Common use of Compliance with Securities Regulations Clause in Contracts

Compliance with Securities Regulations. During the period that a Prospectus relating to the Securities is required to be delivered under the 1933 Act (whether physically or through compliance with Rule 172 under the 1933 Act or any similar rule) (the “Prospectus Delivery Period”) the Company, subject to Section 3(b), will notify the Representative immediately, and confirm the notice in writing, (i) when any post-effective amendment to the Registration Statement shall be filed and become effective, or any supplement to the Preliminary Prospectus, Permitted Free Writing Prospectus, or the Prospectus or any amended preliminary prospectus, Permitted Free Writing Prospectus or Prospectus shall have been filed, (ii) of any notice from the Commission that it objects to the use of the Registration Statement as an automatic shelf registration statement, and (iii) of the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement or of any order preventing or suspending the use of any preliminary prospectus, any Permitted Free Writing Prospectus or the Prospectus, or of the suspension of the qualification of the Securities for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings for any of such purposes. The Company will promptly effect the filings necessary pursuant to Rule 424(b) and Rule 433 and will take such steps as it deems necessary to ascertain promptly whether a form of prospectus transmitted for filing under Rule 424(b) and Rule 433 was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus. The Company will make every reasonable effort to prevent the issuance of any stop order and, if any stop order is issued, to obtain the lifting thereof at the earliest possible moment. The Representative, on behalf of the Underwriters, shall promptly notify the Company upon termination of the Prospectus Delivery Period.

Appears in 1 contract

Samples: Underwriting Agreement (First Midwest Bancorp Inc)

AutoNDA by SimpleDocs

Compliance with Securities Regulations. During The Company agrees to: (i) prepare the period that Offering Documents in a Prospectus relating form approved by the Representative, which approval shall not be unreasonably withheld or delayed, and to file such Offering Documents with the competent governmental or regulatory body or agency in the relevant jurisdiction pursuant to the Securities is required to be delivered under the 1933 Act applicable securities regulations; (whether physically or through compliance with Rule 172 under the 1933 Act or any similar ruleii) (the “Prospectus Delivery Period”) the Company, subject to Section 3(b), will notify the Representative immediatelypromptly of the receipt of any comment from the governmental or regulatory body or agency in each jurisdiction where the Offering Documents have been filed; (iii) make no further amendment or supplement to the Offering Documents without the prior approval of the Representative, which approval shall not be unreasonably withheld or delayed; (iv) notify the Representative and confirm the such notice in writing, (i) promptly after it receives notice thereof, of the time when any post-an Offering Document has been filed or becomes effective amendment to the Registration Statement shall be filed and become effective, or any supplement to the Preliminary Prospectus, Permitted Free Writing Prospectus, or the Prospectus an Offering Document or any amended preliminary prospectus, Permitted Free Writing Prospectus Offering Document has been filed and to furnish the Representative with copies thereof; (v) file promptly all reports and any definitive information statements required to be filed by the Company with the competent governmental or Prospectus shall have been filed, (ii) of any notice from regulatory body or agency in the Commission that it objects relevant jurisdiction subsequent to the use date of an Offering Document and for so long as the delivery of an Offering Document is required in connection with the offering or sales of the Registration Statement as an automatic shelf registration statementShares or ADSs; (vi) advise the Representative promptly after it receives notice thereof, and (iii) of the issuance by the Commission relevant governmental or regulatory body or agency of any stop order suspending the effectiveness of the Registration Statement or of any order preventing or suspending the use of any preliminary prospectusOffering Document, any Permitted Free Writing Prospectus or the Prospectus, or of the suspension of the qualification of the Securities Shares, Warrants, ADSs or ADR Warrants for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings proceeding for any such purpose, or of any request by any such purposes. The Company will promptly effect body or agency for the filings necessary pursuant to Rule 424(bamending or supplementing of any Offering Document or for additional information; and (vii) and Rule 433 and will take such steps as it deems necessary to ascertain promptly whether a form of prospectus transmitted for filing under Rule 424(b) and Rule 433 was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus. The Company will make every reasonable effort to prevent of the issuance of any stop order andor of any order preventing or suspending the use of any Offering Document or suspending the qualification of the Shares or Warrants, if any stop order is issued, use promptly its best efforts to obtain the lifting thereof its withdrawal at the earliest possible moment. The Representative, on behalf of the Underwriters, shall promptly notify the Company upon termination of the Prospectus Delivery Period.

Appears in 1 contract

Samples: Investment Agreement (Genesys Sa)

Compliance with Securities Regulations. During The Company agrees to: (i) prepare the period that Offering Documents in a Prospectus relating form approved by HSBC, which approval shall not be unreasonably withheld or delayed, and to file such Offering Documents with the competent governmental or regulatory body or agency in the relevant jurisdiction pursuant to the Securities is required applicable securities regulations; (ii) notify HSBC promptly of the receipt of any comment from the governmental or regulatory body or agency in each jurisdiction where the Offering Documents have been filed; (iii) make no further amendment or supplement to the Offering Documents without the prior approval of HSBC, which approval shall not be delivered under the 1933 Act unreasonably withheld or delayed; (whether physically or through compliance with Rule 172 under the 1933 Act or any similar ruleiv) (the “Prospectus Delivery Period”) the Company, subject to Section 3(b), will notify the Representative immediately, HSBC and confirm the such notice in writing, (i) promptly after it receives notice thereof, of the time when any post-an Offering Document has been filed or becomes effective amendment to the Registration Statement shall be filed and become effective, or any supplement to the Preliminary Prospectus, Permitted Free Writing Prospectus, or the Prospectus an Offering Documents or any amended preliminary prospectus, Permitted Free Writing Prospectus Offering Document has been filed and to furnish HSBC with copies thereof; (v) file promptly all reports and any definitive information statements required to be filed by the Company with the competent governmental or Prospectus shall have been filed, (ii) of any notice from regulatory body or agency in the Commission that it objects relevant jurisdiction subsequent to the use date of an Offering Document and for so long as the delivery of an Offering Document is required in connection with the offering or sales of the Registration Statement as an automatic shelf registration statementShares or ADSs; (vi) advise HSBC promptly after it receives notice thereof, and (iii) of the issuance by the Commission relevant governmental or regulatory body or agency of any stop order suspending the effectiveness of the Registration Statement or of any order preventing or suspending the use of any preliminary prospectusOffering Document, any Permitted Free Writing Prospectus or the Prospectus, or of the suspension of the qualification of the Securities Shares, Warrants, ADSs or ADR Warrants for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings proceeding for any such purpose, or of any request by any such purposes. The Company will promptly effect body or agency for the filings necessary pursuant to Rule 424(bamending or supplementing of any Offering Document or for additional information; and (vii) and Rule 433 and will take such steps as it deems necessary to ascertain promptly whether a form of prospectus transmitted for filing under Rule 424(b) and Rule 433 was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus. The Company will make every reasonable effort to prevent of the issuance of any stop order andor of any order preventing or suspending the use of any Offering Document or suspending the qualification of the Shares or Warrants, if any stop order is issued, use promptly its best efforts to obtain the lifting thereof its withdrawal at the earliest possible moment. The Representative, on behalf of the Underwriters, shall promptly notify the Company upon termination of the Prospectus Delivery Period.

Appears in 1 contract

Samples: Purchase Guarantee Agreement (Genesys Sa)

Compliance with Securities Regulations. During The Company (i) will prepare the period that Prospectus in a form approved by the Underwriter and file the Prospectus relating pursuant to the Securities is required to be delivered under Rule 424(b) of the 1933 Act Regulations within the time period prescribed by such Rule; (whether physically ii) will not file any amendment or through compliance with Rule 172 under the 1933 Act or any similar rule) (the “Prospectus Delivery Period”) the Company, subject to Section 3(b), will notify the Representative immediately, and confirm the notice in writing, (i) when any post-effective amendment supplement to the Registration Statement shall be filed and become effective, or any supplement to the Preliminary Prospectus, Permitted Free Writing Prospectus, or the Prospectus or file any amended preliminary prospectus, Permitted Free Writing Prospectus or Prospectus shall have been filed, (ii) of any notice from document under the Commission that it objects to 1934 Act before the use termination of the Registration Statement as an automatic shelf registration statementoffering of the Stock by the Underwriter if such document would be deemed to be incorporated by reference into the Prospectus, and which filing is not consented to by the Underwriter after reasonable notice thereof (such consent not to be unreasonably withheld or delayed); (iii) will advise the Underwriter, promptly after it receives notice thereof, of the time when any amendment or supplement to the Registration Statement, the most recent Preliminary Prospectus or the Prospectus has been filed and will furnish the Underwriter with copies thereof; (iv) will advise the Underwriter, promptly after it receives notice thereof, of the issuance by the Commission or any state or other regulatory body of any stop order or any order suspending the effectiveness of the Registration Statement Statement, suspending or of any order preventing or suspending the use of any preliminary prospectusPreliminary Prospectus, the Prospectus or any Permitted Issuer Free Writing Prospectus or the Prospectus, or of the suspension of suspending the qualification of the Securities Stock for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings for any of such purposes. The Company will promptly effect the filings necessary purpose or pursuant to Rule 424(b) and Rule 433 and will take such steps as it deems necessary Section 8A of the 1933 Act, of receipt by the Company from the Commission of any notice of objection to ascertain promptly whether a form the use of prospectus transmitted for filing under Rule 424(b) and Rule 433 was received for filing the Registration Statement or any post-effective amendment thereto or of any request by the Commission andfor the amending or supplementing of the Registration Statement, in the event that it was not, it Prospectus or any Issuer Free Writing Prospectus or for additional information; and (v) will promptly file such prospectus. The Company will make every use its reasonable effort best efforts to prevent the issuance of any stop order or other such order or any such notice of objection and, if any a stop order or other such order is issuedissued or any such notice of objection is received, to obtain as soon as possible the lifting thereof at the earliest possible moment. The Representative, on behalf of the Underwriters, shall promptly notify the Company upon termination of the Prospectus Delivery Periodor withdrawal thereof.

Appears in 1 contract

Samples: Pilgrims Pride Corp

AutoNDA by SimpleDocs

Compliance with Securities Regulations. During The Company (i) will prepare the period that Prospectus in a form approved by the Representatives and file the Prospectus relating pursuant to the Securities is required to be delivered under Rule 424(b) of the 1933 Act Regulations within the time period prescribed by such Rule; (whether physically ii) will not file any amendment or through compliance with Rule 172 under the 1933 Act or any similar rule) (the “Prospectus Delivery Period”) the Company, subject to Section 3(b), will notify the Representative immediately, and confirm the notice in writing, (i) when any post-effective amendment supplement to the Registration Statement shall be filed and become effective, or any supplement to the Preliminary Prospectus, Permitted Free Writing Prospectus, or the Prospectus or file any amended preliminary prospectus, Permitted Free Writing Prospectus or Prospectus shall have been filed, (ii) of any notice from document under the Commission that it objects to 1934 Act before the use termination of the Registration Statement as an automatic shelf registration statementoffering of the Notes by the Underwriters if such document would be deemed to be incorporated by reference into the Prospectus, and which filing is not consented to by the Representatives after reasonable notice thereof (such consent not to be unreasonably withheld or delayed); (iii) will advise the Representatives, promptly after it receives notice thereof, of the time when any amendment or supplement to the Registration Statement, the most recent Preliminary Prospectus or the Prospectus has been filed and will furnish the Representatives with copies thereof; (iv) will prepare the Final Term Sheet, substantially in the form of Schedule B hereto and approved by the Representatives and file the Final Term Sheet pursuant to Rule 433(d) of the 1933 Act Regulations within the time period prescribed by such Rule; (v) will advise the Representatives promptly after it receives notice thereof, of the issuance by the Commission or any state or other regulatory body of any stop order or any order suspending the effectiveness of the Registration Statement Statement, suspending or of any order preventing or suspending the use of any preliminary prospectusPreliminary Prospectus, the Prospectus or any Permitted Issuer Free Writing Prospectus or the Prospectus, or of the suspension of suspending the qualification of the Securities Notes for offering or sale in any jurisdiction, or of the initiation or threatening of any proceedings for any of such purposes. The Company will promptly effect the filings necessary purpose or pursuant to Rule 424(b) and Rule 433 and will take such steps as it deems necessary Section 8A of the 1933 Act, of receipt by the Company from the Commission of any notice of objection to ascertain promptly whether a form the use of prospectus transmitted for filing under Rule 424(b) and Rule 433 was received for filing the Registration Statement or any post-effective amendment thereto or of any request by the Commission andfor the amending or supplementing of the Registration Statement, in the event that it was not, it Prospectus or any Issuer Free Writing Prospectus or for additional information; and (vi) will promptly file such prospectus. The Company will make every use its reasonable effort best efforts to prevent the issuance of any stop order or other such order or any such notice of objection and, if any a stop order or other such order is issuedissued or any such notice of objection is received, to obtain as soon as possible the lifting thereof at the earliest possible moment. The Representative, on behalf of the Underwriters, shall promptly notify the Company upon termination of the Prospectus Delivery Periodor withdrawal thereof.

Appears in 1 contract

Samples: Pilgrims Pride Corp

Time is Money Join Law Insider Premium to draft better contracts faster.