Compliance with the Sarbanes Oxley Act. There is and has been no failure on the part of the Fund or any of the Fund’s directors or officers, in their capacities as such, to comply in all material respects with the applicable provisions of the Sarbanes Oxley Act of 2002 and the rules and regulations promulgated in connection therewith (the “Sarbanes Oxley Act”).
Appears in 14 contracts
Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)
Compliance with the Sarbanes Oxley Act. There is and has been no failure on the part of the Fund or any of the Fund’s directors trustees or officers, in their capacities as such, to comply in all material respects with the applicable provisions of the Sarbanes Oxley Act of 2002 and the rules and regulations promulgated in connection therewith (the “Sarbanes Oxley Act”).
Appears in 3 contracts
Samples: Underwriting Agreement (Bancroft Fund LTD), Underwriting Agreement (Gabelli Global Small & Mid Cap Value Trust), Underwriting Agreement (Gabelli Healthcare & WellnessRx Trust)
Compliance with the Sarbanes Oxley Act. There is and has been no failure on the part of the Fund or any of the Fund’s directors trustees or officers, in their capacities as such, to comply in all material respects with the applicable provisions of the Sarbanes Oxley Act of 2002 and the rules and regulations promulgated in connection therewith (the “Sarbanes Oxley Act”)therewith.
Appears in 2 contracts
Samples: Underwriting Agreement (Ellsworth Growth & Income Fund LTD), Underwriting Agreement (Gabelli Utility Trust)
Compliance with the Sarbanes Oxley Act. There is and has been no failure on the part of the Fund or any of the Fund’s directors or officers, in their capacities as such, to comply in all material respects with the applicable provisions of the Sarbanes Oxley Act of 2002 and the rules and regulations promulgated in connection therewith (the “Sarbanes Oxley Act”)therewith.
Appears in 1 contract
Compliance with the Sarbanes Oxley Act. There is and has been no failure on the part of the Fund or its any of subsidiaries or any of the Fund’s directors or its subsidiaries trustees or officers, in their capacities as such, to comply in all material respects with the applicable provisions of the Sarbanes Oxley Act of 2002 and the rules and regulations promulgated in connection therewith (the “Sarbanes Oxley Act”)therewith.
Appears in 1 contract
