Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 329 contracts
Sources: Underwriting Agreement (American Battery Materials, Inc.), Underwriting Agreement (INNOCAN PHARMA Corp), Underwriting Agreement (Venu Holding Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 295 contracts
Sources: Underwriting Agreement (Salspera, Inc.), Underwriting Agreement (TY AM Group (Holdings) LTD), Underwriting Agreement (Student Living EduVation (Holdings) Corp)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 94 contracts
Sources: Underwriting Agreement (BILLION GROUP HOLDINGS LTD), Underwriting Agreement (HealthLynked Corp), Underwriting Agreement (Lorenzo Developments Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 76 contracts
Sources: Underwriting Agreement (Libera Gaming Operations, Inc), Underwriting Agreement (rYojbaba Co., Ltd.), Underwriting Agreement (Libera Gaming Operations, Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 64 contracts
Sources: Underwriting Agreement (Lytus Technologies Holdings PTV. Ltd.), Underwriting Agreement (Lytus Technologies Holdings PTV. Ltd.), Underwriting Agreement (AIGO HOLDING LTD)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 61 contracts
Sources: Underwriting Agreement (Caring Brands, Inc.), Underwriting Agreement (PressLogic Inc.), Underwriting Agreement (Dbim Holdings LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 19 contracts
Sources: Underwriting Agreement (Akston Biosciences Corp), Placement Agency Agreement (Sidus Space Inc.), Placement Agency Agreement (Sidus Space Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 18 contracts
Sources: Underwriting Agreement (Majestic Ideal Holdings LTD), Underwriting Agreement (Brag House Holdings, Inc.), Underwriting Agreement (Brag House Holdings, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 18 contracts
Sources: Underwriting Agreement (Empro Group Inc.), Underwriting Agreement (Jupiter Wellness, Inc.), Underwriting Agreement (SRM Entertainment, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Effective Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefortherefore) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct of 2002.
Appears in 14 contracts
Sources: Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.), Underwriting Agreement (Fuling Global Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 13 contracts
Sources: Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇Sa▇▇▇▇▇▇-▇▇▇▇▇ Act ▇ct applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇Sa▇▇▇▇▇▇-▇▇▇▇▇ Act▇ct.
Appears in 12 contracts
Sources: Underwriting Agreement (BK Technologies Corp), Underwriting Agreement (Laser Photonics Corp), Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 11 contracts
Sources: Underwriting Agreement (Elephant Oil Corp.), Underwriting Agreement (Elephant Oil Corp.), Underwriting Agreement (Elephant Oil Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 10 contracts
Sources: Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 9 contracts
Sources: Underwriting Agreement (Picard Medical, Inc.), Underwriting Agreement (Picard Medical, Inc.), Underwriting Agreement (Aether Holdings, Inc.)
Compliance. The Company ishas been, or and at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 9 contracts
Sources: Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (MaxsMaking Inc.), Underwriting Agreement (MaxsMaking Inc.)
Compliance. The Company ishas been, or at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 9 contracts
Sources: Securities Purchase Agreement (Lucas GC LTD), Securities Purchase Agreement (Inno Holdings Inc.), Securities Purchase Agreement (CIMG Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date or the Option Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 9 contracts
Sources: Underwriting Agreement (Kairos Pharma, LTD.), Underwriting Agreement (Kairos Pharma, LTD.), Underwriting Agreement (Mangoceuticals, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act...
Appears in 9 contracts
Sources: Underwriting Agreement (Primech Holdings LTD), Underwriting Agreement (Boustead Wavefront Inc.), Underwriting Agreement (Boustead Wavefront Inc.)
Compliance. The Company is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 8 contracts
Sources: Underwriting Agreement (Gigabit Inc.), Underwriting Agreement (ECST Holdings LTD), Underwriting Agreement (ECST Holdings LTD)
Compliance. The Company isis and, or at the Applicable Time and on the Closing Date Date, will be, be in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 8 contracts
Sources: Underwriting Agreement (Veg House Holdings Inc.), Underwriting Agreement (LQR House Inc.), Underwriting Agreement (LQR House Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 7 contracts
Sources: Underwriting Agreement (Neuraxis, INC), Underwriting Agreement (Adamas One Corp.), Underwriting Agreement (Adamas One Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct (it being understood that this subsection shall not require the Company to comply with Section 404 of the ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act as of an earlier date than it would otherwise be require to so comply under applicable law).
Appears in 7 contracts
Sources: Underwriting Agreement (Marpai, Inc.), Underwriting Agreement (Marpai, Inc.), Underwriting Agreement (Ipsidy Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 7 contracts
Sources: Placement Agency Agreement (Snow Lake Resources Ltd.), Placement Agency Agreement (Snow Lake Resources Ltd.), Placement Agency Agreement (Snow Lake Resources Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 7 contracts
Sources: Underwriting Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (LMP Automotive Holdings, Inc.), Underwriting Agreement (RumbleON, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 7 contracts
Sources: Underwriting Agreement (ImmunoPrecise Antibodies Ltd.), Underwriting Agreement, Underwriting Agreement (PetroShare Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date, if any, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 7 contracts
Sources: Underwriting Agreement (Modular Medical, Inc.), Underwriting Agreement (Modular Medical, Inc.), Underwriting Agreement (Modular Medical, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 6 contracts
Sources: Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (BriaCell Therapeutics Corp.), Placement Agency Agreement (Vision Marine Technologies Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 6 contracts
Sources: Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (Sacks Parente Golf, Inc.), Underwriting Agreement (Sacks Parente Golf, Inc.)
Compliance. The Company is, or at the Applicable Time of Sale and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 6 contracts
Sources: Underwriting Agreement (Luxurban Hotels Inc.), Underwriting Agreement (BitNile Holdings, Inc.), Underwriting Agreement (BitNile Holdings, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act...
Appears in 5 contracts
Sources: Underwriting Agreement (Amatuhi Holdings, Inc.), Underwriting Agreement (mF International LTD), Underwriting Agreement (mF International LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct (it being understood that this subsection shall not require the Company to comply with Section 404 of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act as of an earlier date than it would otherwise be required to so comply under applicable law).
Appears in 5 contracts
Sources: Underwriting Agreement (FG Group Holdings Inc.), Underwriting Agreement (Strong Global Entertainment, Inc.), Underwriting Agreement (Strong Global Entertainment, Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct applicable to it.
Appears in 5 contracts
Sources: Underwriting Agreement (Oranco Inc), Underwriting Agreement (Pixie Dust Technologies, Inc.), Underwriting Agreement (Pixie Dust Technologies, Inc.)
Compliance. The Company is, or at as of the Applicable Time date hereof and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 5 contracts
Sources: Placement Agency Agreement, Placement Agent Agreement (NXT-Id, Inc.), Placement Agent Agreement (NXT-Id, Inc.)
Compliance. The Company ishas been, or at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 5 contracts
Sources: Securities Purchase Agreement (Galaxy Payroll Group LTD), Securities Purchase Agreement (Chilean Cobalt Corp.), Securities Purchase Agreement (Galaxy Payroll Group LTD)
Compliance. The Company is, or and at the Applicable Time and on the applicable Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, it and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s its future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 5 contracts
Sources: Underwriting Agreement (WORK Medical Technology Group LTD), Underwriting Agreement (WORK Medical Technology Group LTD), Underwriting Agreement (Intercont (Cayman) LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 5 contracts
Sources: Underwriting Agreement (Hartford Creative Group, Inc.), Underwriting Agreement (Hartford Creative Group, Inc.), Underwriting Agreement (Hartford Creative Group, Inc.)
Compliance. The Company has at all times been, is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 5 contracts
Sources: Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (China Commercial Credit Inc), Underwriting Agreement (Synalloy Corp)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 5 contracts
Sources: Underwriting Agreement (DatChat, Inc.), Underwriting Agreement (DatChat, Inc.), Underwriting Agreement (Agriforce Growing Systems Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure provide reasonable assurance of the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 4 contracts
Sources: Underwriting Agreement (Great Basin Scientific, Inc.), Underwriting Agreement (Great Basin Scientific, Inc.), Underwriting Agreement (Great Basin Scientific, Inc.)
Compliance. The Company is, or and, at the Applicable Time and on the Closing Date Date, will be, be in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 4 contracts
Sources: Underwriting Agreement (Trident Digital Tech Holdings LTD), Underwriting Agreement (Trident Digital Tech Holdings LTD), Underwriting Agreement (Trident Digital Tech Holdings Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 4 contracts
Sources: Underwriting Agreement (Collab Z Inc.), Underwriting Agreement (TV Channels Network Inc.), Underwriting Agreement (Cardiff Lexington Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken all reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 4 contracts
Sources: Underwriting Agreement (Propanc Biopharma, Inc.), Underwriting Agreement (Propanc Biopharma, Inc.), Underwriting Agreement (Propanc Biopharma, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 4 contracts
Sources: Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp), Underwriting Agreement (CW Petroleum Corp)
Compliance. The Except as provided in the Company’s Exchange Act filings, the Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 4 contracts
Sources: Underwriting Agreement (Cocrystal Pharma, Inc.), Underwriting Agreement (Verb Technology Company, Inc.), Underwriting Agreement (Verb Technology Company, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and on any Option Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 4 contracts
Sources: Underwriting Agreement (Medikra Inc.), Underwriting Agreement (Medikra Inc.), Underwriting Agreement (SAGTEC GLOBAL LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 4 contracts
Sources: Placement Agency Agreement (High Roller Technologies, Inc.), Placement Agency Agreement (Sadot Group Inc.), Underwriting Agreement (Expion360 Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 4 contracts
Sources: Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Jerash Holdings (US), Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance in all material respects (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 4 contracts
Sources: Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 4 contracts
Sources: Underwriting Agreement (Rank One Computing Corp), Underwriting Agreement (Rank One Computing Corp Dba ROC), Underwriting Agreement
Compliance. The Company is, or at the Applicable Time and on the Closing Date or the Option Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 4 contracts
Sources: Underwriting Agreement (Unifoil Holdings, Inc.), Underwriting Agreement (Cadrenal Therapeutics, Inc.), Underwriting Agreement (Cadrenal Therapeutics, Inc.)
Compliance. The Except as provided in the Company’s Exchange Act filings, the Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Opgen Inc), Underwriting Agreement (Creative Realities, Inc.), Underwriting Agreement (Creative Realities, Inc.)
Compliance. The Company isand its Subsidiaries are, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to itthem, and has have implemented or will implement such programs and taken reasonable steps to ensure the Company’s its and their future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Lafayette Energy Corp.), Underwriting Agreement (Perfect Moment Ltd.)
Compliance. The Except as set forth in the Registration Statement and the Prospectus, the Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date, if any, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Gain Therapeutics, Inc.), Underwriting Agreement (Gain Therapeutics, Inc.), Underwriting Agreement (Manhattan Bridge Capital, Inc)
Compliance. The Company is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the all applicable provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 3 contracts
Sources: Underwriting Agreement (SIBO HOLDING LTD), Underwriting Agreement (SIBO HOLDING LTD), Underwriting Agreement (SIBO HOLDING LTD)
Compliance. The Company is, or at the Applicable Time Time, and on the Closing Date or any Option Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date and on any Option Closing Date (if any) will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Acco Group Holdings LTD), Underwriting Agreement (Acco Group Holdings LTD), Underwriting Agreement (Living Homeopathy International Ltd.)
Compliance. The Company ishas been, or and at the Applicable Time and on the Closing Date, and Option Closing Date if applicable, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (HiTek Global Inc.), Underwriting Agreement (SSLJ. COM LTD), Underwriting Agreement (SSLJ. COM LTD)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in compliance in all material compliance respects with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act, in each case, to the extent applicable to an Emerging Growth Company and a “smaller reporting company” as defined in Section 12b-2 of the 1934 Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Eastside Distilling, Inc.), Underwriting Agreement (Eastside Distilling, Inc.), Underwriting Agreement (Eastside Distilling, Inc.)
Compliance. The Company is, or at the Applicable Time and on and through the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc), Underwriting Agreement (Eyegate Pharmaceuticals Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Shineco, Inc.), Underwriting Agreement (NRX Pharmaceuticals, Inc.), Underwriting Agreement (NRX Pharmaceuticals, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct (it being understood that this subsection shall not require the Company to comply with Section 404 of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act as of an earlier date than it would otherwise be require to so comply under applicable law).
Appears in 3 contracts
Sources: Underwriting Agreement (Marpai, Inc.), Underwriting Agreement (Marpai, Inc.), Underwriting Agreement (Inhibikase Therapeutics, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date or any Option Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Tg Therapeutics, Inc.), Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Timberline Resources Corp), Underwriting Agreement (AspenBio Pharma, Inc.), Underwriting Agreement (AspenBio Pharma, Inc.)
Compliance. The Company is, or and, at the Applicable Time and on the Closing Date and on any Option Closing Date, will be, be in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Rich Sparkle Holdings LTD), Underwriting Agreement (Rich Sparkle Holdings LTD)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Onfolio Holdings, Inc), Underwriting Agreement (Onfolio Holdings, Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act of 2002 applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future material compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct of 2002.
Appears in 2 contracts
Sources: Selling Agent Agreement (Alliance MMA, Inc.), Selling Agent Agreement (Alliance MMA, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇Sa▇▇▇▇▇▇-▇▇▇▇▇ Act ▇ct applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇Sa▇▇▇▇▇▇-▇▇▇▇▇ Act▇ct.
Appears in 2 contracts
Sources: Underwriting Agreement (HF Enterprises Inc.), Underwriting Agreement (HF Enterprises Inc.)
Compliance. The Company isand its Subsidiaries are, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to itthem, and has have implemented or will implement such programs and taken reasonable steps to ensure the Company’s its and their future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and any Option Closing Date (if any) will be, in material compliance with the all applicable provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply as of the Applicable Time or on the Closing Date and any Option Closing Date (if any), and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 2 contracts
Sources: Underwriting Agreement (OFA Group), Underwriting Agreement (OFA Group)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 2 contracts
Sources: Underwriting Agreement (Tharimmune, Inc.), Underwriting Agreement (Hillstream BioPharma Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (DERMAdoctor, Inc.), Underwriting Agreement (DERMAdoctor, LLC)
Compliance. The Company is, or at is and on the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Sachem Capital Corp.), Underwriting Agreement (Sachem Capital Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and each Option Closing Date, if any, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 2 contracts
Sources: Underwriting Agreement (Lemeng Holdings LTD), Underwriting Agreement (Jayud Global Logistics LTD)
Compliance. The Company is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (BGIN BLOCKCHAIN LTD), Underwriting Agreement (BGIN BLOCKCHAIN LTD)
Compliance. The Company is, is or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Aureus Greenway Holdings Inc), Underwriting Agreement (Aureus Greenway Holdings Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and the Option Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD), Underwriting Agreement (Zhong Yuan Bio-Technology Holdings LTD)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply with as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company. .
Appears in 2 contracts
Sources: Underwriting Agreement (Stran & Company, Inc.), Underwriting Agreement (Stran & Company, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (DatChat, Inc.), Underwriting Agreement (AppTech Payments Corp.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Placement Agency Agreement (Vivani Medical, Inc.), Placement Agency Agreement (Vivani Medical, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct (it being understood that this subsection shall not require the Company to comply with Section 404 of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act as of an earlier date then it would otherwise be required to comply under applicable law).
Appears in 2 contracts
Sources: Underwriting Agreement (MAIA Biotechnology, Inc.), Underwriting Agreement (MAIA Biotechnology, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable that are then in effect and with which the Company is required to itcomply as of the Applicable Time or on the Closing Date, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to it.
Appears in 2 contracts
Sources: Underwriting Agreement (Gamer Pakistan Inc), Underwriting Agreement (Gamer Pakistan Inc)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken or will take reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Helio Corp /FL/), Underwriting Agreement (Helio Corp /FL/)
Compliance. The Company ishas been, or and at the Applicable Time and on the Closing Date Date, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Leaping Group Co., Ltd.), Underwriting Agreement (Leaping Group Co., Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and on each Option Closing Date, as applicable, will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance in all material respects (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Tivic Health Systems, Inc.), Underwriting Agreement (Tivic Health Systems, Inc.)
Compliance. The Company isand its Subsidiaries are, or at the Applicable Time and on the applicable Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to itthem, and has have implemented or will implement such programs and taken reasonable steps to ensure the Company’s its and their future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Perfect Moment Ltd.), Securities Purchase Agreement (Perfect Moment Ltd.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct (it being understood that this Section 2.28.2 shall not require the Company to comply with Section 404 of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act as of an earlier date than it would otherwise be required to comply under applicable law).
Appears in 2 contracts
Sources: Underwriting Agreement (Alliance Entertainment Holding Corp), Underwriting Agreement (Alliance Entertainment Holding Corp)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct applicable to the Company.
Appears in 2 contracts
Sources: Underwriting Agreement (Presidio Property Trust, Inc.), Underwriting Agreement (Presidio Property Trust, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 2 contracts
Sources: Underwriting Agreement (Castellum, Inc.), Underwriting Agreement (Castellum, Inc.)
Compliance. The Company is, or and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (GEE Group Inc.), Underwriting Agreement (GEE Group Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s 's future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Cel Sci Corp), Underwriting Agreement (Cel Sci Corp)
Compliance. The Company is, or at the Applicable Time and on the Closing Date and Additional Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Applied UV, Inc.), Underwriting Agreement (Applied UV, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇▇-▇▇▇▇▇ ActAct then applicable to the Company.
Appears in 2 contracts
Sources: Underwriting Agreement (Glucose Health, Inc.), Underwriting Agreement (Castellum, Inc.)
Compliance. The Company is, or at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (MR2 Group, Inc.), Underwriting Agreement (MR2 Group, Inc.)
Compliance. The Company is, or at the Applicable Time is and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Vision Marine Technologies Inc.), Underwriting Agreement (Vision Marine Technologies Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇Sar▇▇▇▇▇-▇▇▇▇▇ Act ▇▇t applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇Sar▇▇▇▇▇-▇▇▇▇▇ Act.▇▇t.
Appears in 1 contract
Sources: Underwriting Agreement (Digital Brands Group, Inc.)
Compliance. The Company is, or is and at the Applicable Time and on the Closing Date will be, in material compliance with the provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act applicable to it, and has implemented or will implement such programs and has taken reasonable steps to ensure the Company’s future compliance (not later than the relevant statutory and regulatory deadlines therefor) with all of the material provisions of the S▇▇▇▇▇▇▇-▇▇▇▇▇ Act, except where the failure to be in compliance would not have or reasonably be expected to result in a Material Adverse Change.
Appears in 1 contract