Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 54 contracts
Samples: Warrant Agreement (Kogeto, Inc.), Warrant Transfer Agreement (Tegal Corp /De/), Warrant Agreement (Worthington Energy, Inc.)
Compliance with the Securities Act of 1933. The Company Corporation may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company Corporation is of the opinion as to any such security that such legend is unnecessary.
Appears in 12 contracts
Samples: Registration Rights Agreement (Platinum Research Organization, Inc.), Warrant Purchase Agreement (Platinum Research Organization, Inc.), Merger Agreement (Celsius Holdings, Inc.)
Compliance with the Securities Act of 1933. The Except as provided in the Purchase Agreement, the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or Warrant, and a similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 9 contracts
Samples: Subscription Agreement (Viryanet LTD), Bridge Note Purchase Agreement (Corgi International LTD), Warrant Agreement (AG Mortgage Investment Trust, Inc.)
Compliance with the Securities Act of 1933. The Company may shall cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 5 contracts
Samples: Warrant Agreement (Canyon Resources Corp), Warrant Agreement (Canyon Resources Corp), Warrant Agreement (Canyon Resources Corp)
Compliance with the Securities Act of 1933. The Company may ------------------------------------------ cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 4 contracts
Samples: Warrant Agreement (Amerigon Inc), Warrant Agreement (Amerigon Inc), Warrant Agreement (Amerigon Inc)
Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or Warrant, and a similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 3 contracts
Samples: Warrant Agreement (Ardmore Holding CORP), Warrant Agreement (Yayi International Inc), Warrant Agreement (Ardmore Holding CORP)
Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security Warrant Shares issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 2 contracts
Samples: Warrant Agreement (Lpath Inc), Warrant Agreement (Lpath, Inc)
Compliance with the Securities Act of 1933. The Except as provided in the Purchase Agreement (as defined below), the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 2 contracts
Samples: Share and Warrant Purchase Agreement (Golden Phoenix Minerals Inc /Mn/), Purchase Agreement (Immersion Corp)
Compliance with the Securities Act of 1933. The Except as provided in the Purchase Agreement, the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 2 contracts
Samples: Purchase Agreement (Rainmaker Systems Inc), Warrant Agreement (Langer Inc)
Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessaryunnecessary or, with respect to any security issued or issuable upon exercise of this Warrant, such security is subject to an effective registration statement filed with the Securities and Exchange Commission (“SEC”).
Appears in 2 contracts
Samples: Assignment (Alliance Pharmaceutical Corp), Assignment (Alliance Pharmaceutical Corp)
Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or and may place a similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Warrant Agreement (Audible Inc)
Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, for so long as such legends are required in accordance with the Subscription Agreement (as hereinafter defined), unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Compliance with the Securities Act of 1933. The Except as provided in the Subscription Agreement, the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Subscription Agreement (Cornerstone Pharmaceuticals Inc)
Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant or in Section 5.7 of the Purchase Agreement to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Warrant Agreement (United American Healthcare Corp)
Compliance with the Securities Act of 1933. The Subject to the provisions of the Purchase Agreement (as defined below), the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Warrant (CDC Iv LLC)
Compliance with the Securities Act of 1933. The Except as provided in the Offering Documents , the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or Warrant, and a similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Warrant Agreement (Nextfit, Inc.)
Compliance with the Securities Act of 1933. The Except as provided in the Purchase Agreement (as defined below), the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or Warrant, and a similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Purchase Agreement (Viryanet LTD)
Compliance with the Securities Act of 1933. The Except as provided in the registration provisions of the Agreement, the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Bridge Loan and Debt Restructuring Agreement (Golden Phoenix Minerals Inc)
Compliance with the Securities Act of 1933. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessaryunnecessary or, with respect to any security issued or issuable upon exercise of this Warrant, such security is subject to an effective registration statement filed with the Securities and Exchange Commission (the “SEC”).
Appears in 1 contract
Compliance with the Securities Act of 1933. The Company may Corporation shall cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on the Common Stock or any other security issued or issuable upon exercise of this Warrant, unless counsel for the Company Corporation is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Compliance with the Securities Act of 1933. The Except as provided in the Loan Agreement, the Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or Warrant, and a similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Warrant Agreement (Goldspring Inc)
Compliance with the Securities Act of 1933. The Company Corporation may cause the legend set forth on the first page of this Class A Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Class A Warrant, unless counsel for the Company Corporation is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
