Common use of Compliance with the Sxxxxxxx-Xxxxx Act Clause in Contracts

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers will each be in compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply as of the effectiveness of the Registration Statement.

Appears in 4 contracts

Samples: Underwriting Agreement (Anzu Special Acquisition Corp I), Underwriting Agreement (Anzu Special Acquisition Corp I), Underwriting Agreement (Anzu Special Acquisition Corp I)

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Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers it will each be in compliance with all applicable provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply as of the effectiveness of the Registration Statement.

Appears in 4 contracts

Samples: Underwriting Agreement (BKV Corp), Underwriting Agreement (BKV Corp), Underwriting Agreement (BKV Corp)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers will each be that it is in compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then presently in effect and with which the Company is required to comply as of the date hereof, and is actively taking steps to ensure that it will be in compliance with other provisions of the Sxxxxxxx-Xxxxx Act which will become applicable to the Company at all times after the effectiveness of the Registration Statement.

Appears in 3 contracts

Samples: Underwriting Agreement (Garrison Capital Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness consummation of the transactions contemplated by this Agreement, the Registration Statement, the Company Pricing Disclosure Package and the Company’s directors and officers Prospectus, it will each be in material compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and , with which the Company is required to comply as of the effectiveness of the Registration Statementsuch time.

Appears in 3 contracts

Samples: Underwriting Agreement (MidWestOne Financial Group, Inc.), Underwriting Agreement (Five Star Bancorp), Underwriting Agreement (Professional Holding Corp.)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers it will each be in compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply as of the effectiveness of the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Emerald Expositions Events, Inc.), Underwriting Agreement (AG Mortgage Investment Trust, Inc.)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness consummation of the transactions contemplated by this Agreement, the Registration Statement, the Company Pricing Disclosure Package and the Company’s directors and officers Prospectus, it will each be in material compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and , with which the Company is required to comply as of the effectiveness of the Registration Statementsuch time.

Appears in 1 contract

Samples: Underwriting Agreement (Hanover Bancorp, Inc. /NY)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration StatementStatements, the Company and the Company’s directors and officers it will each be in compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply with as of the effectiveness of the Registration StatementStatements.

Appears in 1 contract

Samples: Purchase Agreement (Labopharm Inc)

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Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers it will each be in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply as of the effectiveness of the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Nava Health Md, LLC)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon Upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers will each be in compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply as of the effectiveness of the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Jackson Acquisition Co)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers it will each be in compliance in all material respects with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply with as of the effectiveness of the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Ventrus Biosciences Inc)

Compliance with the Sxxxxxxx-Xxxxx Act. The Company has taken all necessary actions to ensure that, upon the effectiveness of the Registration Statement, the Company and the Company’s directors and officers it will each be in compliance with all provisions of the Sxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Sxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply with as of the effectiveness of the Registration Statement.

Appears in 1 contract

Samples: Purchase Agreement (Labopharm Inc)

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