Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 141 contracts
Samples: Capital on Demand Sales Agreement (HCW Biologics Inc.), Equity Distribution Agreement (Aspen Group, Inc.), Capital on Demand Sales Agreement (Unicycive Therapeutics, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 91 contracts
Samples: Sales Agreement (Graphite Bio, Inc.), Sales Agreement (Opiant Pharmaceuticals, Inc.), Sales Agreement (Cyclacel Pharmaceuticals, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 35 contracts
Samples: Sales Agreement (NexImmune, Inc.), Sales Agreement (Mind Medicine (MindMed) Inc.), At Market Issuance Sales Agreement (CorMedix Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 12 contracts
Samples: Capital on Demand Sales Agreement (Ocuphire Pharma, Inc.), Sales Agreement (vTv Therapeutics Inc.), Equity Distribution Agreement (Addvantage Technologies Group Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 11 contracts
Samples: Capital on Demand Sales Agreement (Monopar Therapeutics), Sales Agreement (BioCardia, Inc.), Capital on Demand Sales Agreement (ARCA Biopharma, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Distribution Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 11 contracts
Samples: At Market Issuance Sales Agreement (Spectrum Pharmaceuticals Inc), At the Market Issuance Sales Agreement (LIGHTBRIDGE Corp), Equity Distribution Agreement (First Foundation Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xx Xxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 9 contracts
Samples: At Market Issuance Sales Agreement (Magnum Hunter Resources Corp), At Market Issuance Sales Agreement (Peregrine Pharmaceuticals Inc), At Market Issuance Sales Agreement (Generex Biotechnology Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Distribution Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 5 contracts
Samples: At Market Issuance Sales Agreement (Aemetis, Inc), At Market Issuance Sales Agreement (Southern Missouri Bancorp, Inc.), At Market Issuance Sales Agreement (Lakeland Bancorp Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 4 contracts
Samples: Sales Agreement (Zynerba Pharmaceuticals, Inc.), Sales Agreement (Zynerba Pharmaceuticals, Inc.), Sales Agreement (Spectrum Pharmaceuticals Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxx-Xxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 4 contracts
Samples: At the Market Issuance Sales Agreement (Microvision, Inc.), At the Market Issuance Sales Agreement (CPS Technologies Corp/De/), At the Market Issuance Sales Agreement (Microvision, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 3 contracts
Samples: Sales Agreement (Paramount Gold Nevada Corp.), At Market Issuance Sales Agreement (YRC Worldwide Inc.), At Market Issuance Sales Agreement (ARYx Therapeutics, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 2 contracts
Samples: Sales Agreement (Energy Fuels Inc), At the Market Sales Agreement (Paratek Pharmaceuticals, Inc.)
Conformity with XXXXX Filing. The Prospectus Prospectuses delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus Prospectuses created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Sales Agreement (Aurinia Pharmaceuticals Inc.), Sales Agreement (Aurinia Pharmaceuticals Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxxxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (Aeterna Zentaris Inc.), At Market Issuance Sales Agreement (Aeterna Zentaris Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 2 contracts
Samples: Sales Agreement (Ardelyx, Inc.), Sales Agreement (OncoMed Pharmaceuticals Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXXXXXXX and SEDAR, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 2 contracts
Samples: Sales Agreement (Evogene Ltd.), Sales Agreement (Evogene Ltd.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use each Purchaser in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Immucell Corp /De/), Securities Purchase Agreement (Immucell Corp /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Ardelyx, Inc.), Open Market Sale Agreement (Ardelyx, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxxxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Atm Sales Agreement (Magnum Hunter Resources Corp), Atm Sales Agreement (Magnum Hunter Resources Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be substantially identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: At Market Issuance Sales Agreement (MONROE CAPITAL Corp), At Market Issuance Sales Agreement (MONROE CAPITAL Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Manager for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 2 contracts
Samples: Distribution Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Xxxxxxx Xxxxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: At the Market Issuance Sales Agreement (Microvision, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the each Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created by the Company to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Brickell Biotech, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Acasti Pharma Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T under the Securities Act.
Appears in 1 contract
Samples: Capital on Demand Sales Agreement (Pain Therapeutics Inc)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.the
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Broadwind Energy, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Acasti Pharma Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent X. Xxxxx Securities for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Umh Properties, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions version of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Public Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement the Transaction Documents will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Securities Purchase Agreement (Tellurian Inc. /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXXXXXXX and SEDAR, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T. Any certificate signed by an officer of the Company and delivered to the Agent or to counsel for the Agent pursuant to or in connection with this Agreement shall be deemed to be a representation and warranty by the Company, as applicable, to the Agent as to the matters set forth therein.
Appears in 1 contract
Samples: Sales Agreement (Intrexon Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Samples: Open Market Sale Agreement (Opiant Pharmaceuticals, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Offered Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The U.S. Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the U.S. Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXXXXXXX and SEDAR, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement after the date hereof will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the and Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Sales Agreement (Durect Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Representative for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent X. Xxxxx for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered or made available to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Salem Media Group, Inc. /De/)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Managers for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares ADSs pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.S‑T.
Appears in 1 contract
Samples: Sales Agreement (Cerecor Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent Agents for use in connection with the sale of the Placement Shares Securities pursuant to this Agreement will be substantially identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Equity Distribution Agreement (FIDUS INVESTMENT Corp)
Conformity with XXXXX Filing. The Prospectus delivered to the Placement Agent for use in connection with the sale of the Placement Shares Securities pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered upon request to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (Sonoma Pharmaceuticals, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T. (oo) [Reserved].
Appears in 1 contract
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.T
Appears in 1 contract
Samples: Open Market Sale Agreement (Akebia Therapeutics, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T..
Appears in 1 contract
Samples: At Market Issuance Sales Agreement (StoneCastle Financial Corp.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
Samples: Sales Agreement (Provectus Biopharmaceuticals, Inc.)
Conformity with XXXXX Filing. The Prospectus delivered to the Agent for use in connection with the sale of the Placement Shares Notes pursuant to this Agreement will be identical to the versions of the Prospectus created to be transmitted to the Commission for filing via XXXXX, except to the extent permitted by Regulation S-T.
Appears in 1 contract
