Common use of Compliance with the Securities Laws Clause in Contracts

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker agrees to use its commercially reasonable efforts to satisfy the conditions of Rule 10b-18(b) as contemplated in Section 2(d)(i) in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 7 contracts

Samples: Rule 10b5 1 Stock Purchase Plan (BPW Acquisition Corp.), Rule 10b5 1 Stock Purchase Plan (BPW Acquisition Corp.), Rule 10b5 1 Stock Purchase Plan (HCM Acquisition CO)

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Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B)) under the Exchange Act, and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c)) under the Exchange Act. (b) Broker agrees to use its commercially reasonable efforts to satisfy the conditions of Rule 10b-18(b) as contemplated in Section 2(d)(i) under the Exchange Act in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 2 contracts

Samples: Rule 10b5 1 Stock Purchase Plan (Universal Business Payment Solutions Acquisition Corp), Rule 10b5 1 Stock Purchase Plan (Universal Business Payment Solutions Acquisition Corp)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker agrees to use its commercially reasonable efforts to satisfy that the conditions of Rule 10b-18(b) as contemplated in Section 2(d)(i) in effecting purchases of Shares pursuant to Warrants under this Purchase PlanPlan shall comply with all applicable US federal securities laws.

Appears in 2 contracts

Samples: Rule 10b5 1 Stock Purchase Plan (Korea Milestone Acquisition CORP), Rule 10b5 1 Stock Purchase Plan (Korea Milestone Acquisition CORP)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of subsection (c)(1)(i)(B) of Rule 10b5-1(c)(1)(i)(B)1 under the Exchange Act, and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of subsection (c) of Rule 10b5-1(c)1. (b) Broker agrees to use its commercially reasonable efforts to satisfy the conditions of Rule 10b-18(b) as contemplated in Section 2(d)(i) 10b-18 in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 2 contracts

Samples: Rule 10b5 1/Rule 10b 18 Purchase Plan (Lin Jiang Huai), Rule 10b5 1/Rule 10b 18 Purchase Plan (China Information Technology, Inc.)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker agrees to use its commercially reasonable efforts to satisfy the conditions of Rule 10b-18(b) as contemplated in comply with Rules 10b5-1 and 10b-18 (subject to Section 2(d)(i2(d)) in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 2 contracts

Samples: Rule 10b5 1 Stock Purchase Plan (Third Wave Acquisition CORP), Rule 10b5 1 Stock Purchase Plan (Third Wave Acquisition CORP)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker agrees to use its commercially reasonable efforts to satisfy the conditions of comply with Rule 10b-18(b) as contemplated in Section 2(d)(i) 10b-18 in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 2 contracts

Samples: Rule 10b5 1 Purchase Plan (Barings LLC), Rule 10b5 1 Purchase Plan (Barings BDC, Inc.)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker agrees to use its commercially reasonable efforts to satisfy the conditions of Rule 10b-18(b) as contemplated in Section 2(d)(i) in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 1 contract

Samples: Rule 10b5 1 Stock Purchase Plan (Kanders Acquisition CO)

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Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker agrees to use its commercially reasonable efforts to satisfy the conditions of comply with Rule 10b-18(b) as contemplated in Section 2(d)(i) 10b-18 in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 1 contract

Samples: Rule 10b5 1 Stock Purchase Plan (Alternative Asset Management Acquisition Corp.)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker agrees to use its commercially reasonable efforts to satisfy that the conditions of Rule 10b-18(b) as contemplated in Section 2(d)(i) in effecting purchases of Shares pursuant to Warrants under this Purchase PlanPlan shall comply with all applicable U.S. federal securities laws.

Appears in 1 contract

Samples: Rule 10b5 1 Stock Purchase Plan (Korea Milestone Acquisition CORP)

Compliance with the Securities Laws. (a) It is the intent of the parties that this Purchase Plan comply with the requirements of Rule 10b5-1(c)(1)(i)(B), and the parties agree that this Purchase Plan shall be interpreted to comply with the requirements of Rule 10b5-1(c). (b) Broker Credit Suisse agrees to use its commercially reasonable efforts to satisfy the conditions of Rule 10b-18(b) as contemplated in Section 2(d)(i) comply with Rules 10b5-1 and 10b-18 in effecting purchases of Shares pursuant to this Purchase Plan.

Appears in 1 contract

Samples: Rule 10b5 1 Stock Purchase Plan (Greenstreet Acquisition Corp.)

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