Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.
Appears in 12 contracts
Samples: Call Option Transaction (MP Materials Corp. / DE), Call Option Transaction (Kosmos Energy Ltd.), Base Call Option Transaction (Kosmos Energy Ltd.)
Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]16
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