Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares or other securities in settlement of RSUs and Dividend Equivalents hereunder unless the shares of Stock or other securities are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws. In the event shares or other securities shall be issued that shall not be so registered, the Recipient hereby represents, warrants and agrees that the Recipient will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the settlement of RSUs and Dividend Equivalents, the Recipient will execute an agreement in a form acceptable to the Company to the effect that the shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 8 contracts
Samples: Restricted Stock Unit Agreement (Chromocell Therapeutics Corp), Restricted Stock Unit Agreement (Iron Mountain Inc), Restricted Stock Unit Agreement (Wisa Technologies, Inc.)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares shares of Stock or other securities in settlement pursuant to the exercise of RSUs and Dividend Equivalents hereunder this Option unless the shares of Stock or other securities with respect to which this Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws. In the event shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that the Recipient he or she will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the settlement purchase of RSUs and Dividend Equivalentsshares upon exercise of this Option, the Recipient he or she will execute an agreement in a form acceptable to the Company to the effect that the shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 5 contracts
Samples: Stock Option Agreement (Chromocell Therapeutics Corp), Stock Option Agreement (Lipella Pharmaceuticals Inc), Stock Option Agreement (Iron Mountain Inc)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares or other securities in settlement of RSUs and Dividend Equivalents hereunder pursuant to this Agreement unless the shares of Stock Shares or other securities with respect to which this Agreement applies are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws/any applicable securities laws. In the event shares Shares or other securities shall be issued that shall not be so registered, the Recipient hereby represents, warrants and agrees that the Recipient he or she will receive such shares Shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the settlement acquisition of RSUs and Dividend EquivalentsShares pursuant to this Agreement, the Recipient he or she will execute an agreement in a form acceptable to the Company to the effect that the shares Shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 3 contracts
Samples: Restricted Stock Agreement (Soluna Holdings, Inc), Restricted Stock Agreement (Soluna Holdings, Inc), Restricted Stock Agreement (Soluna Holdings, Inc)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares or other securities in settlement of RSUs PUs and Dividend Equivalents hereunder unless the shares of Stock or other securities are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws. In the event shares or other securities shall be issued delivered that shall not be so registered, the Recipient hereby represents, warrants and agrees that the Recipient will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the settlement of RSUs PUs and Dividend Equivalents, the Recipient will execute an agreement in a form acceptable to the Company to the effect that the shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 3 contracts
Samples: Performance Unit Agreement (Iron Mountain Inc), Performance Unit Agreement (Iron Mountain Inc), Performance Unit Agreement (Iron Mountain Inc)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares shares of Stock or other securities in settlement pursuant to the exercise of RSUs and Dividend Equivalents hereunder the Option unless the shares of Stock or other securities with respect to which the Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws. In the event shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that the Recipient he will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the settlement purchase of RSUs and Dividend Equivalentsshares upon exercise of the Option, the Recipient he will execute an agreement in a form acceptable to the Company to the effect that the shares shall be subject to any underwriter’s 's lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Samples: Non Qualified Stock Option Agreement (Iron Mountain Inc/Pa)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares shares of Stock or other securities in settlement pursuant to the exercise of RSUs and Dividend Equivalents hereunder this Option unless the shares of Stock or other securities with respect to which this Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act - 3 - and applicable state or provincial securities laws. In the event shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that the Recipient he will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the settlement purchase of RSUs and Dividend Equivalentsshares upon exercise of this Option, the Recipient he will execute an agreement in a form acceptable to the Company to the effect that the shares shall be subject to any underwriter’s lock-up lock‑up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Samples: Nonqualified Stock Option Agreement (Enterprise Bancorp Inc /Ma/)
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares shares of Common Stock or other securities in settlement pursuant to the exercise of RSUs and Dividend Equivalents hereunder this Option unless the shares of Common Stock or other securities with respect to which this Option is being exercised are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws. In the event shares or other securities shall be issued that shall not be so registered, the Recipient Optionee hereby represents, warrants and agrees that the Recipient he or she will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient Optionee further hereby agrees that as a condition to the settlement purchase of RSUs and Dividend Equivalentsshares upon exercise of this Option, the Recipient he or she will execute an agreement in a form acceptable to the Company to the effect that the shares shall be subject to any underwriter’s lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares or other securities in settlement of RSUs and any Dividend Equivalents hereunder unless the shares of Stock or other securities are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws. In the event shares or other securities shall be issued that shall not be so registered, the Recipient hereby represents, warrants and agrees that the Recipient will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the settlement of RSUs and any Dividend Equivalents, if requested by the Company, the Recipient will execute an agreement in a form acceptable to the Company to the effect that the shares Underlying Shares shall be subject to any underwriter’s or similar lock-up agreement in connection with a public an offering of any securities of the Company that may from time to time apply to shares held by officers and employees directors of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Compliance with Securities Act; Lock-Up Agreement. The Company shall not be obligated to sell or issue any Underlying Shares or other securities in settlement of RSUs and Dividend Equivalents hereunder unless the shares of Stock or other securities are at that time effectively registered or exempt from registration under the Securities Act and applicable state or provincial securities laws. In the event shares or other securities shall be issued delivered that shall not be so registered, the Recipient hereby represents, warrants and agrees that the Recipient will receive such shares or other securities for investment and not with a view to their resale or distribution, and will execute an appropriate investment letter satisfactory to the Company and its counsel. The Recipient further hereby agrees that as a condition to the settlement of RSUs and Dividend Equivalents, the Recipient will execute an agreement in a form acceptable to the Company to the effect that the shares shall be subject to any underwriter’s 's lock-up agreement in connection with a public offering of any securities of the Company that may from time to time apply to shares held by officers and employees of the Company, and such agreement or a successor agreement must be in full force and effect.
Appears in 1 contract
Samples: Restricted Stock Unit Agreement (Iron Mountain Inc)