Common use of Concerning the Warrant Agent Clause in Contracts

Concerning the Warrant Agent. Trust Indenture Legislation 38 Section 9.2 Rights and Duties of Warrant Agent. 38 Section 9.3 Evidence, Experts and Advisers 39 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Section 9.6 Warrant Agent Not Required to Give Security. 41 Section 9.7 Protection of Warrant Agent. 41 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Section 9.9 Acceptance of Agency. 43 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 Section 9.12 Anti-Money Laundering. 43 Section 9.13 Compliance with Privacy Code 44

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 37 Section 9.2 Rights and Duties of Warrant Agent. Agent 38 Section 9.3 Evidence, Experts and Advisers 39 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 39 Section 9.5 Actions by Warrant Agent to Protect Interest 41 40 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 40 Section 9.7 Protection of Warrant Agent. 41 Agent 40 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx Merger 41 Section 9.9 Conflict of Interest 42 Section 9.9 9.10 Acceptance of Agency. 43 Agency 42 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 42 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 Section 9.12 9.13 Anti-Money Laundering. Laundering 43 Section 9.13 9.14 Compliance with Privacy Code 43 Section 9.15 Securities Exchange Commission Certification 44

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 33 Section 9.2 Rights and Duties of Warrant Agent. 38 33 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 34 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 35 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 35 Section 9.6 Warrant Agent Not Required to Give Security. 41 35 Section 9.7 Protection of Warrant Agent. 41 35 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Xxxxxx. 36 Section 9.9 Acceptance of Agency. 43 Agency 37 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 Receiver. 37 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 Default. 37 Section 9.12 Anti-Money Laundering. 43 37 Section 9.13 Compliance with Privacy Code 44Code. 38 Section 9.14 Securities Exchange Commission Certification. 38

Concerning the Warrant Agent. Trust Section 9.1 Warrant Indenture Legislation 38 34 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 35 Section 9.3 Evidence, Experts and Advisers 39 35 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 36 Section 9.5 Actions by Warrant Agent to Protect Interest 41 37 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 37 Section 9.7 Protection of Warrant Agent. 41 Agent 37 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 38 Section 9.9 Conflict of Interest 39 Section 9.10 Acceptance of Agency. 43 Agency 40 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 40 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 40 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 40 Section 9.13 9.14 Compliance with Privacy Code 4441

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 36 Section 9.2 Rights and Duties of Warrant Agent. 38 36 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 37 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 38 Section 9.6 Warrant Agent Not Required to Give Security. 41 38 Section 9.7 Protection of Warrant Agent. 41 38 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 39 Section 9.9 Conflict of Interest 39 Section 9.10 Acceptance of Agency. 43 Agency 40 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 Receiver. 40 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 Default. 40 Section 9.12 9.13 Anti-Money Laundering. 43 40 Section 9.13 9.14 Compliance with Privacy Code 44Code. 41 Section 9.15 Securities Exchange Commission Certification. 41

Concerning the Warrant Agent. Trust Indenture Legislation 38 35 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 35 Section 9.3 Evidence, Experts and Advisers 39 36 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 36 Section 9.5 Actions by Warrant Agent to Protect Interest 41 37 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 37 Section 9.7 Protection of Warrant Agent. 41 Agent 37 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 38 Section 9.9 Conflict of Interest 38 Section 9.10 Acceptance of Agency. 43 Agency 39 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 39 Section 9.11 9.12 Authorization to Carry on Business 39 Section 9.13 Warrant Agent Not Required to Give Notice of Default 43 39 Section 9.12 9.14 Anti-Money Laundering. 43 Laundering 39 Section 9.13 9.15 Compliance with Privacy Code 4440 Section 9.16 Securities Exchange Commission Certification. 40

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 42 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 42 Section 9.3 Evidence, Experts and Advisers 39 43 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 44 Section 9.5 Actions by Warrant Agent to Protect Interest 41 44 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 44 Section 9.7 Protection of Warrant Agent. 41 Agent 45 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 46 Section 9.9 Acceptance of Agency. 43 Agency 47 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 47 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 47 Section 9.12 Anti-Money Laundering. 43 Laundering 47 Section 9.13 Compliance with Privacy Code 4448 Section 9.14 Securities Exchange Commission Certification 48

Concerning the Warrant Agent. Trust Indenture Legislation 38 43 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 43 Section 9.3 Evidence, Experts and Advisers 39 44 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 45 Section 9.5 Actions by Warrant Agent to Protect Interest 41 45 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 45 Section 9.7 Protection of Warrant Agent. 41 Agent 46 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 47 Section 9.9 Conflict of Interest 48 Section 9.10 Acceptance of Agency. 43 Agency 48 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 48 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 48 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 48 Section 9.13 9.14 Compliance with Privacy Code 4449 Section 9.15 Securities Exchange Commission Certification 49

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 37 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 37 Section 9.3 Evidence, Experts and Advisers 39 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 38 Section 9.5 Actions by Warrant Agent to Protect Interest 41 38 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 39 Section 9.7 Protection of Warrant Agent. 41 Agent 39 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 39 Section 9.9 Conflict of Interest 40 Section 9.10 Acceptance of Agency. 43 Agency 41 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 41 Section 9.11 9.12 Authorization to Carry on Business 41 Section 9.13 Warrant Agent Not Required to Give Notice of Default 43 41 Section 9.12 9.14 Anti-Money Laundering. 43 Laundering 41 Section 9.13 9.15 Compliance with Privacy Code 4442 Section 9.16 Securities Exchange Commission Certification. 42

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 46 Section 9.2 Rights and Duties of Warrant Agent. 38 46 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 47 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 48 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 48 Section 9.6 Warrant Agent Not Required to Give Security. 41 49 Section 9.7 Protection of Warrant Agent. 41 49 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger. 50 Section 9.9 Acceptance of Agency. 43 Agency 51 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 Receiver. 51 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 Default. 51 Section 9.12 Anti-Money Laundering. 43 52 Section 9.13 Compliance with Privacy Code 44Code. 52 Section 9.14 Securities Exchange Commission Certification. 53

Concerning the Warrant Agent. Trust Indenture Legislation 38 50 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 50 Section 9.3 Evidence, Experts and Advisers 39 51 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 52 Section 9.5 Actions by Warrant Agent to Protect Interest 41 53 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 53 Section 9.7 Protection of Warrant Agent. 41 Agent 53 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 54 Section 9.9 Conflict of Interest 55 Section 9.10 Acceptance of Agency. 43 Agency 56 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 56 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 56 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 56 Section 9.13 9.14 Compliance with Privacy Code 4457 Section 9.15 Securities Exchange Commission Certification 58

Concerning the Warrant Agent. Trust Section 9.1 Indenture Legislation 38 30 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 30 Section 9.3 Evidence, Experts and Advisers 39 30 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 31 Section 9.5 Actions by Warrant Agent to Protect Interest 41 31 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 31 Section 9.7 Protection of Warrant Agent. 41 Agent 31 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 32 Section 9.9 Conflict of Interest 33 Section 9.10 Acceptance of Agency. 43 Agency 33 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 33 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 33 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 33 Section 9.13 9.14 Compliance with Privacy Code 4434 Section 9.15 Securities Exchange Commission Certification 34

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 39 Section 9.2 Rights and Duties of Warrant Agent. 38 39 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 40 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 41 Section 9.5 Actions by Warrant Agent to Protect Interest Interest. 41 Section 9.6 Warrant Agent Not Required to Give Security. 41 Section 9.7 Protection of Warrant Agent. 41 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx Merger. 42 Section 9.9 Acceptance Conflict of AgencyInterest. 43 Section 9.10 Acceptance of Agency 44 Section 9.11 Warrant Agent Not to be Appointed Receiver 43 Receiver. 44 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 Default. 44 Section 9.12 9.13 Anti-Money Laundering. 43 Section 9.13 Compliance with Privacy Code 44

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 37 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 37 Section 9.3 Evidence, Experts and Advisers 39 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 38 Section 9.5 Actions by Warrant Agent to Protect Interest 41 39 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 39 Section 9.7 Protection of Warrant Agent. 41 Agent 39 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 40 Section 9.9 Conflict of Interest 40 Section 9.10 Acceptance of Agency. 43 Agency 41 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 41 Section 9.11 9.12 Authorization to Carry on Business 41 Section 9.13 Warrant Agent Not Required to Give Notice of Default 43 41 Section 9.12 9.14 Anti-Money Laundering. 43 Laundering 41 Section 9.13 9.15 Compliance with Privacy Code 4442 Section 9.16 Securities Exchange Commission Certification 42

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 37 Section 9.2 Rights and Duties of Warrant Agent. Agent 38 Section 9.3 Evidence, Experts and Advisers 39 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 39 Section 9.5 Actions by Warrant Agent to Protect Interest 41 39 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 39 Section 9.7 Protection of Warrant Agent. 41 Agent 40 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 41 Section 9.9 Acceptance of Agency. 43 Agency 41 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 41 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 42 Section 9.12 Anti-Money Laundering. 43 Laundering 42 Section 9.13 Compliance with Privacy Code 4442 Section 9.14 Securities Exchange Commission Certification 43

Concerning the Warrant Agent. Trust Indenture Legislation Legislation. 38 Section 9.2 Rights and Duties of Warrant Agent. 38 Section 9.3 Evidence, Experts and Advisers Advisers. 39 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 39 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 40 Section 9.6 Warrant Agent Not Required to Give Security. 41 40 Section 9.7 Protection of Warrant Agent. 41 40 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx Merger. 41 Section 9.9 Conflict of Interest. 42 Section 9.9 9.10 Acceptance of Agency. 43 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver Receiver. 43 Section 9.11 Warrant Agent Not Required to Give Notice of Default Default. 43 Section 9.12 9.13 Anti-Money Laundering. 43 Section 9.13 9.14 Compliance with Privacy Code Code. 44 Section 9.15 Securities Exchange Commission Certification. 44

Concerning the Warrant Agent. Trust Indenture Legislation 38 32 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 32 Section 9.3 Evidence, Experts and Advisers 39 32 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 33 Section 9.5 Actions by Warrant Agent to Protect Interest 41 33 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 33 Section 9.7 Protection of Warrant Agent. 41 Agent 34 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 35 Section 9.9 Acceptance of Agency. 43 Agency 35 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 35 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 35 Section 9.12 Anti-Money Laundering. 43 Laundering 36 Section 9.13 Compliance with Privacy Code 4436 Section 9.14 Securities Exchange Commission Certification 37

Concerning the Warrant Agent. Trust Indenture Legislation 38 46 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 46 Section 9.3 Evidence, Experts and Advisers 39 47 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 48 Section 9.5 Actions by Warrant Agent to Protect Interest 41 48 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 48 Section 9.7 Protection of Warrant Agent. 41 Agent 48 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 50 Section 9.9 Conflict of Interest 51 Section 9.10 Acceptance of Agency. 43 Agency 51 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 51 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 52 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 52 Section 9.13 9.14 Compliance with Privacy Code 4453 Section 9.15 Securities Exchange Commission Certification 53

Concerning the Warrant Agent. Trust Section 9.1 Warrant Indenture Legislation 38 37 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 37 Section 9.3 Evidence, Experts and Advisers 39 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 39 Section 9.5 Actions by Warrant Agent to Protect Interest 41 39 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 39 Section 9.7 Protection of Warrant Agent. 41 Agent 39 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 40 Section 9.9 Acceptance of Agency. 43 Agency 41 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 41 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 41 Section 9.12 Anti-Money Laundering. 43 Laundering 41 Section 9.13 Compliance with Privacy Code 4441 Section 9.14 Securities Exchange Commission Certification 42

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 39 Section 9.2 Rights and Duties of Warrant Agent. 38 39 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 40 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 41 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 42 Section 9.6 Warrant Agent Not Required to Give Security. 41 42 Section 9.7 Protection of Warrant Agent. 41 42 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger. 43 Section 9.9 Acceptance of Agency. 43 Agency 44 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 Receiver. 44 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 Default. 44 Section 9.12 Anti-Money Laundering. 43 44 Section 9.13 Compliance with Privacy Code 44Code. 45 Section 9.14 Securities Exchange Commission Certification. 46

Concerning the Warrant Agent. Trust Section 9.1 Indenture Legislation 38 Legislation. 43 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 43 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 44 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 45 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 45 Section 9.6 Warrant Agent Not Required to Give Security. 41 46 Section 9.7 Protection of Warrant Agent. 41 46 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 47 Section 9.9 Conflict of Interest 48 Section 9.10 Acceptance of Agency. 43 48 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 Receiver. 48 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 Default. 48 Section 9.12 9.13 Anti-Money Laundering. 43 49 Section 9.13 9.14 Compliance with Privacy Code 44Code. 49 Section 9.15 Securities Exchange Commission Certification. 50

Concerning the Warrant Agent. Trust Indenture Legislation 38 44 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 44 Section 9.3 Evidence, Experts and Advisers 39 45 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 46 Section 9.5 Actions by Warrant Agent to Protect Interest 41 46 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 47 Section 9.7 Protection of Warrant Agent. 41 Agent 47 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 48 Section 9.9 Conflict of Interest 49 Section 9.10 Acceptance of Agency. 43 Agency 49 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 49 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 50 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 50 Section 9.13 9.14 Compliance with Privacy Code 4451 Section 9.15 Securities Exchange Commission Certification 51

Concerning the Warrant Agent. Trust Indenture Legislation Legislation. 38 Section 9.2 Rights and Duties of Warrant Agent. 38 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 39 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 40 Section 9.6 Warrant Agent Not Required to Give Security. 41 40 Section 9.7 Protection of Warrant Agent. 41 40 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx Merger. 41 Section 9.9 Conflict of Interest. 42 Section 9.9 9.10 Acceptance of Agency. 43 42 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver Receiver. 43 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default Default. 43 Section 9.12 9.13 Anti-Money Laundering. 43 Section 9.13 9.14 Compliance with Privacy Code Code. 43 Section 9.15 Securities Exchange Commission Certification. 44

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 41 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 42 Section 9.3 Evidence, Experts and Advisers 39 42 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 44 Section 9.5 Actions by Warrant Agent to Protect Interest 41 44 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 44 Section 9.7 Protection of Warrant Agent. 41 Agent 44 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 46 Section 9.9 Conflict of Interest 47 Section 9.10 Acceptance of Agency. 43 Agency 47 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 47 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 47 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 48 Section 9.13 9.14 Compliance with Privacy Code 4448 Section 9.15 Securities Exchange Commission Certification 49

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 33 Section 9.2 Rights and Duties of Warrant Agent. 38 33 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 34 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 35 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 35 Section 9.6 Warrant Agent Not Required to Give Security. 41 35 Section 9.7 Protection of Warrant Agent. 41 35 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger. 36 Section 9.9 Acceptance of Agency. 43 Agency 37 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 Receiver. 37 Section 9.11 Warrant Agent Not Required to Give Notice of Default 43 Default. 37 Section 9.12 Anti-Money Laundering. 43 37 Section 9.13 Compliance with Privacy Code 44Code. 38 Section 9.14 Securities Exchange Commission Certification. 38

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 48 Section 9.2 Rights and Duties of Warrant Agent. 38 48 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 49 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 50 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 50 Section 9.6 Warrant Agent Not Required to Give Security. 41 51 Section 9.7 Protection of Warrant Agent. 41 51 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger. 52 Section 9.9 Conflict of Interest. 53 Section 9.10 Acceptance of Agency. 43 Agency 53 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 Receiver. 54 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 Default. 54 Section 9.12 9.13 Anti-Money Laundering. 43 54 Section 9.13 9.14 Compliance with Privacy Code 44Code. 55 Section 9.15 Securities Exchange Commission Certification. 55

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 Legislation. 36 Section 9.2 Rights and Duties of Warrant Agent. 38 36 Section 9.3 Evidence, Experts and Advisers 39 Advisers. 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 38 Section 9.5 Actions by Warrant Agent to Protect Interest 41 Interest. 38 Section 9.6 Warrant Agent Not Required to Give Security. 41 38 Section 9.7 Protection of Warrant Agent. 41 38 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger. 39 Section 9.9 Acceptance of Agency. 43 Agency 40 Section 9.10 Warrant Agent Not to be Appointed Receiver 43 Receiver. 40 Section 9.11 Authorization to Carry on Business 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default 43 Default. 40 Section 9.12 9.13 Conflict of Interest 41 Section 9.14 Anti-Money Laundering. 43 41 Section 9.13 9.15 Compliance with Privacy Code 44Code. 41 Section 9.16 Securities Exchange Commission Certification. 42

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 37 Section 9.2 Rights and Duties of Warrant Agent. Agent 38 Section 9.3 Evidence, Experts and Advisers 39 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 39 Section 9.5 Actions by Warrant Agent to Protect Interest 41 39 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 39 Section 9.7 Protection of Warrant Agent. 41 Agent 39 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 40 Section 9.9 Conflict of Interest 41 Section 9.10 Acceptance of Agency. 43 Agency 41 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 41 Section 9.11 9.12 Authorization to Carry on Business 42 Section 9.13 Warrant Agent Not Required to Give Notice of Default 43 42 Section 9.12 9.14 Anti-Money Laundering. 43 Laundering 42 Section 9.13 9.15 Compliance with Privacy Code 4442 Section 9.16 Securities Exchange Commission Certification 43

Concerning the Warrant Agent. Section 9.1 Trust Indenture Legislation 38 43 Section 9.2 Rights and Duties of Warrant Agent. 38 Agent 43 Section 9.3 Evidence, Experts and Advisers 39 44 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 40 Agent 45 Section 9.5 Actions by Warrant Agent to Protect Interest 41 45 Section 9.6 Warrant Agent Not Required to Give Security. 41 Security 46 Section 9.7 Protection of Warrant Agent. 41 Agent 46 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx 42 Merger 47 Section 9.9 Conflict of Interest 48 Section 9.10 Acceptance of Agency. 43 Agency 48 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver 43 49 Section 9.11 9.12 Warrant Agent Not Required to Give Notice of Default 43 49 Section 9.12 9.13 Anti-Money Laundering. 43 Laundering 49 Section 9.13 9.14 Compliance with Privacy Code 4450 Section 9.15 Securities Exchange Commission Certification 50