Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent to properly identify its clients.
Appears in 35 contracts
Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is Agent, the Forward Seller and the Forward Purchaser are required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent Agent, the Forward Seller and the Forward Purchaser to properly identify its clients.
Appears in 26 contracts
Samples: Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.), Equity Distribution Agreement (Rexford Industrial Realty, Inc.)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent to properly identify its clients.
Appears in 13 contracts
Samples: Sales Agency Financing Agreement (Avalonbay Communities Inc), Equity Distribution Agreement (FSD Pharma Inc.), Equity Distribution Agreement
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent Dealer Manager is required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent Dealer Manager to properly identify its clients.
Appears in 6 contracts
Samples: Dealer Manager and Solicitation Agent Agreement (Westrock Coffee Co), Dealer Manager Agreement (Zura Bio LTD), Dealer Manager Agreement (Zura Bio LTD)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is Dealer Manager are required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent Dealer Manager to properly identify its their clients.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Seaport Entertainment Group Inc.), Dealer Manager Agreement (Seaport Entertainment Group Inc.)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales each Agent is required to obtain, verify and record information that identifies its clients, including the CompanyTransaction Entities, which information may include the name and address of its clients, as well as other information that will allow the Sales each Agent to properly identify its clients.
Appears in 1 contract
Samples: Atm Equity Offering Sales Agreement (Armada Hoffler Properties, Inc.)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is Agents are required to obtain, verify and record information that identifies its their respective clients, including the Company, which information may include the name and address of its their respective clients, as well as other information that will allow the Sales Agent Agents to properly identify its their respective clients.
Appears in 1 contract
Samples: At the Market Sales Agreement (Claros Mortgage Trust, Inc.)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent Dealer Manager is required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent Dealer Manager to properly identify its clients..
Appears in 1 contract
Samples: Dealer Manager and Solicitation Agent Agreement (TH International LTD)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is Agents are required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent to properly identify its clients.
Appears in 1 contract
Samples: Equity Distribution Agreement (Monmouth Real Estate Investment Corp)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is Dealer Managers are required to obtain, verify and record information that identifies its clients, including the CompanyCompany and the Manager, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent Dealer Managers to properly identify its their clients.
Appears in 1 contract
Samples: Dealer Manager Agreement (Lument Finance Trust, Inc.)
