Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 28 contracts
Samples: Magic Lantern Group Inc, Dynagen Inc, Dynagen Inc
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of that the restrictive investment legend set forth herein above be placed on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 4 contracts
Samples: Loan Agreement (Gender Sciences Inc), Bridge Financing Agreement (Axys Pharmaceuticals Inc), Bridge Financing Agreement (Axys Pharmecueticals Inc)
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed by the proposed transferee, transferee (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 3 contracts
Samples: Sales Agency (Palomar Medical Technologies Inc), Palomar Medical Technologies Inc, Palomar Medical Technologies Inc
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate certificate, certificates or certificates agreement representing the securities Securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 2 contracts
Samples: Warrant Agreement (Adstar Com Inc), Warrant Agreement (Adstar Com Inc)
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the CompanyCorporation, deliver to the Company Corporation (i) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of that the restrictive investment legend set forth herein above be placed on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company Corporation may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company Corporation to the same extent as set forth in the next succeeding paragraph.
Appears in 2 contracts
Samples: Loan Agreement (Ontro Inc), Ontro Inc
Conditions to Transfer. Prior to any such proposed transfer, and ---------------------- as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed agreement by the proposed transferee, (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iiiii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iviii) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 2 contracts
Samples: Video Update Inc, Unifi Communications Inc
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed by the proposed transferee, transferee (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "“stop transfer order" ” with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.. (c)
Appears in 2 contracts
Samples: Palomar Medical Technologies Inc, Palomar Medical Technologies Inc
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (iI) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iiiIII) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (ivIV) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 1 contract
Samples: Locateplus Holdings Corp
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Selling Shareholders and the Company (i) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 1 contract
Samples: International Computex Inc
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (iI) an investment covenant signed by the proposed transferee, (iiII) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iiiIII) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (ivIV) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 1 contract
Samples: Locateplus Holdings Corp
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, registrar and (iv) an agreement by the transferee to indemnify indemnity the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 1 contract
Samples: Computer Marketplace Inc
Conditions to Transfer. Prior to any such proposed transfer, and as ---------------------- a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed agreement by the proposed transferee, (ii) an agreement by such transferee to the impression of the restrictive investment legend set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iiiii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iviii) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 1 contract
Conditions to Transfer. Prior to any such proposed transfer, and as ;a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities ActAct of 1933, the Holder will, if requested by the Company, deliver to the Company (i) an investment covenant signed by the proposed transferee, (ii) an agreement by such transferee to the impression of that the restrictive investment legend set forth herein above be placed on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph.
Appears in 1 contract
Conditions to Transfer. Prior to any such proposed transfer, and as a condition thereto, if such transfer is not made pursuant to an effective registration statement under the Securities Act, the Holder will, if requested by the Company, deliver to the Company (i) an a representation of investment covenant intent signed by the proposed transferee, (ii) an agreement by such transferee to the impression placing of the restrictive investment legend substantially in the form set forth herein on the certificate or certificates representing the securities acquired by such transferee, (iii) an agreement by such transferee that the Company may place a "stop transfer order" with its transfer agent or registrar, and (iv) an agreement by the transferee to indemnify the Company to the same extent as set forth in the next succeeding paragraph, and (v) other documentation, certificates or instruments reasonably requested by the Company or its counsel.
Appears in 1 contract
Samples: Ovation Products Corp