Common use of Compliance with U.S Clause in Contracts

Compliance with U.S. Regulations No Obligor shall (and the Parent shall ensure that no other member of the Group will) become an “investment company,” or an “affiliated person” of or “promoter” or “principal underwriter” for an “investment company,” as such terms are defined in the Investment Company Act of 1940. Neither the making of the Loan, or the application of the proceeds or repayment of any Loan by any U.S. Group Member nor the consummation of the other transactions contemplated by this agreement will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 1940.

Appears in 3 contracts

Samples: Facility Agreement (Innospec Inc.), Revolving Facility Agreement (Innospec Inc.), Facility Agreement (Innospec Inc.)

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Compliance with U.S. Regulations No Obligor shall (and the Parent shall ensure that no other member of the Group will) become an “investment company,” or an “affiliated person” of or “promoter” or “principal underwriter” for an “investment company,” as such terms are defined in the Investment Company Act of 1940. Neither the making of the Loan, or the application of the proceeds or repayment of any Loan by any U.S. US Group Member Company nor the consummation of the other transactions contemplated by this agreement will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 1940.

Appears in 2 contracts

Samples: Facility Agreement (Octel Corp), Facility Agreement (Octel Corp)

Compliance with U.S. Regulations No Obligor shall (and the Parent Company shall ensure that no other member of the Group will) become an “investment company,” or an “affiliated person” of of, or “promoter” or “principal underwriter” for for, an “investment company,” as such terms are defined in the U.S. Investment Company Act of 1940. Neither the making of the any Loan, or the application of the proceeds or repayment of any Loan by any U.S. Group Member Obligor nor the consummation of the other transactions contemplated by this agreement will violate any provision of such act or any rule, regulation or order of the SEC under the U.S. Investment Company Act of 1940.

Appears in 2 contracts

Samples: Facility Agreement, Facility Agreement (VTTI Energy Partners LP)

Compliance with U.S. Regulations No Obligor shall (and the Parent Borrower shall ensure that no other member of the Group will) become an "investment company," or an "affiliated person” of " of, or "promoter" or "principal underwriter” for " for, an "investment company," as such terms are defined in the Investment Company Act of 19401940 Act. Neither the making of the any Loan, or the application of the proceeds or repayment of any Loan thereof by any U.S. Group Member Obligor nor the consummation of the other transactions contemplated by this agreement hereby will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 1940thereunder.

Appears in 2 contracts

Samples: 2 Term Facility Agreement (Citigroup Inc), Agreement (Citigroup Inc)

Compliance with U.S. Regulations No Obligor shall (and the Parent Borrower shall ensure that no other member of the Group will) become an investment company,” , or an affiliated person” of person of, or “promoter” promoter or principal underwriter” for underwriter for, an investment company,” , as such terms are defined in the Investment Company Act of 19401940 Act. Neither the making of the Loan, or the application of the proceeds or repayment of any the Loan by any U.S. member of the Group Member nor the consummation of the other transactions contemplated by this agreement will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 19401940 Act.

Appears in 1 contract

Samples: Enstar Group LTD

Compliance with U.S. Regulations No Obligor shall (and the Parent shall ensure that no other member of the Group willshall) become an “investment company,” or an “affiliated person” of of, or “promoter” or “principal underwriter” for for, an “investment company,” as such terms are defined in the Investment Company Act of 19401940 Act. Neither the making of the any Loan, or the application of the proceeds or repayment of any Loan by any U.S. Group Member Obligor nor the consummation of the other transactions contemplated by this agreement Agreement will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 19401940 Act.

Appears in 1 contract

Samples: Facility Agreement (Enstar Group LTD)

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Compliance with U.S. Regulations No Obligor shall (and the Parent shall ensure that no other member of the Group will) become an “investment company,” or an “affiliated person” of of, or “promoter” or “principal underwriter” for for, an “investment company,” as such terms are defined in the Investment Company Act of 19401940 Act. Neither the making of the any Loan, or the application of the proceeds or repayment of any Loan thereof by any U.S. Group Member Company nor the consummation of the other transactions contemplated by this agreement hereby will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 1940thereunder.

Appears in 1 contract

Samples: Facilities Agreement (Signet Jewelers LTD)

Compliance with U.S. Regulations No Obligor shall (and the Parent Company shall ensure that no other member of the Group will) become an “investment company,” or an “affiliated person” of of, or “promoter” or “principal underwriter” for for, an “investment company,” as such terms are defined in the Investment Company Act of 1940Act. Neither the making of the any Loan, or the application of the proceeds or repayment of any Loan by any U.S. Group Member Obligor nor the consummation of the other transactions contemplated by this agreement will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 1940Act.

Appears in 1 contract

Samples: Facility Agreement (Westway Group, Inc.)

Compliance with U.S. Regulations No Obligor shall (and the Parent shall ensure that no other member of the Group will) become an "investment company," or an "affiliated person” of " of, or "promoter" or "principal underwriter” for " for, an "investment company," as such terms are defined in the Investment Company Act of 19401940 Act. Neither the making of the any Loan, or the application of the proceeds or repayment of any Loan thereof by any U.S. Group Member Company nor the consummation of the other transactions contemplated by this agreement hereby will violate any provision of such act or any rule, regulation or order of the SEC under the Investment Company Act of 1940thereunder.

Appears in 1 contract

Samples: Agreement (Signet Jewelers LTD)

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