Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, RBCCM and its counsel), none of (i) the name of RBCCM, (ii) any advice rendered by RBCCM to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from RBCCM, each in connection with the services performed by RBCCM pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without RBCCM’s prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify RBCCM of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.
Appears in 1 contract
Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)
Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, RBCCM UBS and its counsel, unless such consultation is prohibited by law), none of (i) the name of RBCCMUBS, (ii) any advice rendered by RBCCM UBS to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from RBCCMUBS, each in connection with the services performed by RBCCM UBS pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without RBCCM’s UBS’ prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or
or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify RBCCM UBS of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.
Appears in 1 contract
Samples: Structuring Fee Agreement (DoubleLine Yield Opportunities Fund)
Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, RBCCM [●] and its counsel), none of (i) the name of RBCCM[●], (ii) any advice rendered by RBCCM [●] to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from RBCCM[●], each in connection with the services performed by RBCCM [●] pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without RBCCM[●]’s prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or
or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify RBCCM [●] of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.
Appears in 1 contract
Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)
Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, RBCCM Stifel and its counsel), none of (i) the name of RBCCMStifel, (ii) any advice rendered by RBCCM Stifel to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from RBCCMStifel, each in connection with the services performed by RBCCM Stifel pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without RBCCMStifel’s prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or
or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify RBCCM Stifel of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.
Appears in 1 contract
Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)
Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, RBCCM Xxxxx Fargo and its counsel), none of (i) the name of RBCCMXxxxx Fargo, (ii) any advice rendered by RBCCM Xxxxx Fargo to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from RBCCMXxxxx Fargo, each in connection with the services performed by RBCCM Xxxxx Fargo pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without RBCCMXxxxx Fargo’s prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or
or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify RBCCM Xxxxx Fargo of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.
Appears in 1 contract
Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)
Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, RBCCM Oppenheimer and its counsel), none of (i) the name of RBCCMXxxxxxxxxxx, (ii) any advice rendered by RBCCM Oppenheimer to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from RBCCMOppenheimer, each in connection with the services performed by RBCCM Oppenheimer pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without RBCCM’s Xxxxxxxxxxx’x prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or
or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify RBCCM Oppenheimer of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.
Appears in 1 contract
Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)
Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, RBCCM UBS and its counsel), none of (i) the name of RBCCMUBS, (ii) any advice rendered by RBCCM UBS to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from RBCCMUBS, each in connection with the services performed by RBCCM UBS pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without RBCCM’s UBS’ prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or
or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify RBCCM UBS of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.
Appears in 1 contract
Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)