Common use of Compliance with the Securities Act of 1933 Clause in Contracts

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 12 contracts

Samples: Warrant Agreement (Kupper Parker Communications Inc), Purchase Agreement (Insci Statements Com Corp), Warrant Agreement (Kupper Parker Communications Inc)

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Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities Act, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, Warrant unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 5 contracts

Samples: Warrant Agreement (Axion International Holdings, Inc.), Security Agreement (Harborview Master Fund Lp), Security Agreement (Harborview Master Fund Lp)

Compliance with the Securities Act of 1933. Neither this ------------------------------------------ Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 4 contracts

Samples: Warrant Agreement (Cambridge Heart Inc), Warrant Agreement (Cambridge Heart Inc), Warrant Agreement (Cambridge Heart Inc)

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities ActAct of 1933, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 3 contracts

Samples: Warrant Agreement (Faxsav Inc), Warrant Agreement (Medical Dynamics Inc), Warrant Agreement (Medical Dynamics Inc)

Compliance with the Securities Act of 1933. Neither this Warrant nor the shares of Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or a similar legend to be set forth on the Warrant Shares or any other security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 2 contracts

Samples: Merger Agreement (Stifel Financial Corp), Merger Agreement (Bankatlantic Bancorp Inc)

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock Shares issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities ActAct of 1933, as amended, and if not sold in a registered offering then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: Warrant Agreement (Medical Dynamics Inc)

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Compliance with the Securities Act of 1933. Neither this ------------------------------------------ Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: Warrant Agreement (Sheffield Pharmaceuticals Inc)

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement and in conformity with the Securities Act, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: Purchase Agreement (Unigene Laboratories Inc)

Compliance with the Securities Act of 1933. Neither this Warrant nor the Common Stock issued upon exercise hereof nor any other security issued or issuable upon exercise of this Warrant may be offered, offered or sold or transferred except as provided in this agreement Warrant and in conformity with the Securities ActAct of 1933, as amended, and then only against receipt of an agreement of such person to whom such offer of sale is made to comply with the provisions of this Section 4 with respect to any resale or other disposition of such security. The Company may cause the legend set forth on the first page of this Warrant to be set forth on each Warrant or similar legend on any security issued or issuable upon exercise of this Warrant, Warrant unless counsel for the Company is of the opinion as to any such security that such legend is unnecessary.

Appears in 1 contract

Samples: Purchase Warrant (United Energy Corp /Nv/)

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