Confirmations and Reports. First Clearing will send confirmations of transactions and periodic Account statements to you. You may waive your right to receive trade-by-trade confirmations. If you open an eligible Advisory Program Account when you sign this Agreement, your initials on the Signature Page or Program Features indicate that you desire to waive trade-by-trade confirmations and your understanding that waiving your right to receive confirmations is not a condition to entering/participating in an Advisory Program and will not result in a different fee. If you elect to waive your right to receive trade-by-trade confirmations, you will receive periodic statements. You may rescind your waiver at any time. A monitoring report will be provided to you annually and is also available to you on an ad hoc basis. You will review this material and report any discrepancies to us as soon as possible. This report will include a reminder to you to contact your financial professional if there are any changes in your financial situation or other information included in your Account Application and will disclose a method by which you may make such contact.
Appears in 3 contracts
Samples: Brokerage Account Agreement, Brokerage Account Agreement, Brokerage Account Agreement
Confirmations and Reports. First Clearing We will send confirmations of transactions and periodic Account statements to you. You may waive your right to receive trade-by-trade confirmations. If you open an eligible Advisory Program Account when you sign this Agreement, your initials on the Signature Page or Program Features indicate that you desire to waive trade-by-trade confirmations and your understanding that waiving your right to receive confirmations is not a condition to entering/participating in an Advisory Program and will not result in a different fee. If you elect to waive your right to receive trade-by-trade confirmations, you will receive periodic statements. You Your waiver may rescind your waiver be rescinded at any time. A monitoring report will be provided to you annually and is also available to you on an ad hoc basisperiodically. You will review this material and report any discrepancies to us as soon as possible. This report will include a reminder to you to contact your financial professional us if there are any changes in your financial situation or other information included in your Account Application and will disclose a method by which you may make such contact.
Appears in 1 contract
Samples: Client Agreement (VII Peaks Co-Optivist Income BDC II, Inc.)