Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx prompt notice thereof unless in the opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the opinion of the Company’s counsel it is not legally able so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 32 contracts
Samples: Structuring Fee Agreement (Goldman Sachs MLP & Energy Renaissance Fund), Structuring Fee Agreement (Goldman Sachs MLP Income Opportunities Fund), Syndication Fee Agreement (Goldman Sachs MLP Income Opportunities Fund)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx prompt notice thereof unless in the reasonable opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the reasonable opinion of the Company’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors trustees and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 5 contracts
Samples: Fee Agreement (PIMCO Access Income Fund), Structuring and Syndication Fee Agreement (Western Asset Diversified Income Fund), Structuring and Syndication Fee Agreement (PIMCO Dynamic Income Opportunities Fund)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Mxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx prompt notice thereof unless in the reasonable opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx and its counsel, unless in the reasonable opinion of the Company’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors trustees and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 2 contracts
Samples: Structuring and Syndication Fee Agreement (First Trust High Yield Opportunities 2027 Term Fund), Structuring Fee Agreement (Guggenheim Energy & Income Fund)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company Adviser or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company Adviser or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company Adviser may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company Adviser gives Xxxxxx Xxxxxxx prompt notice thereof unless in the reasonable opinion of the CompanyAdviser’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the reasonable opinion of the CompanyAdviser’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors trustees and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 2 contracts
Samples: Structuring Fee Agreement (DoubleLine Yield Opportunities Fund), Structuring Fee Agreement (RiverNorth Opportunistic Municipal Income Fund, Inc.)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx prompt notice thereof unless in the opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the opinion of the Company’s counsel it is not legally able so to consult) and (iii) on a confidential need-to-know basis, to the Fund Trust and its officers and directors and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 1 contract
Samples: Syndication Fee Agreement (BlackRock Utility & Infrastructure Trust)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx prompt notice notice, as reasonably practicable under the circumstances, thereof unless in the opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the opinion of the Company’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 1 contract
Samples: Structuring Fee Agreement (Prudential Global Short Duration High Yield Fund, Inc.)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx prompt notice thereof unless in the opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the opinion of the Company’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 1 contract
Samples: Structuring Fee Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Mxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx prompt notice thereof unless in the reasonable opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx and its counsel, unless in the reasonable opinion of the Company’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 1 contract
Samples: Structuring and Syndication Fee Agreement (Duff & Phelps Select Energy MLP Fund Inc.)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company Xxxx Xxxxx or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company Xxxx Xxxxx or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company Xxxx Xxxxx may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company Xxxx Xxxxx gives Xxxxxx Xxxxxxx prompt notice thereof unless in the reasonable opinion of the Company’s Xxxx Xxxxx’x counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the reasonable opinion of the Company’s Xxxx Xxxxx’x counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 1 contract
Samples: Structuring Fee Agreement (Western Asset Middle Market Income Fund Inc.)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx prompt notice thereof unless in the reasonable opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the reasonable opinion of the Company’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund and its officers and directors [trustees] and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 1 contract
Samples: Fee Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust)
Confidential Advice. None of any advice rendered by Xxxxxx Xxxxxxx to the Company or any communication from Xxxxxx Xxxxxxx in connection with the services performed by Xxxxxx Xxxxxxx pursuant to this Agreement will be quoted or referred to orally or in writing, or reproduced or disseminated, by the Company or any of its affiliates or any of their agents, without Xxxxxx Xxxxxxx’x prior written consent, except (i) the Company may disclose the foregoing to any regulatory authority in response to a regulatory proceeding, process, inquiry or request, so long as the Company gives Xxxxxx Xxxxxxx prompt notice thereof unless in the reasonable opinion of the Company’s counsel it is not legally able to do so, (ii) to the extent otherwise required by law, judicial process or applicable regulation (after consultation with, and approval (not to be unreasonably withheld) as to form and substance by, Xxxxxx Xxxxxxx and its counsel, unless in the reasonable opinion of the Company’s counsel it is not legally able to so to consult) and (iii) on a confidential need-to-know basis, to the Fund Trust and its officers and directors trustees and their legal counsel, auditors and other advisors. This confidentiality provision will terminate eighteen months from the date first written above.
Appears in 1 contract
Samples: Structuring Fee Agreement (Tekla Healthcare Opportunities Fund)