CONDITIONS TO THE DEALER MANAGER’S OBLIGATIONS. The obligations of the Dealer Manager hereunder are subject, during the full term of this Agreement and the Offering, to the conditions that: (a) at the effective date of the Registration Statement and thereafter during the term of this Agreement while any Shares remain unsold, the Registration Statement shall remain in full force and effect authorizing the Offering; (b) no stop order suspending the effectiveness of the Offering or other order restraining the Offering shall have been issued nor proceedings therefore initiated or threatened by any state regulatory agency or the SEC; and (c) the Broker shall have performed all of its obligations hereunder.
Appears in 5 contracts
Samples: Dealer Manager Agreement (CNL Healthcare Properties II, Inc.), Participating Broker Agreement (CNL Healthcare Properties II, Inc.), Dealer Manager Agreement (CNL Healthcare Properties II, Inc.)
CONDITIONS TO THE DEALER MANAGER’S OBLIGATIONS. The obligations of the Dealer Manager hereunder are subject, during the full term of this Agreement and the Offering, to the conditions that: (a) at the effective date of the Registration Statement and thereafter during the term of this Agreement while any Shares Units remain unsold, the Registration Statement shall remain in full force and effect authorizing the Offeringoffer and sale of the Units; (b) no stop order suspending the effectiveness of the Offering or other order restraining the Offering offer or sale of the Units shall have been issued nor proceedings therefore initiated or threatened by any state regulatory agency or the SEC; and (c) the Participating Broker shall have satisfactorily performed all of its obligations hereunder.
Appears in 3 contracts
Samples: Selling Group Agreement (Commonwealth Income & Growth Fund 8, LP), Participating Broker Agreement (Commonwealth Income & Growth Fund VII, LP), Participating Broker Agreement (Commonwealth Income & Growth Fund VI)
CONDITIONS TO THE DEALER MANAGER’S OBLIGATIONS. The obligations of the Dealer Manager hereunder are subject, during the full term of this Agreement and the Offering, to the conditions that: (a) at the effective date of the Registration Statement and thereafter during the term of this Agreement while any Shares Units remain unsold, the Registration Statement shall remain in full force and effect authorizing the Offeringoffer and sale of the Units; (b) no stop order suspending the effectiveness of the Offering or other order restraining the Offering offer or sale of the Units shall have been issued nor proceedings therefore therefor initiated or threatened by any state regulatory agency or the SEC; and (c) the Participating Broker shall have satisfactorily performed all of its obligations hereunder.
Appears in 3 contracts
Samples: Agency Agreement (Commonwealth Income & Growth Fund Iii), Agency Agreement (Commonwealth Income & Growth Fund Iii), Agency Agreement (Commonwealth Income & Growth Fund Iii)
CONDITIONS TO THE DEALER MANAGER’S OBLIGATIONS. The obligations of the Dealer Manager hereunder are subject, during the full term of this Agreement and the Offering, to the conditions that: (a) at the effective date of the Registration Statement Statement, and thereafter during the term of this Agreement while any Shares remain unsold, the Registration Statement shall remain in full force and effect authorizing the Offeringoffer and sale of the Shares; (b) no stop order suspending the effectiveness of the Offering or other order restraining the Offering offer or sale of the Shares shall have been issued nor or proceedings therefore theretofore initiated or threatened by any state regulatory agency or the SEC; and (c) the Broker Agent shall have satisfactorily performed all of its obligations hereunder.
Appears in 1 contract
Samples: Selected Sales Agent Agreement (Berthel Growth Trust Ii)
