Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 287 contracts
Samples: Underwriting Agreement (Invizyne Technologies Inc), Underwriting Agreement (ProPhase Labs, Inc.), Underwriting Agreement (Venu Holding Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 249 contracts
Samples: Underwriting Agreement (Medirom Healthcare Technologies Inc.), Underwriting Agreement (Epsium Enterprise LTD), Underwriting Agreement (Polyrizon Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 62 contracts
Samples: Underwriting Agreement (rYojbaba Co., Ltd.), Underwriting Agreement (Metros Development Co., Ltd.), Underwriting Agreement (Danam Health, Inc)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 60 contracts
Samples: Underwriting Agreement (Nature's Miracle Holding Inc.), Underwriting Agreement (Nature's Miracle Holding Inc.), Underwriting Agreement (AgiiPlus Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 60 contracts
Samples: Underwriting Agreement (EPWK Holdings Ltd.), Underwriting Agreement (Flewber Global Inc.), Underwriting Agreement (Know Labs, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 45 contracts
Samples: Underwriting Agreement (HWH International Inc.), Underwriting Agreement (BeLive Holdings), Underwriting Agreement (Energys Group LTD)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 16 contracts
Samples: Underwriting Agreement (Jupiter Wellness, Inc.), Underwriting Agreement (SRM Entertainment, Inc.), Underwriting Agreement (SRM Entertainment, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 15 contracts
Samples: Underwriting Agreement (Star Fashion Culture Holdings LTD), Underwriting Agreement (Majestic Ideal Holdings LTD), Underwriting Agreement (Star Fashion Culture Holdings LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 14 contracts
Samples: Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Nano Nuclear Energy Inc.), Underwriting Agreement (Sidus Space Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefortherefore) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct of 2002.
Appears in 14 contracts
Samples: Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 13 contracts
Samples: Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxSaxxxxxx-Xxxxx Act Xct applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxSaxxxxxx-Xxxxx ActXct.
Appears in 12 contracts
Samples: Underwriting Agreement (BK Technologies Corp), Underwriting Agreement (Laser Photonics Corp), Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 11 contracts
Samples: Underwriting Agreement (Elephant Oil Corp.), Underwriting Agreement (Elephant Oil Corp.), Underwriting Agreement (Elephant Oil Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefortherefore) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct of 2002.
Appears in 10 contracts
Samples: Placement Agreement (Tantech Holdings LTD), Underwriting Agreement (Tantech Holdings LTD), Underwriting Agreement (Hyperdynamics Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefortherefore) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct of 2002.
Appears in 10 contracts
Samples: Underwriting Agreement (Pulse Biosciences, Inc.), Underwriting Agreement (Pulse Biosciences, Inc.), Selling Agent Agreement (McGraw Conglomerate Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 10 contracts
Samples: Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefortherefore) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct of 2002.
Appears in 9 contracts
Samples: Selling Agent Agreement (AzurRx BioPharma, Inc.), Selling Agent Agreement (AzurRx BioPharma, Inc.), Underwriting Agreement (Long Island Iced Tea Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date or the Option Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 9 contracts
Samples: Underwriting Agreement (Kairos Pharma, LTD.), Underwriting Agreement (Kairos Pharma, LTD.), Underwriting Agreement (Mangoceuticals, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act...
Appears in 9 contracts
Samples: Underwriting Agreement (Primech Holdings LTD), Underwriting Agreement (Boustead Wavefront Inc.), Underwriting Agreement (Boustead Wavefront Inc.)
Compliance. The Company isis and, or at the Applicable Time and on the Closing Date Date, will be, be in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 8 contracts
Samples: Underwriting Agreement (Veg House Holdings Inc.), Underwriting Agreement (LQR House Inc.), Underwriting Agreement (LQR House Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 8 contracts
Samples: Underwriting Agreement (Kips Bay Medical, Inc.), Underwriting Agreement (Northwest Biotherapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Compliance. The Company ishas been, or and at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 7 contracts
Samples: Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (Maison Solutions Inc.), Underwriting Agreement (Maison Solutions Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 7 contracts
Samples: Underwriting Agreement (Neuraxis, INC), Underwriting Agreement (Adamas One Corp.), Underwriting Agreement (Adamas One Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 7 contracts
Samples: Underwriting Agreement (ImmunoPrecise Antibodies Ltd.), Underwriting Agreement, Underwriting Agreement (PetroShare Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 7 contracts
Samples: Underwriting Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (RumbleON, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 6 contracts
Samples: Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (Sacks Parente Golf, Inc.)
Compliance. The Company is, or at the Applicable Time of Sale and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Luxurban Hotels Inc.), Underwriting Agreement (BitNile Holdings, Inc.), Underwriting Agreement (BitNile Holdings, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date, if any, will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Modular Medical, Inc.), Underwriting Agreement (Modular Medical, Inc.), Underwriting Agreement (ENDRA Life Sciences Inc.)
Compliance. The Company is, or at as of the Applicable Time date hereof and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 5 contracts
Samples: Placement Agency Agreement, Placement Agent Agreement (NXT-Id, Inc.), Placement Agent Agreement (NXT-Id, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 5 contracts
Samples: Underwriting Agreement (DatChat, Inc.), Underwriting Agreement (DatChat, Inc.), Underwriting Agreement (Agriforce Growing Systems Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct applicable to it.
Appears in 5 contracts
Samples: Underwriting Agreement (Oranco Inc), Underwriting Agreement (Pixie Dust Technologies, Inc.), Underwriting Agreement (Pixie Dust Technologies, Inc.)
Compliance. The Company has at all times been, is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 5 contracts
Samples: Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (Synalloy Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure provide reasonable assurance of the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Great Basin Scientific, Inc.), Underwriting Agreement (Great Basin Scientific, Inc.), Underwriting Agreement (Great Basin Scientific, Inc.)
Compliance. The Company is, or and, at the Applicable Time and on the Closing Date Date, will be, be in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Trident Digital Tech Holdings LTD), Underwriting Agreement (Trident Digital Tech Holdings LTD), Underwriting Agreement (Trident Digital Tech Holdings Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Placement Agency Agreement (KWESST Micro Systems Inc.), Underwriting Agreement (KWESST Micro Systems Inc.), Placement Agency Agreement (KWESST Micro Systems Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Jerash Holdings (US), Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance in all material respects (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 4 contracts
Samples: Underwriting Agreement (Innovation Beverage Group LTD), Underwriting Agreement (Innovation Beverage Group LTD), Underwriting Agreement (CytoMed Therapeutics LTD)
Compliance. The Company ishas been, or at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (NuZee, Inc.), Securities Purchase Agreement (NuZee, Inc.), Securities Purchase Agreement (NuZee, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date or the Option Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Unifoil Holdings, Inc.), Underwriting Agreement (Cadrenal Therapeutics, Inc.), Underwriting Agreement (Cadrenal Therapeutics, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 4 contracts
Samples: Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp)
Compliance. The Except as provided in the Company’s Exchange Act filings, the Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Cocrystal Pharma, Inc.), Underwriting Agreement (Verb Technology Company, Inc.), Underwriting Agreement (Verb Technology Company, Inc.)
Compliance. The Company is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 4 contracts
Samples: Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (Biocept Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act...
Appears in 4 contracts
Samples: Underwriting Agreement (mF International LTD), Underwriting Agreement (mF International LTD), Underwriting Agreement (mF International LTD)
Compliance. The Company is, or and at the Applicable Time and on the applicable Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, it and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s its future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (WORK Medical Technology Group LTD), Underwriting Agreement (WORK Medical Technology Group LTD), Underwriting Agreement (Intercont (Cayman) LTD)
Compliance. The Company ishas been, or and at the Applicable Time and on the Closing Date, and Option Closing Date if applicable, will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (SSLJ. COM LTD), Underwriting Agreement (SSLJ. COM LTD)
Compliance. The Except as set forth in the Registration Statement and the Prospectus, the Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to itAct, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Cancer Genetics, Inc), Underwriting Agreement (Cancer Genetics, Inc), Underwriting Agreement (Cancer Genetics, Inc)
Compliance. The Company is, or at the Applicable Time and on and through the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Northwest Biotherapeutics Inc), Underwriting Agreement (Genspera Inc), Underwriting Agreement (AspenBio Pharma, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date or any Option Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Tg Therapeutics, Inc.), Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Compliance. The Company is, or at the Applicable Time Time, and on the Closing Date or any Option Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Compliance. The Except as provided in the Company’s Exchange Act filings, the Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Opgen Inc), Underwriting Agreement (Creative Realities, Inc.), Underwriting Agreement (Creative Realities, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Timberline Resources Corp), Underwriting Agreement (AspenBio Pharma, Inc.), Underwriting Agreement (AspenBio Pharma, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Shineco, Inc.), Underwriting Agreement (NRX Pharmaceuticals, Inc.), Underwriting Agreement (NRX Pharmaceuticals, Inc.)
Compliance. The Company is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (GEE Group Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Onfolio Holdings, Inc), Underwriting Agreement (Onfolio Holdings, Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and the Option Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD), Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxSaxxxxxx-Xxxxx Act Xct applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxSaxxxxxx-Xxxxx ActXct.
Appears in 2 contracts
Samples: Underwriting Agreement (HF Enterprises Inc.), Underwriting Agreement (HF Enterprises Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and Additional Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Glucose Health, Inc.), Underwriting Agreement (Castellum, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (MR2 Group, Inc.), Underwriting Agreement (MR2 Group, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 2 contracts
Samples: Underwriting Agreement (Expion360 Inc.), Underwriting Agreement (Expion360 Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 2 contracts
Samples: Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Cardiff Lexington Corp), Underwriting Agreement (PaxMedica, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Castellum, Inc.), Underwriting Agreement (Castellum, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance in all material respects (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.)
Compliance. The Company is, or at is and on the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Sachem Capital Corp.)
Compliance. The Company ishas been, or and at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Leaping Group Co., Ltd.), Underwriting Agreement (Leaping Group Co., Ltd.)
Compliance. The Company isand its Subsidiaries are, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to itthem, and has have implemented or will implement such programs and taken reasonable steps to ensure the Company’s its and their future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct applicable to the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Presidio Property Trust, Inc.), Underwriting Agreement (Presidio Property Trust, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date, if any, will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to the Company.
Appears in 2 contracts
Samples: Underwriting Agreement (Lemeng Holdings LTD), Underwriting Agreement (Jayud Global Logistics LTD)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct then applicable to the Company. .
Appears in 2 contracts
Samples: Underwriting Agreement (Stran & Company, Inc.), Underwriting Agreement (Stran & Company, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future material compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material applicable provisions of the Sxxxxxxx-Xxxxx ActAct of 2002.
Appears in 2 contracts
Samples: Selling Agent Agreement (Alliance MMA, Inc.), Selling Agent Agreement (Alliance MMA, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (DERMAdoctor, Inc.), Underwriting Agreement (DERMAdoctor, LLC)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx ActAct then applicable to it.
Appears in 2 contracts
Samples: Underwriting Agreement (Tharimmune, Inc.), Underwriting Agreement (Hillstream BioPharma Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date, if any, will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Gain Therapeutics, Inc.), Underwriting Agreement (Manhattan Bridge Capital, Inc)
Compliance. The Company is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement (Aduro Clean Technologies Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (DatChat, Inc.), Underwriting Agreement (AppTech Payments Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure provide reasonable assurance of the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Underwriting Agreement (Vapor Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct applicable to it.
Appears in 1 contract
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or and at the Applicable Time and on the Closing Date and any Option Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or at the Applicable Time and will be on the Closing Date will beDate, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 applicable to itit as of the Effective Date, and has implemented or will implement such programs and taken take reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefortherefore) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct of 2002.
Appears in 1 contract
Compliance. The Company isis in material compliance with the provisions of the Xxxxxxxx-Xxxxx Act currently applicable to it, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to itit at such time, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material such provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefortherefore) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct of 2002.
Appears in 1 contract
Samples: Placement Agent Agreement (New Generation Biofuels Holdings, Inc)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date and any Option Closing Date, will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, as a Smaller Reporting Company, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or at the Applicable Time and on the Closing Date and any Additional Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxSarxxxxx-Xxxxx Act Xxt applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxSarxxxxx-Xxxxx ActXxt.
Appears in 1 contract
Samples: Underwriting Agreement (Digital Brands Group, Inc.)
Compliance. The Company ishas been, or at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Maison Solutions Inc.)
Compliance. The Company is, or at the Applicable Time Effective Date and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Underwriting Agreement (CardieX LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken take reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) comply with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx ActAct that apply to the Company.
Appears in 1 contract
Compliance. The Company is, is or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the Sxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the Sxxxxxxx-Xxxxx Act.
Appears in 1 contract
Samples: Underwriting Agreement (Aureus Greenway Holdings Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act, except where the failure to be in compliance would not have or reasonably be expected to result in a Material Adverse Change.
Appears in 1 contract
Samples: Underwriting Agreement (Heart Test Laboratories, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and on each Option Closing Date, as applicable, will be, in material compliance with the provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the SxxxxxxxXxxxxxxx-Xxxxx Act.
Appears in 1 contract
