Common use of Confirmation by Intermediary Clause in Contracts

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 429 contracts

Samples: Amendment to Selling Group Agreement (Deutsche DWS Securities Trust), Amendment to Selling Group Agreement (Cash Account Trust), Amendment to Selling Group Agreement (Investors Cash Trust)

AutoNDA by SimpleDocs

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 175 contracts

Samples: Distribution Agreement (JOHCM Funds Trust), Shareholder Information Agreement (Talcott Resolution Life & Annuity Insurance Co Separate Account Seven), Shareholder Information Agreement (C M Life Variable Life Separate Account I)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund Agent that Fund Agent's instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 11 contracts

Samples: Participation Agreement (Lincoln Life Flexible Premium Variable Life Account S), Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Participation Agreement (Lincoln Life Flexible Premium Variable Life Account M)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund Agent or its delegate that Fund Agent’s instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 10 contracts

Samples: Sales Agreement (Pimco Funds), Sales Agreement, Sales Agreement (PIMCO Flexible Municipal Income Fund)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund or its designee that instructions from the Fund or its designee to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 10 contracts

Samples: Rule 22c 2 Shareholder Information Agreement (Equitrust Life Variable Account), Shareholder Information Agreement (Farm Bureau Life Annuity Account), Rule 22c 2 Shareholder Information Agreement (American Equity Life Annuity Account)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund Agent that Fund Agent’s instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 6 contracts

Samples: Participation Agreement (Zalico Variable Annuity Separate Account), Participation Agreement (Tiaa-Cref Life Separate Account Vli-1), Participation Agreement (ALAC Separate Account 1)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days (10) Business Days after the instructions have been executed.

Appears in 4 contracts

Samples: Fund Participation Agreement (C M Life Variable Life Separate Account I), Fund Participation Agreement (Guardian Separate Account R), Fund Participation Agreement (Massachusetts Mutual Variable Annuity Separate Account 4)

Confirmation by Intermediary. The Intermediary must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 4 contracts

Samples: Dealer Assistance Agreement (Marsico Investment Fund), Dealer Assistance Agreement (Marsico Investment Fund), Dealer Assistance Agreement (Smead Funds Trust)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 2 contracts

Samples: Customer Information Agreement (Ml of New York Variable Annuity Separate Account D), Customer Information Agreement (Merrill Lynch Life Variable Annuity Separate Account D)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 2 contracts

Samples: Agency Agreement (GMO Series Trust), Information Sharing Agreement (PHL Variable Accumulation Account)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund Agent that instructions from the Fund Agent to restrict or prohibit trading have been executed. Each Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 2 contracts

Samples: Shareholder Information Agreement (Lincoln Life Variable Annuity Account N), Rule 22c 2 Shareholder Information Agreement (Lincoln New York Account N for Variable Annuities)

Confirmation by Intermediary. The Intermediary must provide written confirmation to the Fund Agent that instructions from the Fund Agent to restrict or prohibit trading have been executed. The Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Shareholder Information Agreement (SBL Variable Annuity Account Xiv)

Confirmation by Intermediary. Intermediary The Intermediaries must provide written confirmation to the Fund Agent that Fund Agent's instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed, or as mutually agreed upon by the parties in writing.

Appears in 1 contract

Samples: Participation Agreement (John Hancock Life Insurance Co (Usa) Separate Account H)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund Agent that Fund Agent's instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

AutoNDA by SimpleDocs

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund Trust that instructions from the Fund Trust to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 1 contract

Samples: Service Agreement (Aul American Unit Trust)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund that instructions from the Fund Fund, to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 1 contract

Samples: Service Agreement (Aul American Unit Trust)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not no later than ten three (3) business days after the instructions have been executed.

Appears in 1 contract

Samples: Shareholder Information Rule 22c 2 Agreement (Stewart W P & Co Growth Fund Inc)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund Funds that instructions from the Fund Funds to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Shareholder Information Agreement

Confirmation by Intermediary. Intermediary must Intermediarymust provide written confirmation to the Fund or its designee that instructions from the Fund or its designee to restrict or prohibit prohibt trading have been executed. Intermediary agrees to provide confirmation confmnation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Rule 22c 2 Shareholder Information Agreement (Country Investors Variable Annuity Account)

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund or its designee that instructions from the Fund or its designee to restrict or prohibit prohibt trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Rule 22c 2 Shareholder Information Agreement

Confirmation by Intermediary. Intermediary must provide written confirmation to the Fund or its designee that instructions from the Fund or its designee to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten business days after the instructions have been executed.

Appears in 1 contract

Samples: Participation Agreement (Variable Annuity Fund I of Southwestern Life)

Confirmation by Intermediary. Intermediary must provide written confirmation to Adviser and the Fund that instructions from the Fund to restrict or prohibit trading have been executed. Intermediary agrees to provide confirmation as soon as reasonably practicable, but not later than ten (10) business days after the instructions have been executed.

Appears in 1 contract

Samples: Participation Agreement (Guardian Separate Acct N of the Guardian Ins & Annuity Co)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!