Conditions to Quotation Clause Samples
Conditions to Quotation. Section 1. Compliance with StartEngine Procedures Company and Primary shall comply at all times with the Procedures instituted by Primary and set out here.
Section 2. Compliance with SEC reporting requirements Company and Primary shall comply with the periodic and current reporting requirements set out in Rule 257 of Regulation A under the Securities Act so long as they are required to do so.
Section 3. Compliance with state securities laws Company shall obtain from CrowdCheck, Inc. a “TradeCheck” with respect to compliance with state securities laws, and shall update such TradeCheck on an annual basis. Company acknowledges and agrees that trades in Securities may only be effected in the states designated in the TradeCheck report delivered to Primary.
Conditions to Quotation
