Conditions to the Effectiveness of this Agreement. This Agreement and the rights and obligations of the parties hereunder shall be subject to the following conditions: (a) The Dealer Manager Agreement shall have been executed and be in force and effect. (b) The Registration Statement shall have become effective and no stop order suspending the effectiveness of the Registration Statement shall have been issued by the Commission. (c) FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the terms and arrangements of the distribution of Units pursuant to the Offering.
Appears in 5 contracts
Samples: Soliciting Dealer Agreement (CIM Commercial Trust Corp), Soliciting Dealer Agreement (CIM Commercial Trust Corp), Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Conditions to the Effectiveness of this Agreement. This Agreement and the rights and obligations of the parties hereunder shall be subject to the following conditions:
(a) The Dealer Manager Agreement shall have been executed and be in force and effect.
(b) The Registration Statement shall have become effective and no stop order suspending the effectiveness of the Registration Statement shall have been issued by the Commission.
(c) On or prior to September 30, 2011, FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the terms and arrangements of the distribution of Units Shares pursuant to the Offering.
Appears in 3 contracts
Samples: Soliciting Dealer Agreement (American Realty Capital Properties, Inc.), Soliciting Dealer Agreement (American Realty Capital Properties, Inc.), Soliciting Dealer Agreement (American Realty Capital Properties, Inc.)
Conditions to the Effectiveness of this Agreement. This Agreement and the rights and obligations of the parties hereunder shall be subject to the following conditions:
(a) The Dealer Manager Agreement shall have been executed and be in force and effect.
(b) The Registration Statement shall have become effective and no stop order suspending the effectiveness of the Registration Statement shall have been issued by the CommissionCommission or any state regulator.
(c) On or prior to [ ], 2014, FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the terms and arrangements of the distribution of Units Common Shares pursuant to the Offering.
Appears in 2 contracts
Samples: Soliciting Dealer Agreement (Lightstone Real Estate Income Trust Inc.), Soliciting Dealer Agreement (Lightstone Value Plus Real Estate Investment Trust III, Inc.)
Conditions to the Effectiveness of this Agreement. This Agreement and the rights and obligations of the parties hereunder shall be subject to the following conditions:
(a) The Dealer Manager Agreement shall have been executed and be in force and effect.
(b) The Registration Statement shall have become effective and no stop order suspending the effectiveness of the Registration Statement shall have been issued by the Commission.
(c) On or prior to October 31, 2011, FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the terms and arrangements of the distribution of Units pursuant to the Offering.
Appears in 2 contracts
Samples: Soliciting Dealer Agreement, Soliciting Dealer Agreement (Preferred Apartment Communities Inc)
Conditions to the Effectiveness of this Agreement. This Agreement and the rights and obligations of the parties hereunder shall be subject to the following conditions:
(a) The Dealer Manager Agreement shall have been executed and be in force and effect.
(b) The Registration Statement shall have become effective and no stop order suspending the effectiveness of the Registration Statement shall have been issued by the Commission.
(c) On or prior to , 2012, FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the terms and arrangements of the distribution of Units Common Shares pursuant to the Offering.
Appears in 2 contracts
Samples: Soliciting Dealer Agreement (United Realty Trust Inc), Soliciting Dealer Agreement (United Realty Trust Inc)
Conditions to the Effectiveness of this Agreement. This Agreement and the rights and obligations of the parties hereunder shall be subject to the following conditions:
(a) The Dealer Manager Agreement shall have been executed and be in force and effect.
(b) The Registration Statement shall have become effective and no stop order suspending the effectiveness of the Registration Statement shall have been issued by the CommissionCommission or any state regulator.
(c) On or prior to [ ], 2015, FINRA shall have confirmed that it has not raised any objection with respect to the fairness and reasonableness of the terms and arrangements of the distribution of Units Common Shares pursuant to the Offering.
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Lightstone Real Estate Income Trust Inc.)
