Common use of Confirmation by Dealer Clause in Contracts

Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 75 contracts

Samples: Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)

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Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions have been executed. Dealer agrees to shall provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 32 contracts

Samples: Advisors Series Trust (Advisors Series Trust), Service Fee Agreement (Advisor Managed Portfolios), Service Fee Agreement (Advisor Managed Portfolios)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund Agent or its designee that Fund Agent’s instructions to restrict or prohibit trading have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 6 contracts

Samples: Dealer Agreement (Allianz Funds), Dealer Agreement (Allianz Funds), Selected Dealer Agreement (Allianz Funds Multi-Strategy Trust)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 5 contracts

Samples: Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds)

Confirmation by Dealer. Dealer You must provide written confirmation to the Fund that instructions have been executed. Dealer agrees You agree to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 5 contracts

Samples: Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund Funds that instructions have been executed. Dealer agrees to shall provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 5 contracts

Samples: Dealer Agreement (MoA Funds Corp), Dealer Agreement (MoA Funds Corp), Dealer Agreement (Aristotle Funds Series Trust)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 5 contracts

Samples: Mutual Fund Sales and Services Agreement (Huntington Funds), Services Agreement (Huntington Funds), Dealer Agreement (Bridgeway Funds Inc)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund Agent or its designee that Fund Agent’s instructions to restrict or prohibit trading have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days Business Days after the instructions have been executed.

Appears in 2 contracts

Samples: Selected Dealer Agreement (PIMCO California Flexible Municipal Income Fund), Selected Dealer Agreement (PIMCO Flexible Credit Income Fund)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions have been executed. Dealer Xxxxxx agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 2 contracts

Samples: Distribution Agreement (JOHCM Funds Trust), Dealer Agreement (Aul American Unit Trust)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund Agent or its designee that Fund Agent’s instructions to restrict or prohibit trading have been executed. Dealer Xxxxxx agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 2 contracts

Samples: Dealer Agreement (Ashmore Funds), www.sec.gov

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Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions have been executed. Dealer Xxxxxx agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund Funds that instructions from the Fund to restrict or prohibit trading have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 1 contract

Samples: RMR Funds Series Trust

Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but generally not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Dealer Agreement (Aul American Unit Trust)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund that instructions have been executed. Dealer Dxxxxx agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 1 contract

Samples: Dealer Agreement (Palmer Square Opportunistic Income Fund)

Confirmation by Dealer. Dealer must provide written confirmation to the Fund that its instructions to restrict or prohibit further purchases or exchanges have been executed. Dealer agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 1 contract

Samples: Sales and Service Agreement (Ironwood Series Trust)

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