Compliance with Xxxxxxxx-Xxxxx. The Company and the Subsidiaries and to the knowledge of the Company the officers and directors of the Company and the Subsidiaries, in their capacities as such, are, and at the Settlement Date (as defined below) and any Applicable Time will be, in compliance in all material respects with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 13 contracts
Samples: Equity Distribution Agreement (Capstead Mortgage Corp), Equity Distribution Agreement (PLx Pharma Inc.), Equity Distribution Agreement (PLx Pharma Inc.)
Compliance with Xxxxxxxx-Xxxxx. The Company and the Subsidiaries and and, to the knowledge of the Company Company, the officers and directors of the Company and the Subsidiaries, in their capacities as such, are, and at the Settlement Date (as defined below) and any Applicable Time will be, in compliance in all material respects with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 5 contracts
Samples: Equity Distribution Agreement, Equity Distribution Agreement (LAVA Therapeutics NV), Equity Distribution Agreement (Idera Pharmaceuticals, Inc.)
Compliance with Xxxxxxxx-Xxxxx. The Company and the Subsidiaries and and, to the knowledge of the Company Company, the officers and directors of the Company and the Subsidiaries, in their capacities as such, are, and at the Settlement Date (as defined below) and any Applicable Time will be, in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 4 contracts
Samples: Equity Distribution Agreement (New York Mortgage Trust Inc), Equity Distribution Agreement (New York Mortgage Trust Inc), Equity Distribution Agreement (New York Mortgage Trust Inc)
Compliance with Xxxxxxxx-Xxxxx. The Company and the Subsidiaries and and, to the knowledge of the Company Company, the officers and directors of the Company and the Subsidiaries, in their capacities as such, are, and at the each Settlement Date (as defined below) and any Applicable Time will be, in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 2 contracts
Samples: Equity Distribution Agreement (New York Mortgage Trust Inc), Equity Distribution Agreement (New York Mortgage Trust Inc)
Compliance with Xxxxxxxx-Xxxxx. The Company and the Subsidiaries and to the knowledge of the Company the officers and directors of the Company and the Subsidiaries, in their capacities as such, are, and at the Settlement Date (as defined below) and any Applicable Time will be, in compliance in all material respects with the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 1 contract
Compliance with Xxxxxxxx-Xxxxx. The Company and the Subsidiaries and to the knowledge of the Company the officers and directors of the Company and the Subsidiaries, in their capacities as such, are, and at the Settlement Date (as defined below) and any Applicable Time will be, in compliance in all material respects with the provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof that are at such time applicable to the Company (the “Xxxxxxxx-Xxxxx Act”).
Appears in 1 contract
Samples: Equity Distribution Agreement (Organovo Holdings, Inc.)
