Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 12 contracts
Samples: Purchase Agreement (Insci Statements Com Corp), Kupper Parker Communications Inc, Kupper Parker Communications Inc
Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities Act, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, Warrant unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 5 contracts
Samples: Axion International Holdings, Inc., Harborview Master Fund Lp, Harborview Master Fund Lp
Compliance with the Securities Act of 1933. Neither this ------------------------------------------ Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 4 contracts
Samples: Cambridge Heart Inc, Cambridge Heart Inc, Cambridge Heart Inc
Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities ActAct of 1933, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 3 contracts
Samples: Warrant (Medical Dynamics Inc), Warrant (Medical Dynamics Inc), Faxsav Inc
Compliance with the Securities Act of 1933. Neither this Warrant nor the shares of Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or a similar legend to be set forth on the Warrant Shares or any other security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Bankatlantic Bancorp Inc), Agreement and Plan of Merger (Stifel Financial Corp)
Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock Shares issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities ActAct of 1933, as amended, and if not sold in a registered offering then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Medical Dynamics Inc
Compliance with the Securities Act of 1933. Neither this ------------------------------------------ Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: Sheffield Pharmaceuticals Inc
Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities ActAct of 1933, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, Warrant unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.
Appears in 1 contract
Samples: United Energy Corp /Nv/