement Option unless the Option Shares or other securities with respect to which this Agreement applies Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6laws. In the event Option Shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that he or she will receive such Option Shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the acquisition purchase of Option Shares pursuant to upon exercise of this AgreementOption, he or she will execute an agreement in a form acceptable to the Company to the effect that the Option Shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Shares shares of Common Stock or other securities pursuant to the exercise of this Agreement Option unless the Shares Common Stock or other securities with respect to which this Agreement applies Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act of 1933, as amended, and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that he or she will receive such Shares shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the acquisition purchase of Shares pursuant to upon exercise of this AgreementOption, he or she will execute an agreement in a form acceptable to the Company to the effect that the Shares shall be subject to any underwriter’s 's lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Shares shares of Stock or other securities pursuant to this Agreement the exercise of an Option unless the Shares shares of Stock or other securities with respect to which this Agreement applies the Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act of 1933, as amended, and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares shares or other securities shall be issued that which shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that he or she will receive such Shares shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition precedent to the acquisition purchase of Shares pursuant to this Agreementshares upon exercise of an Option, he or she will execute an agreement in a form acceptable to the Company to the effect that the Shares shares shall be subject to any underwriter’s 's lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Samples: Non Qualified Stock Option Agreement (Iron Mountain Inc/Pa)
Compliance with Securities Act; Lock-Up Agreement. The Company company shall not ------------------------------------------------- be obligated to sell or issue any Shares shares of Stock or other securities pursuant to the exercise of this Agreement Option unless the Shares shares of Stock or other securities with respect to which this Agreement applies Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act of 1933, as amended, and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares shares or other securities shall be issued that which shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that he or she will receive such Shares shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition precedent to the acquisition purchase of Shares pursuant to shares upon exercise of this AgreementOption, he or she will execute an agreement in a form acceptable to the Company to the effect that the Shares shares shall be subject to any underwriter’s 's lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares or other securities pursuant to this Agreement in settlement of PUs and Dividend Equivalents hereunder unless the Shares shares of Stock or other securities with respect to which this Agreement applies are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6. In the event Shares shares or other securities shall be issued that shall not be so registered, the Recipient hereby represents, warrants and agrees that he or she the Recipient will receive Version 6 - Performance Unit Agreement 1/29/2024 such Shares shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the acquisition settlement of Shares pursuant to this AgreementPUs and Dividend Equivalents, he or she the Recipient will execute an agreement in a form acceptable to the Company to the effect that the Shares shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
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Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Option Shares or other securities pursuant to the exercise of this Agreement Option unless the Option Shares or other securities with respect to which this Agreement applies Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws unless the Recipient complies with the remaining portion of this Section 6laws. In the event Option Shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that he or she will receive such Option Shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the acquisition purchase of Option Shares pursuant to upon exercise of this AgreementOption, he or she will execute an agreement in a form acceptable to the Company to the effect that the Option Shares shall be subject to any underwriter’s 's lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract