Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4.
Appears in 10 contracts
Samples: Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4excess of the limit in Section 12(d)(1)(A)(i), the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the applicable findings required by Rule 12d1-4.
Appears in 8 contracts
Samples: Fund of Funds Investment Agreement (Pender Real Estate Credit Fund), Fund of Funds Investment Agreement (First Trust Real Assets Fund), Fund of Funds Investment Agreement (First Trust Alternative Opportunities Fund)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares Shares of the Acquired Fund in excess of the limit set forth in Section 12(d)(1)(A)(i) of the 1940 Act in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4.
Appears in 4 contracts
Samples: Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4 and report such findings to its board as required by Rule 12d1-4.
Appears in 4 contracts
Samples: Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (AGTB Private BDC)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Each Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4.
Appears in 4 contracts
Samples: Fund of Funds Investment Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.), Fund of Funds Investment Agreement (RiverNorth Funds), Fund of Funds Investment Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund Shares in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4.
Appears in 4 contracts
Samples: Fund of Funds Investment Agreement (KKR FS Income Trust Select), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (KKR FS Income Trust)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4.
Appears in 3 contracts
Samples: Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (North Haven Private Income Fund LLC)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the each Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4the Rule, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4the Rule.
Appears in 3 contracts
Samples: Fund of Funds Investment Agreement (RBB Fund, Inc.), Fund of Funds Investment Agreement (Glenmede Fund Inc), Fund of Funds Investment Agreement (First Trust Alternative Opportunities Fund)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4excess of the limit in Section 12(d)(1)(A)(i), the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the applicable findings required by Rule 12d1-4.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund), Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the applicable findings required by Rule 12d1-4.
Appears in 2 contracts
Samples: Fund of Funds Investment Agreement (First Trust Alternative Opportunities Fund), Fund of Funds Investment Agreement (BC Partners Lending Corp)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree affirm that, prior to in connection with the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4excess of the limit in Section 12(d)(1)(A)(i) under the 1940 Act, the investment adviser (or, if applicable, subadvisersub-adviser) to each of the Acquiring Fund and the Acquired Fund must make have made, in writing writing, as of the date of this Agreement, the applicable findings required by Rule 12d1-4.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund Funds and the Acquired Fund agree that, prior to the initial acquisition by the an Acquiring Fund of shares of the Acquired Fund in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Northern Lights Fund Trust)
Condition to Initial Purchase in Reliance on Rule 12d1-4. The Acquiring Fund and the Acquired Fund agree that, prior to the initial acquisition by the Acquiring Fund of shares of the Acquired Fund in excess of the limit set forth in Section 12(d)(1)(A)(i) of the 1940 Act in reliance on Rule 12d1-4, the investment adviser (or, if applicable, subadviser) to each of the Acquiring Fund and the Acquired Fund must make in writing the findings required by Rule 12d1-4.
Appears in 1 contract
Samples: Fund of Funds Investment Agreement (Cliffwater Corporate Lending Fund)