Compliance with Securities Law and FINRA Rules. At all times the Soliciting Dealer will perform its services under this Agreement in compliance with applicable securities laws and other applicable legal and regulatory requirements in any jurisdiction in which the Soliciting Dealer solicits or procures the purchase of Shares or otherwise engages in any activity contemplated by this Agreement. The Soliciting Dealer will not knowingly take any action that would place the Sponsor, the Company or any investor in violation of any U.S. federal or state law or any other laws or regulations.
Appears in 10 contracts
Samples: Selling and Distribution Agreement (RealtyMogul Income REIT, LLC), Selling and Distribution Agreement (RealtyMogul Apartment Growth REIT, Inc.), Selling and Distribution Agreement (MogulREIT II, Inc.)
