Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 5 contracts
Samples: Underwriting Agreement (Intercept Pharmaceuticals Inc), Underwriting Agreement (Intercept Pharmaceuticals Inc), Underwriting Agreement (Intercept Pharmaceuticals Inc)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is and its subsidiaries are in compliance in all material respects with all the provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect as of the date hereof and with which the Company is and its subsidiaries are required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionscomply with.
Appears in 3 contracts
Samples: Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp), Underwriting Agreement (Ares Commercial Real Estate Corp)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all applicable provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionsthereof.
Appears in 3 contracts
Samples: Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.), Underwriting Agreement (INVO Bioscience, Inc.)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or and the implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions).
Appears in 2 contracts
Samples: Underwriting Agreement (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are presently in effect and with which the Company is required to complycomply as of the date hereof, and is or will be actively taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon which will become applicable to the effectiveness of such provisionsCompany at all times after the date hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (Garrison Capital Inc.)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all the applicable provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionsconnection therewith.
Appears in 2 contracts
Samples: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all presently applicable provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionsthereunder.
Appears in 1 contract
Samples: Equity Distribution Agreement (Kite Realty Group, L.P.)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all applicable provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be actively taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 1 contract
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 1 contract
Samples: Securities Purchase Agreement (Intercept Pharmaceuticals Inc)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 2002, and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect thereunder, including Section 402 related to loans and with which the Company is required Sections 302 and 906 related to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionscertifications.
Appears in 1 contract
Samples: Underwriting Agreement (MultiSensor AI Holdings, Inc.)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “"Sxxxxxxx-Xxxxx Act”") that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 1 contract
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in material compliance in all material respects with all the provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof in connection therewith (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required applicable to complyit, and is has implemented or will be taking implement such programs and taken reasonable steps to ensure that it will be in the Company’s future compliance in (not later than the relevant statutory and regulatory deadlines therefor) with all of the material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionsAct.
Appears in 1 contract
Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that it is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 1 contract
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all the provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications, that currently are in effect effective and with which the Company is required applicable to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionsit.
Appears in 1 contract
Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that it is in compliance and will be in compliance in all material respects with all the provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or of implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisions.
Appears in 1 contract
Samples: Sales Agreement (Akouos, Inc.)
Compliance with the Sxxxxxxx-Xxxxx Act. The Company is in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and 2002, all rules and regulations promulgated thereunder or and the implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are in effect and with which the Company is required to comply, and is or will be taking steps to ensure that it will be in compliance in all material respects with other provisions comply as of the Sxxxxxxx-Xxxxx Act not currently in effect, upon the effectiveness of such provisionsdate hereof.
Appears in 1 contract
Samples: Atm Equity Offering Sales Agreement (Colony Starwood Homes)