Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Issuers, which information may include the name and addresses of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A
Appears in 1 contract
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If Please confirm, by signing and returning to us two (2) counterparts of this Agreement, that the Representatives are acting on behalf of themselves and the several Underwriters and that the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in correctly sets forth the space provided belowagreement among the Company and the several Underwriters. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCNEW YORK MORTGAGE TRUST, as an Issuer INC. By: /s/ Jxxxxxx Xxxxxx X. Xxxxxx Xxxxx Name: Jxxxxxx Xxxxxx X. Xxxxxx Xxxxx Title: Senior Vice President, Corporate Finance Chief Executive Officer Confirmed and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. first above mentioned: XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX XXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Xxxxxxx Xxxx Name: Jxxxx XxXxxxx Xxxxxxx Xxxx Title: Vice President Accepted as Managing Director As Representative of the date hereof Acting severally on behalf of itself and the several Several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, hereto Confirmed and accepted as of the date first above mentioned: UBS SECURITIES LLC By: /s/ Jxxxx X. Xxxx Xxxxxxx Name: Jxxxx X. Xxxx Xxxxxxx Title: Managing Director By: /s/ Xxx Xxxxxxxxxx Name: Xxx Xxxxxxxxxx Title: Associate Director As Representative of the Several Underwriters named in Schedule I hereto SCHEDULE I Underwriting Agreement dated July 17, 2019 Underwriters Aggregate Principal Amount Number of 2033 Notes Firm Securities to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx Xxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, 12,000,000 UBS Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA 8,000,000 Total 20,000,000 SCHEDULE 1(j) Entity Company Ownership Kiawah River View Investors LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA50.00 % 36 SCHEDULE 1(ww) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 MultiNew York Mortgage Trust 2005-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 1 New York Mortgage Trust 2005-2 New York Mortgage Trust 2005-3 NYM Preferred Trust I NYM Preferred Trust II SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband HoldingsIssuer General-Use Free Writing Prospectus None. SCHEDULE III Pricing and Other Information 20,000,000 shares with an option to purchase up to 3,000,000 additional shares. The price per share for the Securities shall be, LLC CCO NR Holdingsas to each investor, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX Athe price paid by such investor.
Appears in 1 contract
Samples: Underwriting Agreement (New York Mortgage Trust Inc)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective its clients, including the IssuersCompany and the Parent Guarantor, which information may include the name and addresses address of their respective its clients, as well as other information that will allow the Underwriters to properly identify their respective clients. 36 If the foregoing is in accordance with your understandingcorrectly sets forth the agreement between the Company, the Parent Guarantor and the Underwriters, please indicate your acceptance of this Agreement by signing in the space provided for that purpose below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer MOHAWK CAPITAL FINANCE S.A. By: /s/ Jxxxxxx X. Xxxxxx Cornelis Xxxxxxxx Xxxxxxxxx Name: Jxxxxxx X. Xxxxxx Cornelis Xxxxxxxx Xxxxxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING Class A Director MOHAWK CAPITAL CORP., as an Issuer FINANCE S.A. By: /s/ Jxxxxxx X. Xxxxxx Xxxx Xxxxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxx Xxxxxxxxx Title: Senior Vice PresidentClass B Director MOHAWK INDUSTRIES, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxxx Xxxxxxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Xxxxxxxx Xxxxxxxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC Treasurer Accepted: MUFG SECURITIES EMEA PLC By: /s/ Jxxxx X. Xxxxxxx Xxxxxx Xxxx Name: Jxxxx X. Xxxxxxx Xxxxxx Xxxx Title: Managing Director Authorised Signatory Exhibit 10.1 SCHEDULE I 1 Underwriters Aggregate Principal Amount of 2033 Notes the Securities to be Purchased Aggregate Principal Amount of 2053 Notes MUFG Securities EMEA plc 300,000,000 Total 300,000,000 Schedule 1- 1 SCHEDULE 2 Filed pursuant to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo SecuritiesRule 433 Registration Statement No. 333-219716 September 5, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities2017 Term Sheet 2 Year EUR Floating Rate Note ("the Notes") Issuer: Mohawk Capital Finance S.A. Guarantor: Mohawk Industries, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 Status: Senior, unsecured Guarantor Ratings: Baa1/BBB+/BBB+ (Xxxxx’x/S&P/Fitch) Principal Amount: EUR 300,000,000 Offering Format: SEC Registered Issue Price: 100% Redemption Price: 100% Trade Date: 05 September 2017 Issue Date: 11 September 2017 Maturity Date: 11 September 2019 Rate of Interest: + Minimum Rate of Interest: EUR 0.00% pa Interest Payment Dates: Quarterly on 11 September, 11 December, 11 March and 11 June in each year from and including 11 December 2017 up to and including the Maturity Date Interest Rate Determination: Screen Rate Determination Relevant Screen Page: Reuters EURIBOR01 Interest Rate Determination Date(s): The second day on which the TARGET2 System is open prior to the start of each Interest Period Day Count Fraction: Act/360 Payment Day Convention: Modified Following Coupon Payment Convention: Adjusted Call Option: None Clearing: Euroclear / Clearstream Notes Format: Registered, Classic Global Note Dealer: MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital MarketsEMEA plc Principal Paying Agent: Elavon Financial Services DAC, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 UK Branch Calculation Agent: Principal Paying Agent Trustee: U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum National Association Listing: New York MetroStock Exchange Payment Business Days: New York, LLC Spectrum NLPLondon, LLC Spectrum NortheastTARGET2 Documentation: Preliminary Prospectus Supplement dated 4 September 2017 Governing Law: New York ISIN Code: XS1681852940 Denominations: EUR 100,000 x EUR 100,000 * Note: A securities rating is not a recommendation to buy, LLC Spectrum Oceanicsell or hold securities and may be subject to revision or withdrawal at any time. We expect that delivery of the notes will be made against payment therefor on or about the closing date which will be on or about the fourth business day following the date of pricing of the notes (this settlement cycle being referred to as “T+4”). Under Rule 15c6-l of the Exchange Act, LLC Spectrum Originalstrades in the secondary market are generally required to settle in two business days, LLC Spectrum Originals Developmentunless the parties to any such trade expressly agree otherwise. Accordingly, LLC Spectrum Pacific Westpurchasers who wish to trade notes on the date of pricing or the next succeeding business day will be required, LLC Spectrum Reachby virtue of the fact that the notes initially will settle in T+4, LLC Spectrum RSNto specify an alternative settlement cycle at the time of any such trade to prevent a failed settlement. Purchasers of the notes who wish to trade the notes on the date of pricing or the next succeeding business day should consult their own advisor. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, LLC Spectrum Securityyou should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, LLC Spectrum SoutheastMUFG Securities EMEA plc can arrange to send you the prospectus if you request it by calling MUFG Securities EMEA plc at +00-00-0000-0000. This pricing term sheet supplements the preliminary prospectus supplement issued by Mohawk Capital Finance S.A. dated September 4, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A2017. . SCHEDULE 3 Issuer Free Writing Prospectuses
Appears in 1 contract
Samples: Mohawk Industries Inc
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters Managers and the Forward Purchasers are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters Managers and the Forward Purchasers to properly identify their respective clients. If the foregoing is in accordance with your understandingcorrectly sets forth the understanding among the Company, the Managers and the Forward Purchasers, please so indicate in the space provided below for that purpose, whereupon this Agreement and your acceptance shall constitute a binding agreement among the Company, the Managers and the Forward Purchasers. Alternatively, the execution of this Agreement by signing in the space provided belowCompany and its acceptance by or on behalf of the Managers and the Forward Purchasers may be evidenced by an exchange of facsimile or other electronic transmission or other written communications. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer ATMOS ENERGY CORPORATION By: /s/ Jxxxxxx Xxxxxx X. Xxxxxxx Name: Xxxxxx X. Xxxxxxx Title: Vice President of Investor Relations and Treasurer Signature Page to Equity Distribution Agreement BNP PARIBAS SECURITIES CORP. as Manager By: /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: Managing Director BOFA SECURITIES, INC. as Manager By: /s/ Xxxxxxx Xxxxxxxxxxxxx Name: Xxxxxxx Xxxxxxxxxxxxx Title: Managing Director CIBC WORLD MARKETS CORP. as Manager By: /s/ Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Managing Director CREDIT AGRICOLE SECURITIES (USA) INC. as Manager By: /s/ Xxxx-Xxxx Xxxxxx Name: Jxxxxxx X. Xxxx-Xxxx Xxxxxx Title: Senior Vice PresidentMD, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP.Head of GIB Americas FIFTH THIRD SECURITIES, INC. as an Issuer Manager By: /s/ Jxxxxxx X. Xxxxxxxx Xxxxx Xxxxx Name: Xxxxxxxx Xxxxx Xxxxx Title: Managing Director, SVP Signature Page to Equity Distribution Agreement XXXXXXX SACHS & CO. LLC as Manager By: /s/ Xxxxxxx Xxxxx & Co. LLC Name: Xxxxxxx Park Title: Managing Director Signature Page to Equity Distribution Agreement X.X. XXXXXX SECURITIES LLC as Manager By: /s/ Xxxxxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxxxxx Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted MIZUHO SECURITIES USA LLC as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC Manager By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxx Xxxxxxx Name: Jxxxx X. Xxxx Xxxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. MUFG SECURITIES AMERICAS INC. as Manager By: /s/ Xxxxx Xxxxxx Securities Name: Xxxxx Xxxxxx Title: Director REGIONS SECURITIES LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. as Manager By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Managing Director TRUIST SECURITIES, INC. as Manager By: /s/ Xxxxx Xxxxxxxxx Name: Xxxxx Xxxxxxxxx Title: Director TD SECURITIES (USA) LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securitiesas Manager By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Managing Director XXXXX FARGO SECURITIES, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securitiesas Manager By: /s/ Xxxxxx Xxxxx Name: Xxxxxx Xxxxx Title: Managing Director BNP PARIBAS as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: Managing Director By: /s/ Xxxxx Xxx Name: Xxxxx Xxx Title: Managing Director BANK OF AMERICA, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 N.A. as Forward Purchaser By: /s/ Xxxx Xxxxxxxxxx Name: Xxxx Xxxxxxxxxx Title: Managing Director CANADIAN IMPERIAL BANK OF COMMERCE as Forward Purchaser By: /s/ Xxxxx X. Xxxxx Name: Xxxxx X. Xxxxx Title: Authorized Signatory Signature Page to Equity Distribution Agreement CRÉDIT AGRICOLE CORPORATE AND INVESTMENT BANK as Forward Purchaser By: Credit Suisse Agricole Securities (USA) Inc., as Agent By: /s/ Xxxx-Xxxx Xxxxxx Name: Xxxx-Xxxx Xxxxxx Title: MD, Head of GIB Americas Signature Page to Equity Distribution Agreement XXXXXXX XXXXX & CO. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx as Forward Purchaser By: /s/ Xxxxxxx Sachs & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital MarketsName: Xxxxxxx Park Title: Managing Director Signature Page to Equity Distribution Agreement JPMORGAN CHASE BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxxx Name: Xxxxxxxxx Xxxxxx Title: Executive Director MIZUHO MARKETS AMERICAS LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 as Forward Purchaser By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Authorized Signatory MIZUHO SECURITIES USA LLC, as agent By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Managing Director MUFG SECURITIES EMEA PLC as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxx Name: Xxxxxxxxx Xxxxx Title: Authorized Signatory Signature Page to Equity Distribution Agreement THE TORONTO-DOMINION BANK as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxxxx Name: Xxxxxxx Xxxxxxxxx Title: Managing Director TRUIST BANK as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxx Name: Xxxxxxx Xxxxxxx Title: Managing Director Signature Page to Equity Distribution Agreement XXXXX FARGO BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxxx Xxxxx Name: Xxxxxx Xxxxx Title: Managing Director Schedule A Managers TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas 0 Xxxxxxxxxx Xxxxxx XXX Xxxxxxx Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities AmericaXxx Xxxx, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist XX 00000 000 Xxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Xxxxx Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx BofA Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Xxx Xxxx, Xxx Xxxx 00000 Xxx Xxxxxx Xxxx Xxx Xxxx, XX 00000 Forward Purchasers CIBC World Markets Corp. BNP Paribas 000 Xxxxxxx Xxxxxx, 0xx Xxxxx 000 Xxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp InvestmentsBank of America, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak SecuritiesN.A. 1301 Avenue of the Americas Xxx Xxxxxx Xxxx Xxx Xxxx, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR XX 00000 Xxx Xxxx, XX 00000 Fifth Third Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Canadian Imperial Bank of Commerce 000 Xxxxxx Xxxxxx, Xxxxx 000 300 Madison Avenue, 5th Floor Maildrop: UTFC6B Xxx Xxxx, XX 00000 Xxxxxxxxx, XX 00000 Crédit Agricole Corporate and Xxxxxxx Xxxxx & Co. LLC Investment Bank c/o Credit Agricole 000 Xxxx Xxxxxx Xxxxxxxxxx (XXX) Inc., as Agent Xxx Xxxx, XX 00000 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 X.X. Xxxxxx Securities LLC 000 Xxxxxxx Xxxxxx Xxxxxxx Xxxxx & Co. LLC Xxx Xxxx, XX, 00000 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Mizuho Securities USA LLC 1271 Avenue of the Americas JPMorgan Chase Bank, National Xxx Xxxx, XX 00000 Association, New York Branch 000 Xxxxxxx Xxxxxx MUFG Securities Americas Inc. Xxx Xxxx, XX 00000 0000 Xxxxxx xx xxx Xxxxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Mizuho Markets Americas LLC c/o Mizuho Securities USA LLC Regions Securities LLC 1271 Avenue of the Americas 000 Xxxxx Xxxxxxx Xxxxxx, Xxxxx 000 Xxx Xxxx, XX 00000 Xxxxxxxxx, XX 00000 MUFG Securities EMEA plc Truist Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE Ropemaker Place, 00 Xxxxxxxxx Xxxxxx 3333 Peachtree Road NE, 00xx Xxxxx Xxxxxx XX0X 0XX, Xxxxxx Xxxxxxx Xxxxxxx, XX 00000 Schedule A The Toronto-Dominion Bank c/o TD Securities (USA) LLC, as agent 0 Xxxxxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Truist Bank 0000 Xxxxxxxxx Xxxx XX, 00xx Xxxxx Xxxxxxx, XX 00000 Xxxxx Fargo Bank, National Association c/o Wells Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Schedule I SIGNIFICANT SUBSIDIARIES None. Schedule II SUBSIDIARY GUARANTORS Bresnan Broadband LIST OF ALL SUBSIDIARIES Atmos Energy Holdings, LLC CCO NR HoldingsInc. Atmos Energy Louisiana Industrial Gas, LLC Charter Advanced Services (MO)Atmos Energy Services, LLC Charter Communications VIAtmos Exploration and Production, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Inc. Atmos Gathering Company, LLC Charter Procurement LeasingAtmos Pipeline and Storage, LLC DukeNet CommunicationsAtmos Power Systems, Inc. Blue Flame Insurance Services, Ltd. Egasco, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced ServicesFort Necessity Gas Storage, LLC Spectrum Gulf CoastPhoenix Gas Gathering Company Trans Louisiana Gas Pipeline, LLC Spectrum Mid-AmericaInc. Trans Louisiana Gas Storage, LLC Spectrum MobileInc. UCG Storage, LLC Spectrum Mobile EquipmentInc. WKG Storage, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AInc. EXHIBIT A FORM OF OPINIONS AND LETTER OF GENERAL COUNSEL OF THE COMPANY TO BE DELIVERED PURSUANT TO SECTION 4(H)
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters Managers are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters Managers to properly identify their respective clients. [Signature Pages Follow.] If the foregoing is in accordance with your understandingcorrectly sets forth the understanding between the Company and the Managers, please so indicate your acceptance of this Agreement by signing in the space provided belowbelow for that purpose, whereupon this Agreement and your acceptance shall constitute a binding agreement between the Company and the Managers. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCEQUINIX, as an Issuer INC. By: /s/ Jxxxxxx Xxxxx X. Xxxxxx Name: Jxxxxxx Xxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted Chief Financial Officer ACCEPTED as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I heretofirst above written RBC CAPITAL MARKETS, LLC By: /s/ Xxxxxx Xxxxx Name: Xxxxxx Xxxxx Title: Director XXXXXXX LYNCH, XXXXXX, XXXXXX & XXXXX INCORPORATED By: /s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Managing Director CITIGROUP GLOBAL MARKETS INC. J.X. By: /s/ Xxxxxxxxx Xxxxxxx Name: Xxxxxxxxx Xxxxxxx Title: Managing Director X.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Xxxx X. Xxxxxxxxxx Name: Som Bxxxxxxxxxxxx Xxxx X. Xxxxxxxxxx Title: Executive Director Accepted as of Schedule A Permitted Free Writing Prospectuses None. Schedule B Authorized Representatives Xxxxxxx X. Xxxxx Xxxxx X. Xxxxxx Exhibit 3(a)(i) From: [ ] Cc: [ ] To: [ ] Subject: At-the-Market Offering Ladies and Gentlemen: Pursuant to the date hereof Acting severally on behalf of itself terms and subject to the several Underwriters named conditions contained in Schedule I hereto. MXXXXX SXXXXXX the Equity Distribution Agreement among Equinix, Inc., a Delaware corporation (the “Company”), and RBC Capital Markets, LLC, Xxxxxxx Lynch, Pierce, Xxxxxx & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIESXxxxx Incorporated, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securitiesand X.X. Xxxxxx Securities LLC, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities as managers, dated August 4, 2017 (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MOthe “Agreement”), LLC Charter Communications VII hereby request on behalf of the Company that [●] sell up to [●] shares of the Company’s common stock, L.L.C. Charter Communicationspar value $0.001 (the “Shares”) at a minimum market price of $[●] per Share between [ ], LLC Charter Distribution20[ ] and [ ], LLC Charter Leasing Holding Company20[ ]. [There shall be no limitation on the number of Shares that may be sold on any one (1) day.] [No more than [●] Shares may be sold on any one (1) day.] [Other sales parameters] Very truly yours, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX ABy: Name:
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters Managers and the Forward Purchasers are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters Managers and the Forward Purchasers to properly identify their respective clients. If the foregoing is in accordance with your understandingcorrectly sets forth the understanding among the Company, the Managers and the Forward Purchasers, please so indicate in the space provided below for that purpose, whereupon this Agreement and your acceptance shall constitute a binding agreement among the Company, the Managers and the Forward Purchasers. Alternatively, the execution of this Agreement by signing in the space provided belowCompany and its acceptance by or on behalf of the Managers and the Forward Purchasers may be evidenced by an exchange of facsimile or other electronic transmission or other written communications. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer ATMOS ENERGY CORPORATION By: /s/ Jxxxxxx Xxxxxx X. Xxxxxxx Name: Xxxxxx X. Xxxxxxx Title: Vice President of Investor Relations and Treasurer Signature Page to Equity Distribution Agreement BNP PARIBAS SECURITIES CORP. as Manager By: /s/ Xxxxxx XxXxxxxx Name: Xxxxxx XxXxxxxx Title: Managing Director BOFA SECURITIES, INC. as Manager By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Managing Director CIBC WORLD MARKETS CORP. as Manager By: /s/ Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Managing Director CREDIT AGRICOLE SECURITIES (USA) INC. as Manager By: /s/ Xxxx-Xxxx Xxxxxx Name: Jxxxxxx X. Xxxx-Xxxx Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer Managing Director Head of Investment Banking By: /s/ Jxxxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Managing Director FIFTH THIRD SECURITIES, INC. as Manager By: /s/ Xxxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxxx Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, Head of Equity Capital Markets XXXXXXX XXXXX & CO. LLC as a Guarantor Manager By: /s/ Jxxxxxx X. Xxxxxx Charles Park Name: Jxxxxxx X. Xxxxxx Charles Park Title: Managing Director HUNTINGTON SECURITIES, INC. as Manager By: /s/ Xxxxx Xxxxxxxxx Name: Xxxxx Xxxxxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, Managing Director X.X. XXXXXX SECURITIES LLC as Guarantors Manager By: /s/ Jxxxxxx X. Xxxxxx Xxxxx Xxxxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Xxxxx Xxxxxxxx Title: Executive Director Accepted Signature Page to Equity Distribution Agreement MIZUHO SECURITIES USA LLC as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC Manager By: /s/ Jxxxx XxXxxxx Xxxxx Xxxxx Name: Jxxxx XxXxxxx Xxxxx Xxxxx Title: Vice President Accepted Managing Director MUFG SECURITIES AMERICAS INC. as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC Manager By: /s/ Jxxxx X. Xxxxxxxx Xxxx Name: Xxxxxxxx Xxxx Title: Managing Director REGIONS SECURITIES LLC as Manager By: /s/ Xx Xxxxxxxxx Name: Xx Xxxxxxxxx Title: Managing Director - ECM TRUIST SECURITIES, INC. as Manager By: /s/ Xxxxxxxx Xxxxxx Name: Xxxxxxxx Xxxxxx Title: Director TD SECURITIES (USA) LLC as Manager By: /s/ Xxxxxxxx Xxxxxxx Name: Jxxxx X. Xxxxxxxx Xxxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo SecuritiesXXXXX FARGO SECURITIES, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank as Manager By: /s/ Xxxxxxxxx Xxxxxxx Name: Xxxxxxxxx Xxxxxxx Title: Managing Director BNP PARIBAS as Forward Purchaser By: /s/ Xxxxxx XxXxxxxx Name: Xxxxxx XxXxxxxx Title: Managing Director By: /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: Managing Director BANK OF AMERICA, N.A. as Forward Purchaser By: /s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Managing Director CANADIAN IMPERIAL BANK OF COMMERCE as Forward Purchaser By: /s/ Xxxxx X. Xxxxx Name: Xxxxx X. Xxxxx Title: Authorized Signatory Signature Page to Equity Distribution Agreement CRÉDIT AGRICOLE CORPORATE AND INVESTMENT BANK as Forward Purchaser By: Credit Agricole Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 (USA) Inc., as Agent By: /s/ Xxxxxxx Xxxxxx Name: Xxxxxxx Xxxxxx Title: Managing Director By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Managing Director XXXXXXX XXXXX & CO. LLC as Forward Purchaser By: /s/ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Managing Director HUNTINGTON SECURITIES, INC. as Forward Purchaser By: /s/ Xxxxx Xxxxxxxxx Name: Xxxxx Xxxxxxxxx Title: Senior Managing Director JPMORGAN CHASE BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxx Xxxxxxxx Name: Xxxxx Xxxxxxxx Title: Executive Director Signature Page to Equity Distribution Agreement MIZUHO MARKETS AMERICAS LLC as Forward Purchaser By: /s/ Xxxxxxx X. Xxxxxxxxxx Name: Xxxxxxx X. Xxxxxxxxxx Title: Authorized Signatory MIZUHO SECURITIES USA LLC, as agent By: /s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Managing Director MUFG SECURITIES EMEA PLC as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxx Name: Xxxxxxxxx Xxxxx Title: Authorized Signatory Signature Page to Equity Distribution Agreement REGIONS SECURITIES LLC as Forward Purchaser By: /s/ Xx Xxxxxxxxx Name: Xx Xxxxxxxxx Title: Managing Director - ECM THE TORONTO-DOMINION BANK as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxxxx Name: Xxxxxxx Xxxxxxxxx Title: Managing Director TRUIST BANK as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxx Name: Xxxxxxx Xxxxxxx Title: Managing Director Signature Page to Equity Distribution Agreement XXXXX FARGO BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxxxx Name: Xxxxxxxxx Xxxxxxx Title: Managing Director Schedule A Managers BNP Paribas Securities Corp. 000 Xxxxxxx Xxxxxx New York, NY 10019 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital MarketsOne Bryant Park New York, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities NY 10036 CIBC World Markets Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America000 Xxxxxxx Xxxxxx, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities0xx Floor New York, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 NY 10017 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments0000 Xxxxxx xx xxx Xxxxxxxx New York, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR NY 10019 Fifth Third Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank 000 Xxxxxx Xxxxxx, Xxxxx 000 Maildrop: UTFC6B Nashville, TN 37219 Xxxxxxx Xxxxx & Co. LLC 000 Xxxx Xxxxxx New York, NY 10282 Huntington Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE 00 Xxxxx Xxxx Xxxxxx Columbus, Ohio 43215 X.X. Xxxxxx Securities LLC 000 Xxxxxxx Xxxxxx New York, NY, 10179 Mizuho Securities USA LLC 0000 Xxxxxx xx xxx Xxxxxxxx New York, NY 10020 MUFG Securities Americas Inc. 0000 Xxxxxx xx xxx Xxxxxxxx, 0xx Xxxxx New York, NY 10020 Regions Securities LLC 000 Xxxxx Xxxxxxx Xxxxxx, Xxxxx 000 Charlotte, NC 28202 Truist Securities, Inc. 0000 Xxxxxxxxx Xxxx XX, 00xx Xxxxx Atlanta, GA 30326 TD Securities (USA) LLC 0 Xxxxxxxxxx Xxxxxx New York, NY 10017 Xxxxx Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 14th Floor New York, New York 10001 Forward Purchasers BNP Paribas 000 Xxxxxxx Xxxxxx New York, NY 10019 Bank of America, N.A. One Bryant Park, 8th Floor New York, NY 00000 Canadian Imperial Bank of Commerce 000 Xxxxxxx Xxxxxx, 0xx Floor New York, NY 00000 Crédit Agricole Corporate and Investment Bank c/o Credit Agricole Securities (USA) Inc., as Agent 0000 Xxxxxx xx xxx Xxxxxxxx New York, NY 10019 Xxxxxxx Xxxxx & Co. LLC 000 Xxxx Xxxxxx New York, NY 10282 Huntington Securities, Inc. 00 Xxxxx Xxxx Xxxxxx Columbus, Ohio 43215 JPMorgan Chase Bank, National Association, New York Branch 000 Xxxxxxx Xxxxxx New York, NY 10179 Mizuho Markets Americas LLC c/o Mizuho Securities USA LLC 0000 Xxxxxx xx xxx Xxxxxxxx New York, NY 10020 Schedule A MUFG Securities EMEA plc Ropemaker Place, 00 Xxxxxxxxx Xxxxxx London EC2Y 9AJ, United Kingdom Regions Securities LLC 000 Xxxxx Xxxxxxx Xxxxxx, Xxxxx 000 Charlotte, NC 00000 The Toronto-Dominion Bank c/o TD Securities (USA) LLC, as agent 0 Xxxxxxxxxx Xxxxxx New York, NY 10017 Truist Bank 0000 Xxxxxxxxx Xxxx XX, 00xx Xxxxx Atlanta, GA 30326 Xxxxx Fargo Bank, National Association c/x Xxxxx Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 14th Floor New York, New York 10001 Schedule I None. Schedule II SUBSIDIARY GUARANTORS Bresnan Broadband LIST OF ALL SUBSIDIARIES Atmos Energy Holdings, LLC CCO NR HoldingsInc. Atmos Energy Kansas Securitization I, LLC Charter Advanced Services (MO)Atmos Energy Louisiana Industrial Gas, LLC Charter Communications VI, L.L.C. Charter CommunicationsAtmos Energy Services, LLC Charter DistributionAtmos Exploration and Production, LLC Charter Leasing Holding Inc. Atmos Gathering Company, LLC Charter Procurement LeasingAtmos Pipeline and Storage, LLC DukeNet CommunicationsAtmos Power Systems, Inc. Blue Flame Insurance Services, Ltd. Egasco, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced ServicesFort Necessity Gas Storage, LLC Spectrum Gulf CoastPhoenix Gas Gathering Company Trans Louisiana Gas Pipeline, LLC Spectrum Mid-AmericaInc. Trans Louisiana Gas Storage, LLC Spectrum MobileInc. UCG Storage, LLC Spectrum Mobile EquipmentInc. WKG Storage, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AInc. EXHIBIT A FORM OF OPINIONS AND LETTER OF GENERAL COUNSEL OF THE COMPANY TO BE DELIVERED PURSUANT TO SECTION 4(H)
Appears in 1 contract
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understandingcorrectly sets forth the agreement between the Company and the Underwriters, please indicate your acceptance of this Agreement by signing in the space provided for that purpose below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCMOHAWK INDUSTRIES, as an Issuer INC. By: /s/ Jxxxxxx XXXXX X. Xxxxxx XXXXXX Name: Jxxxxxx Xxxxx X. Xxxxxx Title: Senior Vice PresidentChief Financial Officer Accepted: BARCLAYS CAPITAL INC. X.X. XXXXXX SECURITIES LLC XXXXXXX LYNCH, Corporate Finance PIERCE, XXXXXX & XXXXX INCORPORATED For themselves and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as Representatives of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto1 hereto By BARCLAYS CAPITAL INC. J.X. By: /s/ XXXXXX XXXXXXX Name: Xxxxxx Xxxxxxx Title: Director By X.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx XXXXXXX X. XXXXXXX Name: Som Bxxxxxxxxxxxx Xxxxxxx X. Xxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX By XXXXXXX LYNCH, PIERCE, XXXXXX & CO. LLC XXXXX INCORPORATED By: /s/ Jxxxx XxXxxxx XXXXXXX XXXXXX Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Xxxxxx Title: Managing Director SCHEDULE I 1 Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. X.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx 215,385,000 Xxxxxxx Lynch, Pierce, Xxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Xxxxx Incorporated 215,385,000 Barclays Capital Inc. 30,769,000 SunTrust Xxxxxxxx Xxxxxxxx, Inc. 46,153,000 Xxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank 46,153,000 ING Financial Markets LLC 9,231,000 Mitsubishi UFJ Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities(USA), Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 9,231,000 Mizuho Securities USA Inc. 9,231,000 Regions Securities LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 9,231,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 9,231,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 600,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A3 Issuer Free Writing Prospectuses
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If Please confirm, by signing and returning to us two (2) counterparts of this Agreement, that the Representatives are acting on behalf of themselves and the several Underwriters and that the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in correctly sets forth the space provided belowagreement among the Company and the several Underwriters. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCNEW YORK MORTGAGE TRUST, as an Issuer INC. By: /s/ Jxxxxxx X. Xxxxxx Jxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Jxxxx Xxxxxxx Title: Senior Vice President, Corporate Finance President Confirmed and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC Byfirst above mentioned: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Mxxxxxx Xxxx Name: Jxxxx XxXxxxx Mxxxxxx Xxxx Title: Vice President Accepted as Managing Director As Representative of the date hereof Acting severally on behalf of itself and the several Several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Director hereto SCHEDULE I Underwriting Agreement dated November 19, 2019 Underwriters Aggregate Principal Amount Number of 2033 Notes Firm Securities to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, 25,000,000 Total 25,000,000 SCHEDULE 1(j) Entity Company Ownership Kiawah River View Investors LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA50.00 % SCHEDULE 1(ww) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 MultiNew York Mortgage Trust 2005-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 1 New York Mortgage Trust 2005-2 New York Mortgage Trust 2005-3 NYM Preferred Trust I NYM Preferred Trust II SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband HoldingsIssuer General-Use Free Writing Prospectus None. SCHEDULE III Pricing and Other Information 25,000,000 shares with an option to purchase up to 3,750,000 additional shares. The price per share for the Securities shall be, LLC CCO NR Holdingsas to each investor, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX Athe price paid by such investor.
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Samples: New York Mortgage Trust Inc
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters Managers and the Forward Purchasers are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters Managers and the Forward Purchasers to properly identify their respective clients. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. [Signature page follows] Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCFOUR CORNERS PROPERTY TRUST, as an Issuer INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxx Title: Senior Vice PresidentChief Financial Officer FOUR CORNERS OPERATING PARTNERSHIP, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer LP By: /s/ Jxxxxxx X. Xxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf first written above XXXXXX XXXXXXX & CO. LLC, as Manager, Forward Seller and Forward Purchaser By: /s/ Xxxxxx Kong Name: Xxxxxx Kong Title: Vice President BARCLAYS CAPITAL INC., as Manager and Forward Seller By: /s/ Xxxxxxxx Xxxxxxxxxx Name: Xxxxxxxx Xxxxxxxxxx Title: Managing Director BOFA SECURITIES, INC., as Manager and Forward Seller By: /s/ Xxxxx Xxxxxx Name: Xxxxx Xxxxxx Title: Managing Director EVERCORE GROUP L.L.C., as Manager By: /s/ Xxx Xxxxxxxx Name: Xxx Xxxxxxxx Title: Senior Managing Director XXXXXXX SACHS & CO. LLC, as Manager and Forward Seller By: /s/ Xxxx Xxxx Name: Xxxx Xxxx Title: Managing Director X.X. XXXXXX SECURITIES LLC, as Manager and Forward Seller By: /s/ Xxxxxxxxx Xxxxxx Name: Xxxxxxxxx Xxxxxx Title: Executive Director XXXXXXX XXXXX & ASSOCIATES, INC., as Manager, Forward Seller and Forward Purchaser By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Managing Director, Co-Head of itself and the several Underwriters named in Schedule I hereto. WXXXX Real Estate Group XXXXX FARGO SECURITIES, LLC LLC, as Manager and Forward Seller By: /s/ Jxxxx X. Xxxxxxxxx Xxxxxxx Name: Jxxxx X. Xxxxxxxxx Xxxxxxx Title: Managing Director BANK OF AMERICA, N.A., as Forward Purchaser By: /s/ Xxxx Xxxxxxxxxx Name: Xxxx Xxxxxxxxxx Title: Managing Director BARCLAYS BANK PLC, as Forward Purchaser By: /s/ Xxxxxxxx Xxxxxxxxxx Name: Xxxxxxxx Xxxxxxxxxx Title: Managing Director XXXXXXX XXXXX & CO. LLC, as Forward Purchaser By: /s/ Xxxx Xxxx Name: Xxxx Xxxx Title: Managing Director JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxxx Name: Xxxxxxxxx Xxxxxx Title: Executive Director XXXXX FARGO BANK, NATIONAL ASSOCIATION, as Forward Purchaser By: /s/ Xxxxxxxx Xxxxx Name: Xxxxxxxx Xxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 Permitted Free Writing Prospectuses SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Due Diligence Protocol Set forth below are guidelines for use by the Company, LLC Charter Procurement Leasingthe Operating Partnership, LLC DukeNet Communicationsthe Managers and the Forward Purchasers in connection with the Managers’ and the Forward Purchasers’ continuous due diligence efforts in connection with the sale and distribution of the Shares pursuant to the Agreement and any Confirmation. For the avoidance of doubt, LLC Marcus Cable Associatesthe Company and the Operating Partnership have agreed that no sales under the Agreement and any Confirmation will be requested or made at any time the Company or the Operating Partnership is, L.L.C. Spectrum Advanced Servicesor could be deemed to be, LLC Spectrum Gulf Coast, LLC Spectrum Midin possession of material non-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX Apublic information with respect to the Company.
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective its clients, including the IssuersCompany and the Parent Guarantor, which information may include the name and addresses address of their respective its clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understandingcorrectly sets forth the agreement between the Company, the Parent Guarantor and the Underwriters, please indicate your acceptance of this Agreement by signing in the space provided for that purpose below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer MOHAWK CAPITAL FINANCE S.A. By: /s/ Jxxxxxx X. Xxxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxxx Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING Class A Director MOHAWK CAPITAL CORP., as an Issuer FINANCE S.A. By: /s/ Jxxxxxx X. Xxxxxx Xxxx Xxxxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxx Xxxxxxxxx Title: Senior Vice PresidentClass B Director MOHAWK INDUSTRIES, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxxx Xxxxxxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Xxxxxxxx Xxxxxxxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC Treasurer Accepted: BARCLAYS BANK PLC By: /s/ Jxxxx Xxxxxx X. Xxxxxxx Xxxxx Name: Jxxxx Xxxxxx X. Xxxxxxx Xxxxx Title: Managing Director SCHEDULE I 1 Underwriters Aggregate Principal Amount of 2033 Notes the Securities to be Purchased Aggregate Principal Amount of 2053 Notes Barclays Bank PLC € 300,000,000 Total € 300,000,000 SCHEDULE 2 Filed pursuant to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo SecuritiesRule 433 Registration Statement No. 333-219716 Registration Statement No. 333-219716-02 August 28, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities2019 Term Sheet 2 Year EUR Floating Rate Note (the “Notes”) Issuer: Mohawk Capital Finance S.A. Guarantor: Mohawk Industries, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital MarketsStatus: Senior, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 unsecured Principal Amount: EUR 300,000,000 Offering Format: SEC Registered Issue Price: 100.248% Redemption Price: 100.000% Trade Date: August 28, 2019 Issue Date: September 4, 2019 Maturity Date: September 4, 2021 Discount Margin: 3M EURBIOR + 30 bps Rate of Interest: 3M EURIBOR + 20 bps Minimum Rate of Interest: EUR 0.00% pa Interest Payment Dates: Quarterly on 4 December, 4 March, 4 June and 4 September in each year from and including 4 December 2019 up to and including the Maturity Date Interest Rate Determination: Screen Rate Determination Relevant Screen Page: Reuters EURIBOR01 Interest Rate Determination Date(s): The second day on which the TARGET2 System is open prior to the start of each Interest Period Day Count Fraction: Actual/360 Payment Day Convention: Modified Following Business Day Convention Coupon Payment Convention: Adjusted Call Option: None Clearing: Euroclear / Clearstream Notes Format: Registered, Classic Global Note Eurosystem Eligible: Not intended Dealer: Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Bank PLC Principal Paying Agent: Elavon Financial Services DAC Calculation Agent: Principal Paying Agent Trustee: U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum National Association Listing: New York MetroStock Exchange Payment Business Days: New York, LLC Spectrum NLPLondon, LLC Spectrum NortheastTARGET2 Documentation: Preliminary Prospectus Supplement dated August 28, LLC Spectrum Oceanic2019 Governing Law: New York ISIN Code: XS2049614170 Denominations: EUR 100,000 x EUR 100,000 We expect that delivery of the notes will be made against payment therefor on or about the closing date which will be on or about the fourth business day following the date of pricing of the notes (this settlement cycle being referred to as “T+4”). Under Rule 15c6-l of the Exchange Act, LLC Spectrum Originalstrades in the secondary market are generally required to settle in two business days, LLC Spectrum Originals Developmentunless the parties to any such trade expressly agree otherwise. Accordingly, LLC Spectrum Pacific Westpurchasers who wish to trade notes on the date of pricing or the next succeeding business day will be required, LLC Spectrum Reachby virtue of the fact that the notes initially will settle in T+4, LLC Spectrum RSNto specify an alternative settlement cycle at the time of any such trade to prevent a failed settlement. Purchasers of the notes who wish to trade the notes on the date of pricing or the next succeeding business day should consult their own advisor. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, LLC Spectrum Securityyou should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, LLC Spectrum SoutheastBarclays Bank PLC can arrange to send you the prospectus if you request it by calling Barclays Bank PLC at 0-000-000-0000 This pricing term sheet supplements the preliminary prospectus supplement issued by Mohawk Capital Finance S.A. dated August 28, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A2019. SCHEDULE 3 Issuer Free Writing Prospectus
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. Each of the parties hereby submits to the non-exclusive jurisdiction of the federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yoursyours AVNET, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL Chief Financial Officer BNP PARIBAS SECURITIES CORP., as an Issuer . By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Title: Senior Vice PresidentManaging Director BOFA SECURITIES, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. Managing Director X.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Xxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Xxxxxxxxxxxxx Title: Executive Director Accepted For themselves and on behalf of the several Underwriters listed in Schedule C hereto. SCHEDULE A General Use Issuer Free Writing Prospectus Pricing Term Sheet, dated May 12, 2022, relating to the Securities, as filed pursuant to Rule 433 under the Act. AVNET, INC. PRICING TERM SHEET May 12, 2022 $300,000,000 5.500% Senior Notes due 2032 Issuer: Avnet, Inc. Ratings (Moody’s / S&P / Fitch)*: Intentionally excluded. Principal Amount: $300,000,000 Trade Date: May 12, 2022 Settlement Date**: May 23, 2022 (T+7) Maturity: June 1, 2032 Coupon (Interest Rate): 5.500% Yield to Maturity: 5.501% Price to Public: 99.991% of the principal amount Spread to Benchmark Treasury: +265 basis points Benchmark Treasury: 1.875% due February 15, 2032 Benchmark Treasury Price and Yield: 91-23+; 2.851% Interest Payment Dates: Semi-annually on June 1 and December 1 of each year, commencing on December 1, 2022 Make-Whole Call: Make-whole call at any time prior to March 1, 2032 at the greater of (i) the sum of the present values of the remaining scheduled payments of principal and interest discounted at the treasury rate plus 40 basis points less interest accrued to, but excluding, the redemption date and (ii) 100% of the principal amount of the notes being redeemed, plus, in either case, accrued and unpaid interest to, but excluding, the redemption date. Par Call: At any time on or after March 1, 2032, we may redeem all or any part of the notes at a redemption price equal to 100% of the principal amount thereof plus accrued and unpaid interest thereon to, but excluding, the redemption date. Denominations: $2,000 and integral multiples of $1,000 in excess thereof Day Count Convention: 30/360 CUSIP Number: 053807 AV5 ISIN Number: US053807AV56 Joint Book-Running Managers: BNP Paribas Securities Corp. BofA Securities, Inc. X.X. Xxxxxx Securities LLC Mizuho Securities USA LLC MUFG Securities Americas Inc. Scotia Capital (USA) Inc. Senior Co-Managers SMBC Nikko Securities America, Inc. Truist Securities, Inc. Xxxxx Fargo Securities, LLC Junior Co-Managers Academy Securities, Inc. Commerz Markets LLC HSBC Securities (USA) Inc. KBC Securities USA LLC PNC Capital Markets LLC Xxxxxxx Xxxxxxxx Xxxxx & Co., LLC Standard Chartered Bank U.S. Bancorp Investments, Inc. UniCredit Capital Markets LLC *Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time. **Note: It is expected that delivery of the notes will be made against payment therefor on or about May 23, 2022, which is the seventh business day following the date hereof Acting severally on behalf (such settlement cycle being referred to as “T+7”). Under Rule 15c6-1 under the Securities Exchange Act of itself and 1934, as amended, trades in the several Underwriters named secondary market generally are required to settle in Schedule I heretotwo business days unless the parties to any such trade expressly agree otherwise. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as Accordingly, purchasers who wish to trade the notes prior to the second business day before the delivery of the date hereof Acting severally notes will be required, by virtue of the fact that the notes initially will settle in T+7, to specify an alternative settlement cycle at the time of any such trade to prevent failed settlement. Purchasers of the notes who wish to trade the notes prior to the second business day before the delivery of the notes should consult their own advisors. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting XXXXX on behalf of itself and the several Underwriters named in Schedule I heretoSEC Web site at xxx.xxx.xxx. WXXXX FARGO SECURITIESAlternatively, BNP Paribas Securities Corp., BofA Securities, Inc. or X.X. Xxxxxx Securities LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Director can arrange to send you the prospectus if you request it by calling or e-mailing BNP Paribas Securities Corp. at 0-000-000-0000; BofA Securities, Inc. at 0-000-000-0000 or xx.xxxxxxxxxx_xxxxxxxx@xxxx.xxx; or X.X. Xxxxxx Securities LLC at 000-000-0000. SCHEDULE I Underwriters Aggregate B Limited Use Issuer Free Writing Prospectus Electronic road show presentation, dated May 12, 2022. SCHEDULE C Underwriter Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx BNP Paribas Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 Corp. $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 60,000,000 X.X. Xxxxxx Securities LLC 60,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 12,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 12,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 12,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 9,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole 9,000,000 Xxxxx Fargo Securities, LLC 9,000,000 Academy Securities, Inc. 9,000,000 Commerz Markets LLC 6,000,000 HSBC Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 6,000,000 KBC Securities USA LLC 6,000,000 PNC Capital Markets LLC 6,000,000 Xxxxxxx Xxxxxxxx Xxxxx & Co., LLC 6,000,000 Standard Chartered Bank 6,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx 6,000,000 UniCredit Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 6,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 300,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AD Information provided by the Underwriters
Appears in 1 contract
Samples: Underwriting Agreement (Avnet Inc)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersIssuer, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understandingunderstanding of our agreement, please indicate sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance of this Agreement by signing in shall represent a binding agreement among the space provided belowIssuer, the Guarantors and the several Underwriters. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCMARACAY 91, L.L.C. MARACAY HOMES, L.L.C. MARACAY BRIDGES, LLC MARACAY VR, LLC XXXXXX HOMES XXXXXX HOMES OF NEVADA THE QUADRANT CORPORATION TRENDMAKER HOMES, INC. WINCHESTER HOMES INC., as an Guaranteeing Subsidiaries By: /s/ Xxxxxxx X. Xxxxx Name: Xxxxxxx X. Xxxxx Title: Secretary MARACAY THUNDERBIRD, L.L.C., as Guaranteeing Subsidiary By: Maracay Homes, L.L.C., its Manager By: /s/ Xxxxxxx X. Xxxxx Name: Xxxxxxx X. Xxxxx Title: General Counsel and Secretary TRI POINTE HOMES, INC. TRI POINTE HOLDINGS, INC. TRI POINTE COMMUNITIES, INC., as Guaranteeing Subsidiaries By: /s/ Xxxxxxx X. Xxxxx Name: Xxxxxxx X. Xxxxx Title: Vice President and Secretary TRI POINTE GROUP, INC., as the Issuer By: /s/ Jxxxxxx Xxxxxxx X. Xxxxxx Xxxxx Name: Jxxxxxx Xxxxxxx X. Xxxxxx Xxxxx Title: Senior Vice President, Corporate Finance General Counsel and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP.Secretary TRI POINTE CONTRACTORS, LP, as an Issuer Guaranteeing Subsidiary By: TRI Pointe Communities, Inc., its General Partner By: /s/ Jxxxxxx Xxxxxxx X. Xxxxxx Xxxxx Name: Jxxxxxx Xxxxxxx X. Xxxxxx Xxxxx Title: Senior Vice President, Corporate Finance President and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance Secretary The foregoing Agreement is hereby confirmed and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX Afirst above written.
Appears in 1 contract
Samples: TRI Pointe Group, Inc.
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Issuers, which information may include the name and addresses of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,, LLC, as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Title: Senior Executive Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Title: Senior Executive Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Title: Senior Executive Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Title: Senior Executive Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX DEUTSCHE BANK SECURITIES INC. By: /s/ Jxxx X. XxXxxx Name: Jxxx X. XxXxxx Title: Managing Director By: /s/ Rxxx Xxxxxx Name: Rxxx Xxxxxx Title: Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MIZUHO SECURITIES USA LLC By: /s/ Som Bxxxxxxxxxxxx Jxxx Xxxxx Name: Som Bxxxxxxxxxxxx Jxxx Xxxxx Title: Executive Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Ian Drewe Name: Jxxxx XxXxxxx Ian Drewe Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Executive Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 2052 Notes to be Purchased Aggregate Principal Amount of 2053 2061 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Deutsche Bank Securities Inc. $ 126,000,000 $ 126,000,000 Mizuho Securities USA LLC $ 90,000,000 126,000,000 $ 135,000,000 $ 90,000,000 126,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 126,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 126,000,000 Citigroup Global Markets Inc. $ 60,000,000 112,000,000 $ 90,000,000 $ 60,000,000 112,000,000 BofA Securities, Inc. $ 55,000,000 77,000,000 $ 82,500,000 $ 55,000,000 Mizuho 77,000,000 J.X. Xxxxxx Securities USA LLC $ 55,000,000 77,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 77,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 70,000,000 $ 75,000,000 70,000,000 RBC Capital Markets, LLC $ 50,000,000 70,000,000 $ 70,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 70,000,000 $ 75,000,000 70,000,000 MUFG Securities Americas Inc. $ 50,000,000 RBC Capital Markets, LLC 70,000,000 $ 50,000,000 $ 75,000,000 $ 50,000,000 70,000,000 TD Securities (USA) LLC $ 50,000,000 70,000,000 $ 75,000,000 70,000,000 Wxxxx Fargo Securities, LLC $ 50,000,000 Barclays Capital Inc. 70,000,000 $ 30,000,000 $ 45,000,000 $ 30,000,000 70,000,000 BNP Paribas Securities Corp. $ 30,000,000 42,000,000 $ 45,000,000 42,000,000 Barclays Capital Inc. $ 30,000,000 42,000,000 $ 42,000,000 Scotia Capital (USA) Inc. $ 30,000,000 42,000,000 $ 45,000,000 $ 30,000,000 42,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 42,000,000 $ 45,000,000 $ 30,000,000 42,000,000 Truist Securities, Inc. $ 30,000,000 42,000,000 $ 45,000,000 $ 30,000,000 42,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 28,000,000 $ 30,000,000 $ 20,000,000 28,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 28,000,000 $ 30,000,000 28,000,000 LionTree Advisors LLC $ 20,000,000 Cxxxxxx 14,000,000 $ 14,000,000 Academy Securities, Inc. $ 14,000,000 $ 14,000,000 Loop Capital Markets LLC $ 10,000,000 14,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 14,000,000 MFR Securities, Inc. $ 10,000,000 14,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities14,000,000 Sxxxxx X. Xxxxxxx & Company, Inc. $ 10,000,000 14,000,000 $ 15,000,000 $ 10,000,000 14,000,000 Total $ 1,000,000,000 1,400,000,000 $ 1,500,000,000 $ 1,000,000,000 1,400,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A
Appears in 1 contract
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters Managers and the Forward Purchasers are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters Managers and the Forward Purchasers to properly identify their respective clients. If the foregoing is in accordance with your understandingcorrectly sets forth the understanding among the Company, the Managers and the Forward Purchasers, please so indicate in the space provided below for that purpose, whereupon this Agreement and your acceptance shall constitute a binding agreement among the Company, the Managers and the Forward Purchasers. Alternatively, the execution of this Agreement by signing in the space provided belowCompany and its acceptance by or on behalf of the Managers and the Forward Purchasers may be evidenced by an exchange of facsimile or other electronic transmission or other written communications. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer ATMOS ENERGY CORPORATION By: /s/ Jxxxxxx Xxxxxx X. Xxxxxxx Name: Xxxxxx X. Xxxxxxx Title: Vice President of Investor Relations and Treasurer Signature Page to Equity Distribution Agreement BNP PARIBAS SECURITIES CORP. as Manager By: /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: Managing Director BOFA SECURITIES, INC. as Manager By: /s/ Xxxxxxxx Xxx Name: Xxxxxxxx Xxx Title: Managing Director CIBC WORLD MARKETS CORP. as Manager By: /s/ Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Managing Director CREDIT AGRICOLE SECURITIES (USA) INC. as Manager By: /s/ Xxxx-Xxxx Xxxxxx Name: Jxxxxxx X. Xxxx-Xxxx Xxxxxx Title: Senior Vice PresidentMD, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer Head of GIB Americas By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Xxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Xxxxx Title: Senior Vice PresidentManaging Director FIFTH THIRD SECURITIES, Corporate Finance and Development CCO HOLDINGS, LLC, INC. as a Guarantor Manager By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxxx Xxxxx Xxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxxx Xxxxx Xxxxx Title: Senior Vice PresidentManaging Director, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX SVP Signature Page to Equity Distribution Agreement XXXXXXX XXXXX & CO. LLC as Manager By: /s/ Jxxxx XxXxxxx Xxxxxxx Xxxx Name: Jxxxx XxXxxxx Xxxxxxx Xxxx Title: Vice President Accepted Managing Director X.X. XXXXXX SECURITIES LLC as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC Manager By: /s/ Jxxxx X. Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Managing Director MIZUHO SECURITIES USA LLC as Manager By: /s/ Xxxx Xxxxxxx Name: Jxxxx X. Xxxx Xxxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. MUFG SECURITIES AMERICAS INC. as Manager By: /s/ Xxx Xxxxxx Securities Name: Xxx Xxxxxx Title: Managing Director REGIONS SECURITIES LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. as Manager By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Managing Director TRUIST SECURITIES, INC. as Manager By: /s/ Xxxxxxxx Xxxxxx Name: Xxxxxxxx Xxxxxx Title: Director TD SECURITIES (USA) LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securitiesas Manager By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Managing Director XXXXX FARGO SECURITIES, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securitiesas Manager By: /s/ Xxxxxxxxx Xxxxxxx Name: Xxxxxxxxx Xxxxxxx Title: Managing Director BNP PARIBAS as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: Managing Director By: /s/ Xxxxxx X. XxXxxxxx Name: Xxxxxx X. XxXxxxxx Title: Managing Director BANK OF AMERICA, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 N.A. as Forward Purchaser By: /s/ Xxxxx Xxxxx Name: Xxxxx Xxxxx Title: Managing Director CANADIAN IMPERIAL BANK OF COMMERCE as Forward Purchaser By: /s/ Xxxxx X. Xxxxx Name: Xxxxx X. Xxxxx Title: Authorized Signatory Signature Page to Equity Distribution Agreement CRÉDIT AGRICOLE CORPORATE AND INVESTMENT BANK as Forward Purchaser By: Credit Suisse Agricole Securities (USA) Inc., as Agent By: /s/ Xxxx-Xxxx Xxxxxx Name: Xxxx-Xxxx Xxxxxx Title: MD, Head of GIB Americas By: /s/ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Managing Director XXXXXXX XXXXX & CO. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. as Forward Purchaser By: /s/ Xxxxxxx Xxxx Name: Xxxxxxx Xxxx Title: Managing Director Signature Page to Equity Distribution Agreement JPMORGAN CHASE BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Managing Director MIZUHO MARKETS AMERICAS LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Marketsas Forward Purchaser By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Authorized Signatory MIZUHO SECURITIES USA LLC, as agent By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Managing Director MUFG SECURITIES EMEA PLC as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxx Name: Xxxxxxxxx Xxxxx Title: Authorized Signatory REGIONS SECURITIES LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 as Forward Purchaser By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Managing Director THE TORONTO-DOMINION BANK as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxxxx Name: Xxxxxxx Xxxxxxxxx Title: Managing Director TRUIST BANK as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxx Name: Xxxxxxx Xxxxxxx Title: Managing Director XXXXX FARGO BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxxxx Name: Xxxxxxxxx Xxxxxxx Title: Managing Director Schedule A Managers TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 0 Xxxxxxxxxx Xxxxxx BNP Paribas Parbas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities AmericaNew York, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist NY 10017 000 Xxxxxxx Xxxxxx New York, NY 10019 Xxxxx Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 14th Floor BofA Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 New York, New York 10001 One Bryant Park New York, NY 10036 Forward Purchasers CIBC World Markets Corp. BNP Paribas 000 Xxxxxxx Xxxxxx, 5th Floor 000 Xxxxxxx Xxxxxx New York, NY 10017 New York, NY 10019 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp InvestmentsBank of America, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak SecuritiesN.A. 0000 Xxxxxx xx xxx Xxxxxxxx One Bryant Park, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR 8th Floor New York, NY 10019 New York, NY 10036 Fifth Third Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Canadian Imperial Bank of Commerce 000 Xxxxxx Xxxxxx, Suite 000 000 Xxxxxxx Xxxxxx, 5th Floor Maildrop: UTFC6B New York, NY 10017 Nashville, TN 37219 Crédit Agricole Corporate and Xxxxxxx Xxxxx & Co. LLC Investment Bank c/o Credit Agricole 000 Xxxx Xxxxxx Xxxxxxxxxx (USA) Inc., as Agent New York, NY 00000 0000 Xxxxxx xx xxx Xxxxxxxx New York, NY 10019 X.X. Xxxxxx Securities LLC 000 Xxxxxxx Xxxxxx Xxxxxxx Xxxxx & Co. LLC New York, NY, 10179 000 Xxxx Xxxxxx New York, NY 10282 Mizuho Securities USA LLC 0000 Xxxxxx xx xxx Xxxxxxxx XXXxxxxx Xxxxx Bank, National New York, NY 10020 Association, New York Branch 000 Xxxxxxx Xxxxxx MUFG Securities Americas Inc. New York, NY 10179 0000 Xxxxxx xx xxx Xxxxxxxx, 0xx Xxxxx New York, NY 10020 Mizuho Markets Americas LLC c/o Mizuho Securities USA LLC Regions Securities LLC 0000 Xxxxxx xx xxx Xxxxxxxx 000 Xxxxx Xxxxxxx Xxxxxx, Xxxxx 000 Xxx Xxxx, XX 00000 Charlotte, NC 28202 MUFG Securities EMEA plc Truist Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE Ropemaker Place, 00 Xxxxxxxxx Xxxxxx 0000 Xxxxxxxxx Xxxx XX, 00xx Xxxxx Xxxxxx XX0X 0XX, Xxxxxx Xxxxxxx Atlanta, GA 30326 Schedule A Regions Securities LLC 000 Xxxxx Xxxxxxx Xxxxxx, Xxxxx 000 Charlotte, NC 00000 The Toronto-Dominion Bank c/o TD Securities (USA) LLC, as agent 0 Xxxxxxxxxx Xxxxxx New York, NY 10017 Truist Bank 0000 Xxxxxxxxx Xxxx XX, 00xx Xxxxx Atlanta, GA 30326 Xxxxx Fargo Bank, National Association c/o Wells Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 14th Floor New York, New York 10001 Schedule I SIGNIFICANT SUBSIDIARIES None. Schedule II SUBSIDIARY GUARANTORS Bresnan Broadband LIST OF ALL SUBSIDIARIES Atmos Energy Holdings, LLC CCO NR HoldingsInc. Atmos Energy Kansas Securitization I, LLC Charter Advanced Services (MO)Atmos Energy Louisiana Industrial Gas, LLC Charter Communications VI, L.L.C. Charter CommunicationsAtmos Energy Services, LLC Charter DistributionAtmos Exploration and Production, LLC Charter Leasing Holding Inc. Atmos Gathering Company, LLC Charter Procurement LeasingAtmos Pipeline and Storage, LLC DukeNet CommunicationsAtmos Power Systems, Inc. Blue Flame Insurance Services, Ltd. Egasco, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced ServicesFort Necessity Gas Storage, LLC Spectrum Gulf CoastPhoenix Gas Gathering Company Trans Louisiana Gas Pipeline, LLC Spectrum Mid-AmericaInc. Trans Louisiana Gas Storage, LLC Spectrum MobileInc. UCG Storage, LLC Spectrum Mobile EquipmentInc. WKG Storage, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AInc. EXHIBIT A FORM OF OPINIONS AND LETTER OF GENERAL COUNSEL OF THE COMPANY TO BE DELIVERED PURSUANT TO SECTION 4(H)
Appears in 1 contract
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Issuers, which information may include the name and addresses of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,, LLC, as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC BARCLAYS CAPITAL INC. By: /s/ Som Bxxxxxxxxxxxx Jxxxx Xxxxx Name: Som Bxxxxxxxxxxxx Jxxxx Xxxxx Title: Executive Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. CITIGROUP GLOBAL MARKETS INC. By: /s/ Axxx X. Xxxxxxx Name: Axxx X. Xxxxxxx Title: Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Nxxxxxxx Xxxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Nxxxxxxx Xxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 2029 Notes to be Purchased Aggregate Principal Amount of 2053 2034 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC Barclays Capital Inc. $ 90,000,000 120,000,000 $ 135,000,000 120,000,000 Citigroup Global Markets Inc. $ 90,000,000 120,000,000 $ 120,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 120,000,000 $ 120,000,000 Deutsche Bank Securities Inc. $ 90,000,000 $ 135,000,000 90,000,000 BNP Paribas Securities Corp. $ 90,000,000 82,500,000 $ 82,500,000 BofA Securities, Inc. $ 82,500,000 $ 82,500,000 J.X. Xxxxxx Securities LLC $ 82,500,000 $ 82,500,000 RBC Capital Markets, LLC $ 82,500,000 $ 82,500,000 Mizuho Securities USA LLC $ 78,750,000 $ 78,750,000 MUFG Securities Americas Inc. $ 78,750,000 $ 78,750,000 Wxxxx Fargo Securities, LLC $ 90,000,000 78,750,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 78,750,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 71,250,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 71,250,000 TD Securities (USA) LLC $ 50,000,000 71,250,000 $ 75,000,000 71,250,000 UBS Securities LLC $ 50,000,000 Barclays Capital 71,250,000 $ 71,250,000 Credit Agricole Securities (USA) Inc. $ 30,000,000 37,500,000 $ 45,000,000 37,500,000 SMBC Nikko Securities America, Inc. $ 30,000,000 BNP Paribas Securities Corp. 37,500,000 $ 30,000,000 $ 45,000,000 $ 30,000,000 37,500,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 30,000,000 SG Americas Securities, LLC $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 30,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 AmeriVet Securities, Inc. $ 15,000,000 $ 10,000,000 Castle Oak 15,000,000 CastleOak Securities, L.P. $ 10,000,000 15,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 15,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 15,000,000 $ 15,000,000 Sxxxxx X. Xxxxxxx & Company, Inc. $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 1,500,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VIASC, L.L.C. LLC Charter Communications, LLC Charter Communications SSC, LLC Charter Communications VI HoldCo, LLC Charter Communications VI, L.L.C. Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum MobileMobile Equipment, LLC Spectrum Mobile EquipmentMobile, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum OriginalsOriginals Development, LLC Spectrum Originals DevelopmentOriginals, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters Initial Purchasers are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany and the Guarantors, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters Initial Purchasers to properly identify their respective clients. If the foregoing is in accordance with your understandingunderstanding of our agreement, please indicate sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance of this Agreement by signing in shall represent a binding agreement between the space provided belowCompany, the Guarantor and the several Initial Purchasers. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIESXXXXXXXX EXPEDITIONS, LLC By: /s/ Jxxxx X. Xxxxxxx Xxxxx Xxxxxxxxxx Name: Jxxxx X. Xxxxxxx Xxxxx Xxxxxxxxxx Title: Managing Director SCHEDULE Chief Financial Officer XXXXXXXX EXPEDITIONS HOLDINGS, INC., as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer XXXXXXXX MARITIME VENTURES, INC., as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer SPEX SEA BIRD LTD., as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer SPEX SEA LION LTD., as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer LEX EXPLORER LLC, as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer LEX GALAPAGOS PARTNERS I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo SecuritiesLLC, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securitiesas Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer LEX GALAPAGOS PARTNERS II LLC, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer LEX GALAPAGOS PARTNERS III LLC, as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer LEX QUEST LLC, as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer LEX VENTURE LLC, as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer XXXXXXXX XXXXX HOLDING, LTD., as Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer XXXXXXXX XXXXX (USACAYMAN) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital MarketsII, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities AmericaLTD., Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securitiesas Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer LEX ESPRIT LTD., Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investmentsas Guarantor By: /s/ Xxxxx Xxxxxxxxxx Name: Xxxxx Xxxxxxxxxx Title: Chief Financial Officer MARVENTURA DE TURISMO CIA. LTDA., Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securitiesas Guarantor By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: Executive President METROHOTEL CIA. LTDA., L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX Aas Guarantor By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: Executive President
Appears in 1 contract
Samples: Lindblad Expeditions Holdings, Inc.
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. Each of the parties hereby submits to the non-exclusive jurisdiction of the federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yoursyours AVNET, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxx Title: Senior Vice PresidentChief Financial Officer [Underwriting Agreement] BOFA SECURITIES, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. Managing Director X.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Xxxxxx Xxxxxxxxx Name: Som Bxxxxxxxxxxxx Xxxxxx Xxxxxxxxx Title: Executive Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX XXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Xxxxxx Name: Jxxxx X. Xxxxxxx Xxxxxx Title: Managing Director For themselves and on behalf of the several Underwriters listed in Schedule B hereto. [Underwriting Agreement] SCHEDULE I Underwriters Aggregate A Issuer Free Writing Prospectus Pricing Term Sheet, dated May 4, 2021, relating to the Securities, as filed pursuant to Rule 433 under the Act. AVNET, INC. PRICING TERM SHEET May 4, 2021 $300,000,000 3.000% Senior Notes due 2031 Issuer: Avnet, Inc. Ratings (Xxxxx’x / S&P / Fitch)*: Intentionally excluded. Principal Amount Amount: $300,000,000 Trade Date: May 4, 2021 Settlement Date: May 6, 2021 (T+2) Maturity: May 15, 2031 Coupon (Interest Rate): 3.000% Yield to Maturity: 3.091% Price to Public: 99.220% of 2033 Notes the principal amount Spread to be Purchased Aggregate Principal Amount Benchmark Treasury: 150 basis points Benchmark Treasury: 1.125% due February 15, 2031 Benchmark Treasury Price and Yield: 95-25+; 1.591% Interest Payment Dates: Semi-annually on May 15 and November 15 of 2053 Notes each year, commencing on November 15, 2021 Make-Whole Call: Make-whole call at any time prior to be Purchased Aggregate Principal Amount February 15, 2031 at the greater of 2063 Notes 100% of the principal amount of the notes being redeemed or the discounted present value of the remaining scheduled payments of principal and interest at the treasury rate plus 25 basis points, plus accrued and unpaid interest to be Purchased J.X. the date of redemption. Par Call: At any time on or after February 15, 2031, we may redeem all or any part of the notes at a redemption price equal to 100% of the principal amount thereof plus accrued and unpaid interest thereon. Denominations: $2,000 and integral multiples of $1,000 in excess thereof Day Count Convention: 30/360 CUSIP Number: 000000XX0 ISIN Number: US053807AU73 Joint Book-Running Managers: BofA Securities, Inc. X.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Xxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Senior Co-Managers BNP Paribas Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Corp. Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. Junior Co-Managers Academy Securities, Inc. Commerz Markets LLC HSBC Securities (USA) Inc. KBC Securities USA LLC Loop Capital Markets LLC PNC Capital Markets LLC X. Xxxxxxx & Co., LLC Xxxxxxx Xxxxxxxx Shank & Co., LLC SMBC Nikko Securities America, Inc. Standard Chartered Bank U.S. Bancorp Investments, Inc. UniCredit Capital Markets LLC *Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, BofA Securities, Inc., X.X. Xxxxxx Securities LLC or Xxxxx Fargo Securities, LLC can arrange to send you the prospectus if you request it by calling or e-mailing BofA Securities, Inc. at 1-800-294-1322 or xx.xxxxxxxxxx_xxxxxxxx@xxxx.xxx; X.X. Xxxxxx Securities LLC at 000-000-0000; or Xxxxx Fargo Securities, LLC at 1-800-645- 3751. SCHEDULE B Underwriter Principal Amount of Notes to be Purchased BofA Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 63,000,000 X.X. Xxxxxx Securities LLC 63,000,000 Xxxxx Fargo Securities, LLC 63,000,000 BNP Paribas Securities Corp. 13,200,000 Mizuho Securities USA LLC 13,200,000 MUFG Securities Americas Inc. 13,200,000 Scotia Capital (USA) Inc. 13,200,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole 13,200,000 Academy Securities, Inc. 6,000,000 Commerz Markets LLC 3,000,000 HSBC Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 3,000,000 KBC Securities USA LLC 3,000,000 Loop Capital Markets LLC 6,000,000 PNC Capital Markets LLC 6,000,000 X. Xxxxxxx & Co., LLC 3,000,000 Xxxxxxx Xxxxxxxx Shank & Co., LLC 3,000,000 SMBC Nikko Securities America, Inc. 3,000,000 Standard Chartered Bank 3,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx 3,000,000 UniCredit Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 3,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 300,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AC Information provided by the Underwriters
Appears in 1 contract
Samples: Underwriting Agreement (Avnet Inc)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters Managers and the Forward Purchasers are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters Managers and the Forward Purchasers to properly identify their respective clients. If the foregoing is in accordance with your understandingcorrectly sets forth the understanding among the Company, the Managers and the Forward Purchasers, please so indicate in the space provided below for that purpose, whereupon this Agreement and your acceptance shall constitute a binding agreement among the Company, the Managers and the Forward Purchasers. Alternatively, the execution of this Agreement by signing in the space provided belowCompany and its acceptance by or on behalf of the Managers and the Forward Purchasers may be evidenced by an exchange of facsimile or other electronic transmission or other written communications. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer ATMOS ENERGY CORPORATION By: /s/ Jxxxxxx Xxxxxx X. Xxxxxxx Name: Xxxxxx X. Xxxxxxx Title: Vice President Investor Relations and Treasurer Signature Page to Equity Distribution Agreement BNP PARIBAS SECURITIES CORP. as Manager By: /s/ Xxxxxxx X. Xxxxxxxx Name: Xxxxxxx X. Xxxxxxxx Title: Managing Director BOFA SECURITIES, INC. as Manager By: /s/ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Title: Managing Director CIBC WORLD MARKETS CORP. as Manager By: /s/ Xxxx Xxxxxxxxx Name: Xxxx Xxxxxxxxx Title: Managing Director CREDIT AGRICOLE SECURITIES (USA) INC. as Manager By: /s/ Xxxx X. Bel Name: Xxxx X. Bel Title: Managing Director, Co-Head GIB Americas Signature Page to Equity Distribution Agreement FIFTH THIRD SECURITIES, INC. as Manager By: /s/ Xxxxxxxx Xxxxx Name: Xxxxxxxx Xxxxx Title: Signature Page to Equity Distribution Agreement XXXXXXX SACHS & CO. LLC as Manager By: /s/ Xxxxxxx Xxxxx & Co. LLC Name: Xxxxxxx Park Title: Managing Director Signature Page to Equity Distribution Agreement X.X. XXXXXX SECURITIES LLC as Manager By: /s/ Xxxxxxxxx Xxxxxx Name: Xxxxxxxxx Xxxxxx Title: Executive Director MIZUHO SECURITIES USA LLC as Manager By: /s/ Xxxxxxx Xxxx Name: Xxxxxxx Xxxx Title: Managing Director MUFG SECURITIES AMERICAS INC. as Manager By: /s/ Xxxxx X. Xxxxxx Name: Jxxxxxx Xxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., Director REGIONS SECURITIES LLC as an Issuer Manager By: /s/ Jxxxxxx Xxxxxx X. Xxxxxx Xxxxxxxxx Name: Jxxxxxx Xxxxxx X. Xxxxxx Xxxxxxxxx Title: Senior Vice PresidentManaging Director -- ECM Signature Page to Equity Distribution Agreement TRUIST SECURITIES, Corporate Finance and Development CCO HOLDINGS, LLC, INC. as a Guarantor Manager By: /s/ Jxxxxxx X. Xxxxxx Xxxxx Xxxxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxx Xxxxxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, Director TD SECURITIES (USA) LLC as Guarantors Manager By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxx Xxxxxxx Name: Jxxxx X. Xxxx Xxxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo SecuritiesXXXXX FARGO SECURITIES, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank as Manager By: /s/ Xxxxxx Xxxxx Name: Xxxxxx Xxxxx Title: Managing Director BNP PARIBAS as Forward Purchaser By: /s/ Xxxxxxx X. Xxxxxxxx Name: Xxxxxxx X. Xxxxxxxx Title: Managing Director By: /s/ Xxxxx Xxx Name: Xxxxx Xxx Title: Managing Director BANK OF AMERICA, N.A. as Forward Purchaser By: /s/ Xxxx Xxxxxxxxxx Name: Xxxx Xxxxxxxxxx Title: Managing Director CANADIAN IMPERIAL BANK OF COMMERCE as Forward Purchaser By: /s/ Xxxxx X. Xxxxx Name: Xxxxx X. Xxxxx Title: Authorized Signatory Signature Page to Equity Distribution Agreement CRÉDIT AGRICOLE CORPORATE AND INVESTMENT BANK as Forward Purchaser By: Credit Agricole Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 (USA) Inc., as Agent By: /s/ Xxxx X. Bel Name: Xxxx X. Bel Title: Managing Director, Co-Head GIB Americas Signature Page to Equity Distribution Agreement XXXXXXX XXXXX & CO. LLC as Forward Purchaser By: /s/ Xxxxxxx Park Name: Xxxxxxx Park Title: Managing Director Signature Page to Equity Distribution Agreement JPMORGAN CHASE BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxxxxxx Xxxxxx Name: Xxxxxxxxx Xxxxxx Title: Executive Director MIZUHO MARKETS AMERICAS LLC as Forward Purchaser By: /s/ Xxxx Xxxxxxx Name: Xxxx Xxxxxxx Title: Authorized Signatory MIZUHO SECURITIES USA LLC, as agent By: /s/ Xxxxxxx Xxxx Name: Xxxxxxx Xxxx Title: Managing Director MUFG SECURITIES EMEA PLC as Forward Purchaser By: /s/ Xxxxxxxx Xxxxxxx Name: Xxxxxxxx Xxxxxxx Title: Authorised Signatory THE TORONTO-DOMINION BANK as Forward Purchaser By: /s/ Xxxxxxx Xxxxxxxxx Name: Xxxxxxx Xxxxxxxxx Title: Managing Director TRUIST BANK as Forward Purchaser By: /s/ X. Xxxx Xxxxx Name: X. Xxxx Xxxxx Title: Managing Director XXXXX FARGO BANK, NATIONAL ASSOCIATION as Forward Purchaser By: /s/ Xxxxxx Xxxxx Name: Xxxxxx Xxxxx Title: Managing Director Schedule A Managers BNP Paribas Securities Corp. 000 Xxxxxxx Xxxxxx Xxx Xxxx, XX 00000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital MarketsXxx Xxxxxx Xxxx Xxx Xxxx, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities XX 00000 CIBC World Markets Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America000 Xxxxxxx Xxxxxx, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities0xx Xxxxx Xxx Xxxx, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 XX 00000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR XX 00000 Fifth Third Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank 000 Xxxxxx Xxxxxx, Xxxxx 000 Xxxxxxxx: UTFC6B Xxxxxxxxx, XX 00000 Xxxxxxx Xxxxx & Co. LLC 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 X.X. Xxxxxx Securities LLC 000 Xxxxxxx Xxxxxx Xxx Xxxx, XX, 00000 Mizuho Securities USA LLC 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 MUFG Securities Americas Inc. 1221 Avenue of the Xxxxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Regions Securities LLC 000 Xxxxx Xxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Truist Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE 0000 Xxxxxxxxx Xxxx XX, 00xx Xxxxx Xxxxxxx, XX 00000 TD Securities (USA) LLC 0 Xxxxxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Xxxxx Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Forward Purchasers BNP Paribas 000 Xxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Bank of America, N.A. Xxx Xxxxxx Xxxx Xxx Xxxx, XX 00000 Canadian Imperial Bank of Commerce 000 Xxxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Crédit Agricole Corporate and Investment Bank c/o Credit Agricole Securities (USA) Inc., as Agent 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Xxxxxxx Xxxxx & Co. LLC 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 JPMorgan Chase Bank, National Association, New York Branch 000 Xxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Mizuho Markets Americas LLC c/o Mizuho Securities USA LLC 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 MUFG Securities EMEA plc Ropemaker Place, 00 Xxxxxxxxx Xxxxxx Xxxxxx XX0X 0XX, Xxxxxx Xxxxxxx Schedule A The Toronto-Dominion Bank 0 Xxxxxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Truist Bank 0000 Xxxxxxxxx Xxxx XX, 00xx Xxxxx Xxxxxxx, XX 00000 Xxxxx Fargo Bank, National Association c/o Wells Fargo Securities, LLC 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, Xxx Xxxx 00000 Schedule I SIGNIFICANT SUBSIDIARIES None. Schedule II SUBSIDIARY GUARANTORS Bresnan Broadband LIST OF ALL SUBSIDIARIES Atmos Energy Holdings, LLC CCO NR HoldingsInc. Atmos Energy Louisiana Industrial Gas, LLC Charter Advanced Services (MO)Atmos Energy Services, LLC Charter Communications VIAtmos Exploration and Production, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Inc. Atmos Gathering Company, LLC Charter Procurement LeasingAtmos Pipeline and Storage, LLC DukeNet CommunicationsAtmos Power Systems, Inc. Blue Flame Insurance Services, Ltd. Egasco, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced ServicesFort Necessity Gas Storage, LLC Spectrum Gulf CoastPhoenix Gas Gathering Company Trans Louisiana Gas Pipeline, LLC Spectrum Mid-AmericaInc. Trans Louisiana Gas Storage, LLC Spectrum MobileInc. UCG Storage, LLC Spectrum Mobile EquipmentInc. WKG Storage, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AInc. EXHIBIT A FORM OF OPINIONS AND LETTER OF GENERAL COUNSEL OF THE COMPANY TO BE DELIVERED PURSUANT TO SECTION 4(H)
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. [Signature Page Follows] Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCVOYA FINANCIAL, as an Issuer INC. By: /s/ Jxxxxxx XXXXXX X. Xxxxxx XXXXXX, XX. Name: Jxxxxxx Xxxxxx X. Xxxxxx Xxxxxx, Xx. Title: Senior Vice President, Corporate Finance Chairman and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer Chief Executive Officer By: /s/ Jxxxxxx XXXXX X. Xxxxxx XXXXXXXXXXX Name: Jxxxxxx Xxxxx X. Xxxxxx Xxxxxxxxxxx Title: Senior Executive Vice President, Corporate Finance President and Development CCO HOLDINGS, LLC, as a Guarantor Chief Financial Officer ING GROEP N.V. By: /s/ Jxxxxxx X. Xxxxxx XXXXXXXXXXXX Name: Jxxxxxx X. Xxxxxx Xxxxxxxxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors Head of ING Bank Acquisitions & Divestments By: /s/ Jxxxxxx X. Xxxxxx C. BLOKBERGEN Name: Jxxxxxx X. Xxxxxx C. Blokbergen Title: Senior Vice President, Head of Corporate Finance and Development Legal Department Accepted as of the date hereof XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED XXXXXX XXXXXXX & CO. LLC Acting severally on behalf of itself themselves and the several Underwriters named in Schedule I hereto. J.X. hereto XXXXXXX LYNCH, PIERCE, XXXXXX SECURITIES LLC & XXXXX INCORPORATED By: /s/ Som Bxxxxxxxxxxxx XXXXX XXXXXXXXX Name: Som Bxxxxxxxxxxxx Xxxxx Xxxxxxxxx Title: Executive Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX XXXXXX XXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx XXXXXX XXXXXX Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Xxxxxx Xxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount Underwriter Number of 2033 Notes to be Shares To Be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxxx Lynch, Pierce, Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Xxxxx Incorporated 11,138,997 Xxxxxx Xxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA11,138,996 Total: 22,277,993 SCHEDULE II(A) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX Aof Sale Prospectus
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understandingthe Representatives’ understanding of our agreement, please indicate your acceptance kindly sign and return to the Company one of this Agreement by signing the counterparts hereof, whereupon it will become a binding agreement between the Company, the Guarantors and the several Underwriters in the space provided belowaccordance with its terms. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCB&G FOODS, as an Issuer INC. By: /s/ Jxxxxxx Xxxxxx X. Xxxxxx Xxxxxxxx Name: Jxxxxxx Xxxxxx X. Xxxxxx Xxxxxxxx Title: Senior Vice PresidentChief Executive Officer B&G FOODS NORTH AMERICA, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP.INC. B&G FOODS SNACKS, as an Issuer INC. BACK TO NATURE FOODS COMPANY, LLC BACK TO NATURE FOODS SERVCO, LLC BEAR CREEK COUNTRY KITCHENS, LLC BTN FOODS SERVCO CORPORATION BTN HOLDCO, INC. PIRATE BRANDS, LLC SPARTAN FOODS OF AMERICA, INC. VICTORIA FINE FOODS, LLC XXXXXXX XXXXXXXXX COMPANY By: /s/ Jxxxxxx Xxxxxx X. Xxxxxx Xxxxxxxx Name: Jxxxxxx Xxxxxx X. Xxxxxx Xxxxxxxx Title: Senior Vice President, Corporate Finance Chief Executive Officer The foregoing Underwriting Agreement is hereby confirmed and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted accepted as of the date hereof first above written. Acting severally on behalf of itself themselves and as the Representatives of the several Underwriters named in Schedule I heretoBARCLAYS CAPITAL INC. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Xxxxxxxx Xxxxxx Name: Som Bxxxxxxxxxxxx Xxxxxxxx Xxxxxx Title: Executive Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX XXXXXXX LYNCH, PIERCE, XXXXXX & CO. LLC XXXXX INCORPORATED By: /s/ Jxxxx XxXxxxx Xxxx Xxxx Name: Jxxxx XxXxxxx Xxxx Xxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIESManaging Director RBC CAPITAL MARKETS, LLC By: /s/ Jxxxx X. Xxxxxxx Xxxx Xxxx Name: Jxxxx X. Xxxxxxx Xxxx Xxxx Title: Managing Director SCHEDULE I Underwriters Aggregate A Underwriter Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Securities Barclays Capital Inc. $ 88,000,000 Xxxxxxx Lynch, Pierce, Xxxxxx Securities LLC & Xxxxx Incorporated $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities68,000,000 RBC Capital Markets, LLC $ 90,000,000 68,000,000 BMO Capital Markets Corp. $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 32,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 32,000,000 Deutsche Bank Securities Inc. $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx 32,000,000 Xxxxxxx Sachs & Co. LLC $ 50,000,000 32,000,000 X.X. Xxxxxx Securities LLC $ 75,000,000 $ 50,000,000 RBC 24,000,000 Citizens Capital Markets, LLC Inc. $ 50,000,000 8,000,000 Rabo Securities USA, Inc. $ 75,000,000 $ 50,000,000 8,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 8,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 400,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AB
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Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Issuers, which information may include the name and addresses of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,, LLC, as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC BOFA SECURITIES, INC. By: /s/ Som Bxxxxxxxxxxxx Kxxxx Xxxxxx Name: Som Bxxxxxxxxxxxx Kxxxx Xxxxxx Title: Executive Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. DEUTSCHE BANK SECURITIES INC. By: /s/ Rxxx Xxxxxx Name: Rxxx Xxxxxx Title: Managing Director By: /s/ Sxxxxx Xxxx Name: Sxxxxx Xxxx Title: Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Nxxxxxxx Xxxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Nxxxxxxx Xxxxxx Title: Managing Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 2026 Notes to be Purchased Aggregate Principal Amount of 2053 2034 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx BofA Securities, Inc. $ 88,000,000 $ 72,000,000 Deutsche Bank Securities LLC Inc. $ 90,000,000 88,000,000 $ 135,000,000 $ 90,000,000 72,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 88,000,000 $ 135,000,000 72,000,000 Citigroup Global Markets Inc. $ 90,000,000 71,500,000 $ 58,500,000 Barclays Capital Inc. $ 60,500,000 $ 49,500,000 J.X. Xxxxxx Securities LLC $ 60,500,000 $ 49,500,000 RBC Capital Markets, LLC $ 60,500,000 $ 49,500,000 Wxxxx Fargo Securities, LLC $ 90,000,000 60,500,000 $ 135,000,000 $ 90,000,000 Deutsche Bank 49,500,000 BNP Paribas Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. Corp. $ 55,000,000 $ 82,500,000 45,000,000 Gxxxxxx Sxxxx & Co. LLC $ 55,000,000 $ 45,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 45,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 45,000,000 TD Securities (USA) LLC $ 50,000,000 52,250,000 $ 75,000,000 42,750,000 UBS Securities LLC $ 50,000,000 Barclays Capital Inc. 52,250,000 $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 42,750,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 30,250,000 $ 30,000,000 24,750,000 SMBC Nikko Securities America, Inc. $ 20,000,000 24,750,000 $ 20,250,000 Scotia Capital (USA) Inc. $ 22,000,000 $ 18,000,000 SG Americas Securities, LLC $ 22,000,000 $ 18,000,000 Truist Securities, Inc. $ 22,000,000 $ 18,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 22,000,000 $ 30,000,000 18,000,000 Academy Securities, Inc. $ 20,000,000 11,000,000 $ 9,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 11,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 9,000,000 LionTree Advisors LLC $ 10,000,000 11,000,000 $ 15,000,000 9,000,000 Sxxxxxx Xxxxxxxx Sxxxx & Co., LLC $ 10,000,000 MFR Securities, Inc. 11,000,000 $ 10,000,000 9,000,000 Tigress Financial Partners LLC $ 15,000,000 11,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 9,000,000 Total $ 1,000,000,000 1,100,000,000 $ 1,500,000,000 $ 1,000,000,000 900,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC Charter Communications ASC, LLC Charter Communications SSC, LLC ANNEX A
Appears in 1 contract
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Issuers, which information may include the name and addresses of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. [Signature Pages Follow] If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,, LLC, as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES LLC CITIGROUP GLOBAL MARKETS INC. By: /s/ Som Bxxxxxxxxxxxx Bxxxx X. Xxxxxxxxx Name: Som Bxxxxxxxxxxxx Bxxxx X. Xxxxxxxxx Title: Executive Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. DEUTSCHE BANK SECURITIES INC. By: /s/ Rxxx Xxxxxx Name: Rxxx Xxxxxx Title: Managing Director By: /s/ Kxxxx Xxxxx Name: Kxxxx Xxxxx Title: Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Yurij Slyz Name: Jxxxx XxXxxxx Yurij Slyz Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Executive Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 2029 Notes to be Purchased Aggregate Principal Amount of 2053 2042 Notes to be Purchased Aggregate Principal Amount of 2063 2062 Notes to be Purchased J.X. Xxxxxx Citigroup Global Markets Inc. $ 112,500,000 $ 121,500,000 $ 126,000,000 Deutsche Bank Securities LLC Inc. $ 90,000,000 112,500,000 $ 135,000,000 121,500,000 $ 90,000,000 126,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 112,500,000 $ 135,000,000 121,500,000 $ 90,000,000 Wxxxx Fargo Securities, 126,000,000 J.X. Xxxxxx Securities LLC $ 90,000,000 75,000,000 $ 135,000,000 81,000,000 $ 90,000,000 Deutsche Bank 84,000,000 Mizuho Securities Inc. USA LLC $ 65,000,000 75,000,000 $ 97,500,000 81,000,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 84,000,000 BofA Securities, Inc. $ 55,000,000 68,750,000 $ 82,500,000 74,250,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 77,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 68,750,000 $ 75,000,000 74,250,000 $ 50,000,000 77,000,000 MUFG Securities Americas Inc. $ 68,750,000 $ 74,250,000 $ 77,000,000 Wxxxx Fargo Securities, LLC $ 68,750,000 $ 74,250,000 $ 77,000,000 Gxxxxxx Sxxxx Sachs & Co. LLC $ 50,000,000 62,500,000 $ 75,000,000 67,500,000 $ 50,000,000 70,000,000 RBC Capital Markets, LLC $ 50,000,000 62,500,000 $ 75,000,000 67,500,000 $ 50,000,000 70,000,000 TD Securities (USA) LLC $ 50,000,000 62,500,000 $ 75,000,000 67,500,000 $ 50,000,000 70,000,000 Barclays Capital Inc. $ 30,000,000 37,500,000 $ 45,000,000 40,500,000 $ 30,000,000 42,000,000 BNP Paribas Securities Corp. $ 30,000,000 37,500,000 $ 45,000,000 40,500,000 $ 30,000,000 42,000,000 Scotia Capital (USA) Inc. $ 30,000,000 37,500,000 $ 45,000,000 40,500,000 $ 30,000,000 42,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 37,500,000 $ 45,000,000 40,500,000 $ 30,000,000 42,000,000 Truist Securities, Inc. $ 30,000,000 37,500,000 $ 45,000,000 40,500,000 $ 30,000,000 42,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 25,000,000 $ 30,000,000 27,000,000 $ 20,000,000 28,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 25,000,000 $ 30,000,000 27,000,000 $ 20,000,000 Cxxxxxx 28,000,000 Academy Securities, Inc. $ 12,500,000 $ 13,500,000 $ 14,000,000 LionTree Advisors LLC $ 12,500,000 $ 13,500,000 $ 14,000,000 Loop Capital Markets LLC $ 10,000,000 12,500,000 $ 15,000,000 13,500,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 14,000,000 MFR Securities, Inc. $ 10,000,000 12,500,000 $ 15,000,000 13,500,000 $ 10,000,000 Multi-Bank Securities14,000,000 Sxxxxx X. Xxxxxxx & Company, Inc. $ 10,000,000 12,500,000 $ 15,000,000 13,500,000 $ 10,000,000 14,000,000 Total $ 1,000,000,000 1,250,000,000 $ 1,500,000,000 1,350,000,000 $ 1,000,000,000 1,400,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A
Appears in 1 contract
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. Each of the parties hereby submits to the non-exclusive jurisdiction of the federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yoursyours AVNET, CHARTER COMMUNICATIONS OPERATING,LLC, as an Issuer INC. By: /s/ Jxxxxxx Xxxxxxx X. Xxxxxx Xxxxxxxx Name: Jxxxxxx Xxxxxxx X. Xxxxxx Xxxxxxxx Title: Senior Vice PresidentChief Financial Officer BOFA SECURITIES, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer INC. By: /s/ Jxxxxxx X. Xxxxxx Xxxxxxxx Name: Jxxxxxx X. Xxxxxx Xxxxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. Managing Director X.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Xxxxxx Xxxxxxxxx Name: Som Bxxxxxxxxxxxx Xxxxxx Xxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I heretoSCOTIA CAPITAL (USA) INC. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Xxxx Xxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Xxxx Xxxx Title: Managing Director TRUIST SECURITIES, INC. By: /s/ Xxxxxx Xxxxxxxxxx Name: Xxxxxx Xxxxxxxxxx Title: Director For themselves and on behalf of the several Underwriters listed in Schedule C hereto. SCHEDULE I Underwriters Aggregate A General Use Issuer Free Writing Prospectus Pricing Term Sheet, dated March 6, 2023, relating to the Securities, as filed pursuant to Rule 433 under the Act. AVNET, INC. PRICING TERM SHEET March 6, 2023 $500,000,000 6.250% Senior Notes due 2028 Issuer: Avnet, Inc. Ratings (Xxxxx’x / S&P / Fitch)*: [Intentionally omitted] Principal Amount: $500,000,000 Trade Date: Xxxxx 0, 0000 Xxxxxxxxxx Date**: March 9, 2023 (T+3) Maturity: March 15, 2028 Coupon (Interest Rate): 6.250% Yield to Maturity: 6.315% Price to Public: 99.723% of the principal amount Spread to Benchmark Treasury: +205 basis points Benchmark Treasury: 4.00% due February 29, 2028 Benchmark Treasury Price and Yield: 98-26 1⁄4; 4.265% Interest Payment Dates: Semi-annually on March 15 and September 15 of each year, commencing on September 15, 2023 Make-Whole Call: Make-whole call at any time prior to February 15, 2028 at the greater of (i) the sum of the present values of the remaining scheduled payments of principal and interest discounted at the treasury rate plus 35 basis points less interest accrued to, but excluding, the redemption date and (ii) 100% of the principal amount of the notes being redeemed, plus, in either case, accrued and unpaid interest to, but excluding, the redemption date. Par Call: At any time on or after February 15, 2028, we may redeem all or any part of the notes at a redemption price equal to 100% of the principal amount thereof plus accrued and unpaid interest thereon to, but excluding, the redemption date. Denominations: $2,000 and integral multiples of $1,000 in excess thereof Day Count Convention: 30/360 CUSIP Number: 053807 AW3 ISIN Number: US053807AW30 Joint Book-Running Managers: BofA Securities, Inc. X.X. Xxxxxx Securities LLC Scotia Capital (USA) Inc. Truist Securities, Inc. Passive Bookrunners BNP Paribas Securities Corp. SMBC Nikko Securities America, Inc. Xxxxx Fargo Securities, LLC Senior Co-Managers Academy Securities, Inc. Commerz Markets LLC HSBC Securities (USA) Inc. Santander US Capital Markets LLC Xxxxxxx Xxxxxxxx Xxxxx & Co., LLC Junior Co-Managers Huntington Securities, Inc. KBC Securities USA LLC KeyBanc Capital Markets Inc. Loop Capital Markets LLC MUFG Securities Americas Inc. Standard Chartered Bank U.S. Bancorp Investments, Inc. UniCredit Capital Markets LLC * Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to revision or withdrawal at any time. ** Note: It is expected that delivery of the notes will be made against payment therefor on or about March 9, 2023, which is the third business day following the date hereof (such settlement cycle being referred to as “T+3”). Under Rule 15c6-1 under the Securities Exchange Act of 1934, as amended, trades in the secondary market generally are required to settle in two business days unless the parties to any such trade expressly agree otherwise. Accordingly, purchasers who wish to trade the notes prior to the second business day before the delivery of the notes will be required, by virtue of the fact that the notes initially will settle in T+3, to specify an alternative settlement cycle at the time of any such trade to prevent failed settlement. Purchasers of the notes who wish to trade the notes prior to the second business day before the delivery of the notes should consult their own advisors. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, BofA Securities, Inc., X.X. Xxxxxx Securities LLC, Scotia Capital (USA) Inc. or Truist Securities, Inc. can arrange to send you the prospectus if you request it by calling or e-mailing BofA Securities, Inc. at 0-000-000-0000 or xx.xxxxxxxxxx_xxxxxxxx@xxxx.xxx; X.X. Xxxxxx Securities LLC at 0-000-000-0000 (collect); Scotia Capital (USA) Inc. at 0-000-000-0000; or Truist Securities, Inc. at 0-000-000-0000 or xxxxxxxxxxxxxxxx.xxxxxxxxxx@xxxxxx.xxx. SCHEDULE B Limited Use Issuer Free Writing Prospectus Electronic road show presentation, dated March 6, 2023. SCHEDULE C Underwriter Principal Amount of 2033 Notes to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho 80,000,000 X.X. Xxxxxx Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx & Co. LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 80,000,000 Scotia Capital (USA) Inc. $ 30,000,000 80,000,000 Truist Securities, Inc. $ 45,000,000 80,000,000 BNP Paribas Securities Corp. $ 30,000,000 20,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 20,000,000 Xxxxx Fargo Securities, LLC $ 45,000,000 $ 30,000,000 Truist 20,000,000 Academy Securities, Inc. $ 30,000,000 20,000,000 Commerz Markets LLC $ 45,000,000 $ 30,000,000 Credit Agricole 15,000,000 HSBC Securities (USA) Inc. $ 20,000,000 15,000,000 Santander US Capital Markets LLC $ 30,000,000 15,000,000 Xxxxxxx Xxxxxxxx Xxxxx & Co., LLC $ 20,000,000 15,000,000 Huntington Securities, Inc $ 5,000,000 KBC Securities USA LLC $ 5,000,000 KeyBanc Capital Markets Inc. $ 5,000,000 Loop Capital Markets LLC $ 5,000,000 MUFG Securities Americas Inc. $ 5,000,000 Standard Chartered Bank $ 5,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx 5,000,000 UniCredit Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 5,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 500,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX AD Information provided by the Underwriters
Appears in 1 contract
Samples: Underwriting Agreement (Avnet Inc)
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Issuers, which information may include the name and addresses of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in the space provided below. Very truly yours, CHARTER COMMUNICATIONS OPERATING,, LLC, as an Issuer By: /s/ Jxxxxxx X. Xxxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxxx Xxxxxx Title: Senior Executive Vice President, Corporate Finance and & Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxxx Xxxxxx Title: Senior Executive Vice President, Corporate Finance and & Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxxx Xxxxxx Title: Senior Executive Vice President, Corporate Finance and & Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxxx Xxxxxx Name: Jxxxxxx X. Xxxxxxx Xxxxxx Title: Senior Executive Vice President, Corporate Finance and & Development [Charter - Signature Page to Underwriting Agreement] Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. J.X. XXXXXX SECURITIES Deutsche Bank Securities Inc. By: /s/ Xxxx Xxxxxx Name: Xxxx Xxxxxx Title: Managing Director By: /s/ Xxxx X. XxXxxx Name: Xxxx X. XxXxxx Title: Managing Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. X.X. Xxxxxx Securities LLC By: /s/ Som Bxxxxxxxxxxxx Xxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Xxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX Xxxxxx Xxxxxxx & CO. Co. LLC By: /s/ Jxxxx XxXxxxx Ian Drewe Name: Jxxxx XxXxxxx Ian Drewe Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Managing Executive Director SCHEDULE I Underwriters Aggregate Principal Amount of 2033 2032 Notes to be Purchased Aggregate Principal Amount of 2053 2051 Notes to be Purchased Aggregate Principal Amount of 2063 2061 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 90,000,000.00 $ 97,500,000 58,500,000.00 $ 65,000,000 121,500,000.00 X.X. Xxxxxx Securities LLC $ 90,000,000.00 $ 58,500,000.00 $ 121,500,000.00 Xxxxxx Xxxxxxx & Co. LLC $ 90,000,000.00 $ 58,500,000.00 $ 121,500,000.00 Citigroup Global Markets Inc. $ 60,000,000 70,000,000.00 $ 90,000,000 45,500,000.00 $ 60,000,000 BofA Securities, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 94,500,000.00 Credit Suisse Securities (USA) LLC $ 50,000,000 60,000,000.00 $ 75,000,000 39,000,000.00 $ 50,000,000 Gxxxxxx Sxxxx 81,000,000.00 Mizuho Securities USA LLC $ 60,000,000.00 $ 39,000,000.00 $ 81,000,000.00 BofA Securities, Inc. $ 50,000,000.00 $ 32,500,000.00 $ 67,500,000.00 Xxxxxxx Sachs & Co. LLC $ 50,000,000 50,000,000.00 $ 75,000,000 32,500,000.00 $ 50,000,000 67,500,000.00 MUFG Securities Americas Inc. $ 50,000,000.00 $ 32,500,000.00 $ 67,500,000.00 RBC Capital Markets, LLC $ 50,000,000 50,000,000.00 $ 75,000,000 32,500,000.00 $ 50,000,000 67,500,000.00 TD Securities (USA) LLC $ 50,000,000 50,000,000.00 $ 75,000,000 32,500,000.00 $ 50,000,000 67,500,000.00 Xxxxx Fargo Securities, LLC $ 50,000,000.00 $ 32,500,000.00 $ 67,500,000.00 Barclays Capital Inc. $ 30,000,000 30,000,000.00 $ 45,000,000 19,500,000.00 $ 30,000,000 40,500,000.00 BNP Paribas Securities Corp. $ 30,000,000 30,000,000.00 $ 45,000,000 19,500,000.00 $ 30,000,000 40,500,000.00 Scotia Capital (USA) Inc. $ 30,000,000 30,000,000.00 $ 45,000,000 19,500,000.00 $ 30,000,000 40,500,000.00 SMBC Nikko Securities America, Inc. $ 30,000,000 30,000,000.00 $ 45,000,000 19,500,000.00 $ 30,000,000 40,500,000.00 Truist Securities, Inc. $ 30,000,000 30,000,000.00 $ 45,000,000 19,500,000.00 $ 30,000,000 40,500,000.00 Credit Agricole Securities (USA) Inc. $ 20,000,000 20,000,000.00 $ 30,000,000 13,000,000.00 $ 20,000,000 27,000,000.00 U.S. Bancorp Investments, Inc. $ 20,000,000 20,000,000.00 $ 30,000,000 13,000,000.00 $ 20,000,000 Cxxxxxx 27,000,000.00 LionTree Advisors LLC $ 10,000,000.00 $ 6,500,000.00 $ 13,500,000.00 Academy Securities, Inc. $ 10,000,000.00 $ 6,500,000.00 $ 13,500,000.00 Xxxxxxx Capital Markets LLC $ 10,000,000 10,000,000.00 $ 15,000,000 6,500,000.00 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors 13,500,000.00 Loop Capital Markets LLC $ 10,000,000 10,000,000.00 $ 15,000,000 6,500,000.00 $ 10,000,000 13,500,000.00 MFR Securities, Inc. $ 10,000,000 10,000,000.00 $ 15,000,000 6,500,000.00 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 13,500,000.00 Total $ 1,000,000,000 $ 1,500,000,000 650,000,000 $ 1,000,000,000 1,350,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband Holdings, LLC CCO NR Holdings, LLC Charter Advanced Services (MO), LLC Charter Communications VI, L.L.C. Charter Communications, LLC Charter Distribution, LLC Charter Leasing Holding Company, LLC Charter Procurement Leasing, LLC DukeNet Communications, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum New York Metro, LLC Spectrum NLP, LLC Spectrum Northeast, LLC Spectrum Oceanic, LLC Spectrum Originals, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A
Appears in 1 contract
Samples: Cco Holdings LLC
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Patriot Act (Title III of Pub. L. 107-56 (signed into law on October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the IssuersCompany, which information may include the name and addresses address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If Please confirm, by signing and returning to us two (2) counterparts of this Agreement, that the Representatives are acting on behalf of themselves and the several Underwriters and that the foregoing is in accordance with your understanding, please indicate your acceptance of this Agreement by signing in correctly sets forth the space provided belowagreement among the Company and the several Underwriters. Very truly yours, CHARTER COMMUNICATIONS OPERATING,LLCNEW YORK MORTGAGE TRUST, as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CHARTER COMMUNICATIONS OPERATING CAPITAL CORP., as an Issuer By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development CCO HOLDINGS, LLC, as a Guarantor By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development THE SUBSIDIARY GUARANTORS LISTED ON SCHEDULE II HERETO, as Guarantors By: /s/ Jxxxxxx X. Xxxxxx Name: Jxxxxxx X. Xxxxxx Title: Senior Vice President, Corporate Finance and Development Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I heretoINC. J.X. XXXXXX SECURITIES LLC By: /s/ Som Bxxxxxxxxxxxx Name: Som Bxxxxxxxxxxxx Title: Executive Director Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. MXXXXX SXXXXXX & CO. LLC By: /s/ Jxxxx XxXxxxx Name: Jxxxx XxXxxxx Title: Vice President Accepted as of the date hereof Acting severally on behalf of itself and the several Underwriters named in Schedule I hereto. WXXXX FARGO SECURITIES, LLC By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Chief Executive Officer Confirmed and accepted as of the date first above mentioned: MXXXXX SXXXXXX & CO. LLC By: /s/ Mxxxxxx Xxxxx Name: Mxxxxxx Xxxxx Title: Executive Director RBC CAPITAL MARKETS, LLC By: /s/ Sxxxxxx Xxxxx Name: Sxxxxxx Xxxxx Title: Managing Director UBS SECURITIES LLC By: /s/ Dxxxxxx Xxxxx Name: Dxxxxxx Xxxxx Title: Associate Director By: /s/ Jxx Xxxxxxxx Name: Jxx Xxxxxxxx Title: Managing Director WXXXX FARGO SECURITIES, LLC By: /s/ Cxxxxxx Xxxxxx Name: Cxxxxxx Xxxxxx Title: Managing Director KXXXX, BXXXXXXX & WXXXX, INC. By: /s/ Exxxxx X. Xxxxxx Name: Exxxxx X. Xxxxxx Title: Managing Director PXXXX XXXXXXX & CO. By: /s/ Jxxxx Xxxxx Name: Jxxxx Xxxxx Title: Managing Director As Representatives of the Several Underwriters named in Schedule I hereto SCHEDULE I Underwriting Agreement dated June 25, 2024 Underwriters Aggregate Principal Amount of 2033 Notes Firm Securities to be Purchased Aggregate Principal Amount of 2053 Notes to be Purchased Aggregate Principal Amount of 2063 Notes to be Purchased J.X. Xxxxxx Securities LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Mxxxxx Sxxxxxx & Co. LLC $ 90,000,000 12,000,000 RBC Capital Markets, LLC $ 135,000,000 12,000,000 UBS Securities LLC $ 90,000,000 12,000,000 Wxxxx Fargo Securities, LLC $ 90,000,000 $ 135,000,000 $ 90,000,000 Deutsche Bank Securities Inc. $ 65,000,000 $ 97,500,000 $ 65,000,000 Citigroup Global Markets Inc. $ 60,000,000 $ 90,000,000 $ 60,000,000 BofA Securities12,000,000 Kxxxx, Bxxxxxxx & Wxxxx, Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Mizuho Securities USA LLC $ 55,000,000 $ 82,500,000 $ 55,000,000 MUFG Securities Americas Inc. $ 55,000,000 $ 82,500,000 $ 55,000,000 Credit Suisse Securities (USA) LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Gxxxxxx Sxxxx 6,000,000 Pxxxx Xxxxxxx & Co. $ 6,000,000 Total $ 60,000,000 SCHEDULE I(j) Entity Company Ownership Constructive LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 RBC Capital Markets50.00 % Park Place JV, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 TD Securities (USA) 90.00 % Hxxxxx Place Apts JV, LLC $ 50,000,000 $ 75,000,000 $ 50,000,000 Barclays Capital Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 BNP Paribas Securities Corp. $ 30,000,000 $ 45,000,000 $ 30,000,000 Scotia Capital (USA) Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 SMBC Nikko Securities America, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Truist Securities, Inc. $ 30,000,000 $ 45,000,000 $ 30,000,000 Credit Agricole Securities (USA) Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 U.S. Bancorp Investments, Inc. $ 20,000,000 $ 30,000,000 $ 20,000,000 Cxxxxxx Capital Markets LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 Castle Oak Securities, L.P. $ 10,000,000 $ 15,000,000 $ 10,000,000 LionTree Advisors LLC $ 10,000,000 $ 15,000,000 $ 10,000,000 MFR Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Multi-Bank Securities, Inc. $ 10,000,000 $ 15,000,000 $ 10,000,000 Total $ 1,000,000,000 $ 1,500,000,000 $ 1,000,000,000 SCHEDULE II SUBSIDIARY GUARANTORS Bresnan Broadband 90.00 % VLC Holdings, LLC CCO NR Holdings95.00 % 3149 Landtree JV, LLC Charter Advanced Services (MO)90.00 % GWR Lakeshore Holding, LLC Charter Communications VI, L.L.C. Charter Communications80.00 % 110 Sxxxxxxxxxx XX, LLC Charter Distribution90.00 % Heritage Park, LLC Charter Leasing Holding Company95.00 % Rain Dance, LLC Charter Procurement Leasing95.00 % 500 Jxxxxx Xxxxxx JV LLC 95.00 % 1880 Destiny JV LLC 95.00 % GWR Pensacola Holding, LLC DukeNet Communications80.00 % 828 ASCENT JV, LLC Marcus Cable Associates, L.L.C. Spectrum Advanced Services, LLC Spectrum Gulf Coast, LLC Spectrum Mid-America, LLC Spectrum Mobile, LLC Spectrum Mobile Equipment, LLC Spectrum 23.60 % SCHEDULE I(tt) New York MetroMortgage Trust 2005-1 New York Mortgage Trust 2005-2 New York Mortgage Trust 2005-3 NYM Preferred Trust I NYM Preferred Trust II NYMT Loan Trust 2021-SP1 NYMT Loan Trust 2022-SP1 NYMT Loan Trust I, LLC Spectrum NLPSeries 2022-BPL1 NYMT Loan Trust 2022-CP1 NYMT Loan Trust 2022-INV1 NYMT Loan Trust, LLC Spectrum NortheastSeries 2024-BPL1 NYMT Loan Trust 2024-CP1 NYMT Loan Trust, LLC Spectrum OceanicSeries 2024-BPL2 SCHEDULE II Issuer General-Use Free Writing Prospectus Pricing Term Sheet, LLC Spectrum Originalsdated June 25, LLC Spectrum Originals Development, LLC Spectrum Pacific West, LLC Spectrum Reach, LLC Spectrum RSN, LLC Spectrum Security, LLC Spectrum Southeast, LLC Spectrum Sunshine State, LLC Spectrum TV Essentials, LLC Spectrum Wireless Holdings, LLC TC Technology LLC Time Warner Cable Enterprises LLC Time Warner Cable, LLC TWC Administration LLC TWC Communications, LLC TWC SEE Holdco LLC ANNEX A2024
Appears in 1 contract
Samples: New York Mortgage Trust Inc
