Common use of Confidential Advice Clause in Contracts

Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, Stifel and its counsel), none of (i) the name of Stifel, (ii) any advice rendered by Stifel to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from Stifel, each in connection with the services performed by Stifel pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without Stifel’s prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify Stifel of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.

Appears in 1 contract

Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)

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Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, Stifel UBS and its counsel, unless such consultation is prohibited by law), none of (i) the name of StifelUBS, (ii) any advice rendered by Stifel UBS to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from StifelUBS, each in connection with the services performed by Stifel UBS pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without Stifel’s UBS’ prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify Stifel UBS of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.

Appears in 1 contract

Samples: Fee Agreement (DoubleLine Yield Opportunities Fund)

Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, Stifel Oppenheimer and its counsel), none of (i) the name of StifelXxxxxxxxxxx, (ii) any advice rendered by Stifel Oppenheimer to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from StifelOppenheimer, each in connection with the services performed by Stifel Oppenheimer pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without Stifel’s Xxxxxxxxxxx’x prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify Stifel Oppenheimer of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.

Appears in 1 contract

Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)

Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, Stifel [●] and its counsel), none of (i) the name of Stifel[●], (ii) any advice rendered by Stifel [●] to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from Stifel[●], each in connection with the services performed by Stifel [●] pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without Stifel[●]’s prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify Stifel [●] of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.

Appears in 1 contract

Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)

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Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, Stifel Xxxxx Fargo and its counsel), none of (i) the name of StifelXxxxx Fargo, (ii) any advice rendered by Stifel Xxxxx Fargo to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from StifelXxxxx Fargo, each in connection with the services performed by Stifel Xxxxx Fargo pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without StifelXxxxx Fargo’s prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify Stifel Xxxxx Fargo of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.

Appears in 1 contract

Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)

Confidential Advice. Except to the extent legally required (after consultation with, and approval as to form and substance by, Stifel UBS and its counsel), none of (i) the name of StifelUBS, (ii) any advice rendered by Stifel UBS to the Company, or (iii) the terms of this Agreement (but not the existence of this Agreement) or any communication from StifelUBS, each in connection with the services performed by Stifel UBS pursuant to this Agreement, will be quoted or referred to orally or in writing, or in the case of (ii) and (iii), reproduced or disseminated, by the Company or any of its affiliates or any of its agents, without Stifel’s UBS’ prior written consent, which consent will not be unreasonably withheld in the case of clause (i) and (iii) (but not (ii)); provided, however, that this provision shall not be applicable to: (A) any information (except for the information in clause (ii)) that becomes publicly available through no fault of the Company; or (B) any information covered by each of clauses (i), (ii) and (iii) above, the release of which is required or requested by a regulatory agency, self-regulatory organization, or court with jurisdiction over the Company or its affiliates, provided, however, that the Company will promptly notify Stifel UBS of the information to be disclosed if notice thereof is permitted by law, does not violate the terms of the relevant request and is reasonably practicable under the circumstances.

Appears in 1 contract

Samples: Structuring Fee Agreement (Calamos Long/Short Equity & Dynamic Income Trust)

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