Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.
Appears in 12 contracts
Samples: Purchase Agreement (MP Materials Corp. / DE), Letter Agreement (Kosmos Energy Ltd.), Purchase Agreement (Bentley Systems Inc)
Conduct Rules. Each of Dealer and Counterparty acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein.therein.]16
Appears in 1 contract
Samples: Hubspot Inc
