Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 13 Insert for Base Call Option Confirmation. 14 Insert for Additional Call Option Confirmation. 29
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Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 13 16 Insert for Base Call Option Confirmation. 14 17 Insert for Additional Call Option Confirmation. 29.
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Samples: Call Option Transaction (Progress Software Corp /Ma)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 13 22 Insert for Base Call Option Confirmation. 14 23 Insert for Additional Call Option Confirmation. 29.
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Samples: Call Option Transaction (Turning Point Brands, Inc.)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 13 17 Insert for Base Call Option Confirmation. 14 18 Insert for Additional Call Option Confirmation. 29.
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Samples: Call Option Transaction (iRhythm Technologies, Inc.)
Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 13 14 Insert for Base Call Option Confirmation. 14 15 Insert for Additional Call Option Confirmation. 29.
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Conduct Rules. Each party acknowledges and agrees to be bound by the Conduct Rules of the Financial Industry Regulatory Authority, Inc. applicable to transactions in options, and further agrees not to violate the position and exercise limits set forth therein. 13 45 Insert term defined in Purchase Agreement for Base Call Option Confirmation. 14 46 Insert term defined in Purchase Agreement for Additional Call Option Confirmation. 29.
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